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| Northwestern Mutual Investment Management Company LLC
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|---|---|
| CRD # | 307865 |
| SEC # | 801-119948 |
| CIK # | 0001629649 |
| AUM | 323.08 B (2026-05-06) |
| Employees | 246 (87% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 414-665-1444 |
| Address | 720 East Wisconsin Avenue Milwaukee, WI 53202-4797 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 0.1 | ||
| Apple Inc | 0.1 | ||
| Microsoft Corp | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Broadcom Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Facebook Inc | 0.0 | ||
| Tesla Motors Inc | 0.0 | ||
| J P Morgan Chase & Co | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| SA | 720 East CLO IX Ltd | 2026-03-31 | ||
| SA | 720 East CLO VIII Ltd | 2026-03-31 | 397.5 M | |
| SA | 720 East CLO VII Ltd | 2026-03-31 | 392.4 M | |
| PE | Northwestern Mutual Private Equity Co-Investment Fund V LP | [2026-03-31] | 74.6 M | 74.6 M |
| Offered $74,641,000 · Filed 2026-01-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | 720 East CLO IV Ltd | 2025-03-31 | 446.5 M | |
| SA | 720 East CLO VI Ltd | 2025-03-31 | 399.0 M | |
| SA | 720 East CLO V Ltd | 2025-03-31 | 443.2 M | |
| PE | Northwestern Mutual Capital Equity Fund VII-A LP | [2025-03-31] | 158.4 M | |
| Filed 2024-06-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Northwestern Mutual Capital Equity Fund VII LP | [2025-03-31] | 438.5 M | |
| Filed 2024-06-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Northwestern Mutual Private Equity Co-Investment Fund IV LP | [2025-03-31] | 61.4 M | 96.1 M |
| Offered $61,409,100 · Filed 2025-01-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 1 | 0.4 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 18 | 7.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 3 | 315.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 32 | 323.1 |
| By Discretionary | ||
| Discretionary | 32 | 323.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 32 | 323.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.5 | |
| United States Persons | 319.5 | |
| Total | 32 | 323.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Daniel Grugan | Director | 26 | 10 | |
| Kristopher Musselman | Director | 24 | 5 | |
| Reshmi Mitra | Director | 21 | 5 | |
| Ashish Dodia | Director | 144 | 4 | |
| Timothy Collins | Executive Officer | 38 | 4 | |
| Brian McDonald | Executive Officer | 17 | 3 | |
| Michael Leske | Executive Officer | 13 | 3 | |
| Bradley Kunath | Executive Officer | 10 | 3 | |
| Michael Bay | Executive Officer | 10 | 3 | |
| Daniel Julka | Executive Officer | 10 | 3 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001629649] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $265.5B |
| Clients | 23 (39 non-US) |
| Serves | Institutional |
| Fund Types | Private Equity |
| LEI | 549300W5EJUHTUUBZI82 |
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