Northwestern Mutual Investment Management Company LLC

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Northwestern Mutual Investment Management Company LLC
CRD #307865
SEC #801-119948
CIK #0001629649
AUM $300.0 B (2025-05-28)
Employees 229 (88% Investors, 0% Brokers)
Phone414-665-1444
Address720 East Wisconsin Avenue
Milwaukee, WI 53202-4797
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
3002401801206002011201620212026
Sector Form 13F Holdings Value ($B)
Nvidia Corp 0.1
Microsoft Corp 0.1
Apple Inc 0.1
Amazon Com Inc 0.1
Facebook Inc 0.1
Broadcom Inc 0.0
Alphabet Inc 0.0
Tesla Motors Inc 0.0
Alphabet Inc 0.0
J P Morgan Chase & Co 0.0
View All
Holdings by Sector ($B)
10.08.06.04.02.00.02012201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
SA 720 East CLO IV Ltd 2025-03-31 436.5
SA 720 East CLO VI Ltd 2025-03-31 314.9
SA 720 East CLO V Ltd 2025-03-31 430.3
PE Northwestern Mutual Capital Equity Fund VII-A LP [2025-03-31] 0.0 146.2
PE Northwestern Mutual Capital Equity Fund VII LP [2025-03-31] 0.0 411.1
PE Northwestern Mutual Private Equity Co-Investment Fund IV LP [2025-03-31] 61.4 61.4
SA 720 East CLO 2023-Ii Ltd 2024-03-29 437.3
SA 720 East CLO 2023-I Ltd 2024-03-29 487.9
PE Northwestern Mutual Private Equity Co-Investment Fund III LP [2024-03-29] 52.3 68.7
SA 720 East CLO 2022-I Ltd 2023-03-31 416.0
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 1 0.4
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 16 6.2
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 1 0.1
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 3 293.2
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 29 300.0
By Discretionary
Discretionary 29 300.0
Non-Discretionary 0 0.0
Total 29 300.0
By Non-United States Persons
Non-United States Persons 0.2
United States Persons 299.8
Total 29 300.0
Form D Directors # Filings # Firms 2011 - 2025
Timothy Collins 37
Brian McDonald 14
Michael Leske 10
Mark Doll 3
Andrew Berlinski 7
Jeffrey Behring 7
Bradley Kunath 7
Douglas Timmer 7
Daniel Julka 7
Michael Bay 7
View All
EDGAR Form CIK 2011 - 2025
13F-HR [0001629649]
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