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| NorthRock Partners LLC
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|---|---|
| CRD # | 167908 |
| SEC # | 801-78194 |
| CIK # | 0001632097 |
| AUM | 12.19 B (2026-03-31) |
| Employees | 233 (39% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 612-367-8800 |
| Address | 225 South Sixth Street Minneapolis, MN 55402 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.2 | ||
| Microsoft Corp | 0.1 | ||
| Nvidia Corp | 0.1 | ||
| Global MOFY Metaverse Ltd | 0.1 | ||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | NorthRock Credit Access Opportunity I LP | 2025-02-26 | 0.1 M |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,523 | 1.1 |
| (b) Individuals (high net worth individuals) | 2,255 | 10.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 12 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 20 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 24,014 | 12.2 |
| By Discretionary | ||
| Discretionary | 22,997 | 11.5 |
| Non-Discretionary | 1,017 | 0.7 |
| Total | 24,014 | 12.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 12.1 | |
| Total | 24,014 | 12.2 |
| Limited Partners | 2011 - 2026 |
|---|---|
| North Carolina Retirement Services |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001632097] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.8B |
| Serves | Institutional, Retail, Research |
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|---|---|---|
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