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| Happy Holidays!! thanks for using AUM13F!! |
| Nikko Asset Management Americas Inc
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| CRD # | 824 |
| SEC # | 801-60881 |
| CIK # | 0001480751 |
| AUM | $9.0 B (2025-06-27) |
| Employees | 28 (32% Investors, 14% Brokers) |
| Phone | 212-610-6100 |
| Address | 605 Third Avenue New York, NY 10158 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Coinbase Global Inc | 0.7 | ||
| Robinhood Markets Inc | 0.7 | ||
| Shopify Inc | 0.6 | ||
| Roblox Corp | 0.5 | ||
| Palantir Technologies Inc | 0.5 | ||
| Tesla Motors Inc | 0.5 | ||
| ROKU Inc | 0.4 | ||
| MercadoLibre Inc | 0.3 | ||
| Advanced Micro Devices Inc | 0.3 | ||
| Square Inc | 0.3 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | International Select Equity Fund LLC | [2016-06-29] | 10.8 | 12.5 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 8.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 1 | 0.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 18 | 9.0 |
| By Discretionary | ||
| Discretionary | 17 | 9.0 |
| Non-Discretionary | 1 | 0.1 |
| Total | 18 | 9.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 8.6 | |
| United States Persons | 0.4 | |
| Total | 18 | 9.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Marvin Rosen | 16 | |||
| Gary Beckham | 4 | |||
| Andrew Long | 3 | |||
| Anthony Glover | 2 | |||
| Kenneth Cook | 2 | |||
| Lawrence Prager | 2 | |||
| Kunihiro Asai | 1 | |||
| John Daniello | 1 | |||
| Armand Aponte | 1 | |||
| Kiyotaka Ryu | 1 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001480751] | |
| SC 13G | [0001480751] |
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|---|---|---|
|
Tensai Holding Company LLC
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|
9.3 | |
|
Advantage Capital Management LLC
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|
NY | 9.3 |
|
Redding Ridge Asset Management UK LLP
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9.2 | |
|
Franklin Advisory Services LLC
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CA | 9.2 |
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SLR Capital Partners LLC
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NY | 9.2 |
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Neuberger Berman Loan Advisers II LLC
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IL | 9.2 |
|
Northcape Capital PTY Ltd
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|
9.1 | |
|
FIL Investment Advisors
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|
9.0 | |
|
Polaris Capital Management LLC
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|
MA | 8.9 |
|
Kindred Spirits Investment Management LLC
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|
OH | 8.7 |