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| Newtyn Management LLC
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|---|---|
| CRD # | 161156 |
| SEC # | 801-73991 |
| CIK # | 0001569241 |
| AUM | 2,070.5 M (2026-03-27) |
| Employees | 12 (67% Investors, 0% Brokers) |
| Phone | 212-446-2460 |
| Address | 60 East 42nd Street New York, NY 10165 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Theravance Biopharma Inc | 78.6 | ||
| Quidelortho Corp | 74.9 | ||
| Commscope Holding Company Inc | 68.5 | ||
| Indivior PLC | 61.0 | ||
| Apartment Investment & Management Co | 49.7 | ||
| Teleflex Inc | 47.8 | ||
| Resolute Holdings Management Inc | 39.3 | ||
| Cannae Holdings Inc | 37.1 | ||
| Par Technology Corp | 36.4 | ||
| Inflection Point Acquisition Corp II | 35.4 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Newtyn Offshore Partners Ltd | [2020-03-31] | 290.8 M | 441.3 M |
| Filed 2025-04-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Newtyn Partners LP | [2012-02-14] | 666.1 M | 780.7 M |
| Filed 2025-04-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Newtyn TE Partners LP | [2012-02-14] | 642.1 M | 1,289.9 M |
| Filed 2025-04-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 2.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 2.1 |
| By Discretionary | ||
| Discretionary | 3 | 2.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 2.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.4 | |
| United States Persons | 1.6 | |
| Total | 3 | 2.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Alaina Danley | Director | 111 | 32 | |
| Paras Malde | Director | 77 | 26 | |
| Noah Levy | Executive Officer | 6 | 3 | |
| Ledo Capital LLC | Executive Officer | 3 | 1 | |
| Newtyn Management LLC | Executive Officer | 3 | 1 | |
| Eugene Dozortsev | Executive Officer | 3 | 1 | |
| Newtyn Capital Partners LP | Executive Officer | 3 | 1 | |
| NA Ledo Capital LLC | Executive Officer | 2 | 1 | |
| NA Newtyn Capital Partners LP | Executive Officer | 2 | 1 | |
| NA Newtyn Management LLC | Executive Officer | 2 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001569241] | |
| 3 | [0001569241] | |
| 4 | [0001569241] | |
| SC 13D | [0001569241] | |
| SC 13G | [0001569241] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.7B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300DDYZRDTSJRIE47 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 5% series A redeemable
|
2023-02-02 | Sell | 4,930 | $17.87 | 88,099 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 4.36% series A redeemable
|
2023-02-02 | Sell | 500 | $16.21 | 8,105 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 6% nonredeemable
|
2023-02-02 | Sell | 17,940 | $22.44 | 402,574 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 5.50% nonredeemable
|
2023-02-02 | Sell | 1,000 | $20.22 | 20,220 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 5% redeemable
|
2023-02-02 | Sell | 1,500 | $18.00 | 27,000 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 5.50% nonredeemable
|
2023-02-01 | Sell | 901 | $19.63 | 17,687 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 4.36% series A redeemable
|
2023-02-01 | Sell | 1,000 | $16.18 | 16,180 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 5% redeemable
|
2023-02-01 | Sell | 650 | $17.97 | 11,680 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 6% nonredeemable
|
2023-02-01 | Sell | 12,500 | $21.95 | 274,375 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 5.50% nonredeemable
|
2023-01-31 | Sell | 500 | $19.62 | 9,810 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 4.80% redeemable
|
2023-01-31 | Sell | 500 | $17.45 | 8,725 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 6% nonredeemable
|
2023-01-31 | Sell | 2,713 | $22.11 | 59,984 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 4.80% redeemable
|
2023-01-30 | Sell | 2,500 | $17.45 | 43,625 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 5% series A redeemable
|
2023-01-30 | Sell | 2,000 | $17.60 | 35,200 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 6% nonredeemable
|
2023-01-30 | Sell | 2,000 | $22.01 | 44,020 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 5% redeemable
|
2023-01-27 | Sell | 500 | $18.15 | 9,075 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 5% series A redeemable
|
2023-01-27 | Sell | 1,300 | $17.85 | 23,205 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 6% nonredeemable
|
2023-01-27 | Sell | 5,000 | $22.31 | 111,550 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 5.50% nonredeemable
|
2023-01-26 | Sell | 600 | $20.00 | 12,000 |
|
Pacific Gas & Electric Co PCG
First pref stock, par value $25, 6% nonredeemable
|
2023-01-26 | Sell | 6,000 | $22.02 | 132,120 |
| showing 20 of 200 most recent transactions | |||||
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