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| Happy Holidays!! thanks for using AUM13F!! |
| NorthRock Partners LLC
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| CRD # | 167908 |
| SEC # | 801-78194 |
| CIK # | 0001632097 |
| AUM | $6.6 B (2025-07-11) |
| Employees | 161 (31% Investors, 0% Brokers) |
| Phone | 612-367-8800 |
| Address | 225 South Sixth Street Minneapolis, MN 55402 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) |
|---|---|---|
| Apple Inc | 0.2 | |
| Microsoft Corp | 0.1 | |
| Nvidia Corp | 0.1 | |
| Allegheny Technologies Inc | 0.0 | |
| Progressive Corp/Oh/ | 0.0 | |
| Kraft Foods Inc | 0.0 | |
| Amazon Com Inc | 0.0 | |
| Philip Morris International Inc | 0.0 | |
| Facebook Inc | 0.0 | |
| Alphabet Inc | 0.0 |
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | NorthRock Credit Access Opportunity I LP | 2025-02-26 | 0.0 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,302 | 0.6 |
| (b) Individuals (high net worth individuals) | 1,354 | 5.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 17 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 24 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 12,834 | 6.6 |
| By Discretionary | ||
| Discretionary | 11,981 | 6.2 |
| Non-Discretionary | 853 | 0.4 |
| Total | 12,834 | 6.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 6.6 | |
| Total | 12,834 | 6.6 |
| Limited Partners | 2011 - 2025 |
|---|---|
| North Carolina Retirement Services |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001632097] |
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|---|---|---|
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Annex Advisory Services LLC
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WI | 6.9 |
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Zhang Financial LLC
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HBK Sorce Advisory LLC
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Fidelity Institutional Wealth Adviser LLC
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TD Private Client Wealth LLC
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Axxcess Wealth Management LLC
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