Nikko Asset Management Americas Inc

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Nikko Asset Management Americas Inc
CRD #824
SEC #801-60881
CIK #0001480751
AUM $11.1 BB (2024-06-26)
Employees 32 (31% Investors, 12% Brokers)
Phone212-610-6100
Address605 Third Avenue
New York, NY 10158
Source [IAPD] [EDGAR] [Website]
Total AUM ($BB)
25201510502000200820162025
CIK Period
0001480751
/
Sector Form 13F Holdings Cap ($BB) Value ($BB)
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Social Capital Hedosophia Holdings Corp V 4.5 0.1
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Type Form D Funds Date Sold ($MM) AUM ($MM)
Other International Select Equity Fund LLC [2016-06-29] 10.8 13.2
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 6 11.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 1 0.1
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 21 11.1
By Discretionary
Discretionary 17 11.0
Non-Discretionary 4 0.1
Total 21 11.1
By Non-United States Persons
Non-United States Persons 10.8
United States Persons 0.3
Total 21 11.1
Form D Directors # Filings # Firms 2011 - 2024
Marvin Rosen 16
Gary Beckham 4
Andrew Long 3
Lawrence Prager 2
Kenneth Cook 2
Anthony Glover 2
Marc Steglitz 1
Nikko Asset Management Americas Inc 1
Kiyotaka Ryu 1
Fred Deserio 1
View All
EDGAR Form CIK 2011 - 2024
13F-HR [0001480751]
SC 13G [0001480751]
Form 13D/13G Filer Form 13D/13G Subject Filed
Nikko Asset Management Americas Inc Quantum-Si Inc [2024-02-13]
Nikko Asset Management Americas Inc Nextdoor Holdings Inc [2024-02-13]
Nikko Asset Management Americas Inc CareDx Inc [2024-02-12]
Nikko Asset Management Americas Inc Twist Bioscience Corp [2023-02-10]
Nikko Asset Management Americas Inc ROKU Inc [2023-02-10]
Nikko Asset Management Americas Inc Uipath Inc [2023-02-10]
Nikko Asset Management Americas Inc Teladoc Health Inc [2022-02-14]
Nikko Asset Management Americas Inc Pacific Biosciences of California Inc [2022-02-14]
Nikko Asset Management Americas Inc NIU Technologies [2022-02-14]
Nikko Asset Management Americas Inc Blade Air Mobility Inc [2022-02-14]
View All
Comparable Firms State AUM ($BB)
Opus Investment Management Inc
MA 11.4
Silverbay Capital Management LLC
NY 11.2
Segantii Capital Management USA LLC
NY 11.1
Macquarie Investment Management Europe Limited
11.1
Verus Advisory Inc
WA 11.0
Symmetry Investments US LLC
NY 10.9
Ausbil Investment Management Limited
10.9
Devenir Investment Advisors LLC
MN 10.9
CI Global Investments Inc
CA 10.9
Bosera Asset Management International Co Limited
10.8
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