|
⚲
|
| NorthRock Partners LLC
✚
|
|
|---|---|
| CRD # | 167908 |
| SEC # | 801-78194 |
| CIK # | 0001632097 |
| AUM | $4.2 BB (2023-03-31) |
| Employees | 143 (20% Investors, 0% Brokers) |
| Phone | 612-367-8800 |
| Address | 225 South Sixth Street Minneapolis, MN 55402 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 64.0 | |
| MDLZ | 85,415.8 | 32.7 | |
| TGT | 67,013.4 | 16.3 | |
| MSFT | 1,918,222.4 | 15.4 | |
| PM | 158,793.3 | 13.6 | |
| AMP | 26,790.3 | 9.2 | |
| ATI | 2,868.7 | 7.8 | |
| AMZN | 1,092,997.8 | 6.7 | |
| KHC | 46,183.2 | 6.2 | |
| MO | 78,198.0 | 6.1 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 596 | 0.2 |
| (b) Individuals (high net worth individuals) | 955 | 4.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 7 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7,862 | 4.2 |
| By Discretionary | ||
| Discretionary | 7,136 | 3.9 |
| Non-Discretionary | 726 | 0.2 |
| Total | 7,862 | 4.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.2 | |
| Total | 7,862 | 4.2 |
| Limited Partners | 2011 - 2024 |
|---|---|
| North Carolina Retirement Services |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001632097] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Index Fund Advisors Inc
✚
|
CA | 4.4 |
|
Fort Pitt Capital Group LLC
✚
|
PA | 4.3 |
|
F L Putnam Investment Management Co
✚
|
MA | 4.3 |
|
Pension Consultants Inc
✚
|
MO | 4.3 |
|
Linscomb & Williams Inc
✚
|
TX | 4.3 |
|
Andersen Tax LLC
✚
|
VA | 4.2 |
|
Annex Advisory Services LLC
✚
|
WI | 4.2 |
|
Alesco Advisors LLC
✚
|
NY | 4.2 |
|
Geneos Wealth Management Inc
✚
|
CO | 4.1 |
|
Crestwood Advisors Group LLC
✚
|
MA | 4.1 |