|
⚲
|
| Northwestern Mutual Investment Management Company LLC
✚
|
|
|---|---|
| CRD # | 307865 |
| SEC # | 801-119948 |
| CIK # | 0001629649 |
| AUM | $323.1 B (2026-05-06) |
| Employees | 246 (87% Investors, 0% Brokers) |
| Phone | 414-665-1444 |
| Address | 720 East Wisconsin Avenue Milwaukee, WI 53202-4797 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 0.1 | ||
| Apple Inc | 0.1 | ||
| Microsoft Corp | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Broadcom Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Facebook Inc | 0.0 | ||
| Tesla Motors Inc | 0.0 | ||
| J P Morgan Chase & Co | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| SA | 720 East CLO IX Ltd | 2026-03-31 | 0.0 | |
| SA | 720 East CLO VIII Ltd | 2026-03-31 | 397.5 | |
| SA | 720 East CLO VII Ltd | 2026-03-31 | 392.4 | |
| PE | Northwestern Mutual Private Equity Co-Investment Fund V LP | [2026-03-31] | 74.6 | 74.6 |
| SA | 720 East CLO IV Ltd | 2025-03-31 | 446.5 | |
| SA | 720 East CLO VI Ltd | 2025-03-31 | 399.0 | |
| SA | 720 East CLO V Ltd | 2025-03-31 | 443.2 | |
| PE | Northwestern Mutual Capital Equity Fund VII-A LP | [2025-03-31] | 0.0 | 158.4 |
| PE | Northwestern Mutual Capital Equity Fund VII LP | [2025-03-31] | 0.0 | 438.5 |
| PE | Northwestern Mutual Private Equity Co-Investment Fund IV LP | [2025-03-31] | 61.4 | 96.1 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 1 | 0.4 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 18 | 7.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 3 | 315.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 32 | 323.1 |
| By Discretionary | ||
| Discretionary | 32 | 323.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 32 | 323.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.5 | |
| United States Persons | 319.5 | |
| Total | 32 | 323.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Daniel Grugan | 26 | 10 | ||
| Kristopher Musselman | 24 | 5 | ||
| Reshmi Mitra | 21 | 5 | ||
| Ashish Dodia | 144 | 4 | ||
| Timothy Collins | 38 | 4 | ||
| Brian McDonald | 15 | 3 | ||
| Michael Leske | 11 | 3 | ||
| Bradley Kunath | 8 | 2 | ||
| Daniel Julka | 8 | 2 | ||
| Michael Bay | 8 | 2 | ||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001629649] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
American Century Investment Management Inc
✚
|
MO | 306.0 |
|
Samsung Asset Management Company Ltd
✚
|
300.8 | |
|
Blackstone ISG-I Advisors LLC
✚
|
NY | 183.5 |
|
Blackstone Management Partners LLC
✚
|
NY | 145.7 |
|
Global Infrastructure Management LLC
✚
|
NY | 142.2 |
|
TPG Capital Advisors LLC
✚
|
TX | 140.6 |
|
RhumbLine Advisers Ltd Partnership
✚
|
MA | 136.5 |
|
Aflac Asset Management LLC
✚
|
NY | 133.5 |
|
Hellman & Friedman LLC
✚
|
CA | 110.4 |
|
A16Z Capital Management LLC
✚
|
CA | 106.5 |