|
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| Roosevelt Capital Management LLC
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| |
|---|---|
| CRD # | 283217 |
| SEC # | 801-127033 |
| CIK # | |
| AUM | $202.3 MM (2024-02-23) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 214-871-2666 |
| Address | 5956 Sherry Lane Dallas, TX 75225 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 5 | 3.1 |
| (b) Individuals (high net worth individuals) | 41 | 154.0 |
| (c) Banking or thrift institutions | 1 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 0.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 6 | 18.3 |
| (k) Insurance companies | 1 | 5.2 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 21.4 |
| (n) Other | 0 | 0.0 |
| Total | 130 | 202.3 |
| By Discretionary | ||
| Discretionary | 130 | 202.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 130 | 202.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 202.3 | |
| Total | 130 | 202.3 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Cooper Capital Advisors LLC
✚
|
CA | 0.2 |
|
Melone Private Wealth LLC
✚
|
MI | 0.2 |
|
Independence Wealth Advisors Inc
✚
|
VA | 0.2 |
|
Sutterfield Financial Group Inc
✚
|
OK | 0.2 |
|
Universal Financial Advisors LLC
✚
|
MO | 0.2 |
|
Pinnacle Wealth Advisors Inc
✚
|
OR | 0.2 |
|
Magnolia Capital Management Ltd
✚
|
NY | 0.2 |
|
Signature Financial Services Ltd
✚
|
IL | 0.2 |
|
Austerra Wealth Management LLC
✚
|
TX | 0.2 |
|
Integras Partners LLC
✚
|
GA | 0.2 |