Next Level Private LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more
written agreement with the Advisor.

A. Fees for Advisory Services
Investment Management Services
Investment advisory fees are paid quarterly, at the end of each calendar quarter pursuant to the terms of the
investment advisory agreement. Investment advisory fees are based on the average daily market value of assets
under management during the quarter. Investment advisory fees range from 1.00% to 1.50% annually based on
several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed;
and the overall relationship with the Advisor. Relationships with multiple objectives, specific reporting requirements,
portfolio restrictions and other complexities may be charged a higher fee. The Advisor may also offer certain Clients a
fixed quarterly fee.

The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed by
Next Level Private will be independently valued by the Custodian. Next Level Private will conduct periodic reviews of
the Custodian’s valuations to ensure accurate billing.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and other
related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the Advisor
shall not receive any portion of these commissions, fees, and costs.

Financial Planning Services
Next Level Private offers financial planning services on a fixed fee engagement. Fixed fees range up to $10,000 and
may be negotiable based on the nature and complexity of the services to be provided and the overall relationship with
the Advisor. The Advisor’s minimum annual fee is $2,500, which may be reduced at the Advisor’s discretion.

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee of up to 1.00% and are billed
pursuant to the terms of the retirement plan advisory agreement. Retirement plan fees are based on the market value
of assets under management at the end of the prior calendar quarter. Fees may be negotiable depending on the size
and complexity of the Plan.

Contributions to Charity
The Advisor seeks to have social and community impact in connection with its services. The Advisor will donate a
portion of its net profits to recognized, independent 501c-3 charitable organizations each year.

Annuity Consulting
Next Level Private receives an advisory fee for annuity contracts executed by clients through the DPL platform.
When the client signs a contract with an annuity provider recommended by DPL, DPL is considered the agent, and
Next Level Private is the IAR with discretion over the asset allocation within the annuity contract. Next Level
Private’s advisory fees are calculated based on the assets under management at the annuity provider multiplied by
the agreed upon annualized rate and is paid on a monthly or quarterly basis.

                                                  Next Level Private LLC
                                 500 Mamaroneck Avenue, Suite 501, Harrison, New York 10528
                                        Phone: (914) 431-5255 | Fax: (914) 431-5267
                                                   https://nxtprivate.com

B. Fee Billing
Investment Management Services
Investment advisory fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at the
Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted from
the Client’s account[s] following the end of each quarter. The amount due is calculated by applying the quarterly rate
(annual rate divided by the number of days in the year, multiplied by the number of days in the billing period) to the
average daily market value of assets under management with Next Level Private during the quarter. Clients will be
provided with a statement, at least quarterly, from the Custodian reflecting deduction of the investment advisory fee.
Clients are urged to also review the brokerage statement from the Custodian, as the Custodian does not perform a
verification of fees. Clients provide written authorization permitting advisory fees to be deducted by Next Level Private
to be paid directly from their account[s] held by the Custodian as part of the investment advisory agreement and
separate account forms provided by the Custodian.

Financial Planning Services
Financial planning fees may be invoiced up to fifty percent (50%) of the expected total fee upon execution of the
financial planning agreement. The balance shall be invoiced upon completion of the agreed upon deliverable[s].

Retirement Plan Advisory Services
Retirement plan advisory fees may be directly invoiced to the Plan Sponsor or deducted from the assets of the Plan,
depending on the terms of the retirement plan advisory agreement. Fees may be billed in advance or arrears on either
a monthly or quarterly basis. Fees are typically based on the total market value of plan assets for the billing period.

Annuity Consulting
Next Level Private is paid by the annuity provider on a monthly or quarterly basis.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than Next Level Private, in connection with
investments made on behalf of the Client’s account[s]. The Client is responsible for all custody and securities
...

Item 7 – Types of Clients

Next Level Private offers investment advisory services to individuals, high net worth individuals, families, trusts,
estates, businesses, and retirement plans. Next Level Private does not impose a minimum relationship size, or a
                                                  Next Level Private LLC
                                 500 Mamaroneck Avenue, Suite 501, Harrison, New York 10528
                                        Phone: (914) 431-5255 | Fax: (914) 431-5267
                                                   https://nxtprivate.com

minimum annual fee for investment management services. For financial planning services a minimum fee of $2,500
is imposed. This minimum may be reduced at the sole discretion of the Advisor.