Nottingham Wealth Partners Inc

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into a written
agreement with the Advisor.

A. Fees for Advisory Services
Investment Management Services
Investment advisory fees are paid in advance of each calendar quarter pursuant to the terms of the investment
advisory agreement. Investment advisory fees are based on the market value of assets under management at the
end of the prior calendar quarter. Investment advisory fees range to a maximum of 2.00%. The fee is determined
by evaluating the complexity of services to be provided, level of assets being managed, and the overall relationship
with the Advisor. Relationships with multiple objectives, specific reporting requirements, portfolio restrictions, and
other complexities may be charged a higher fee.

The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed
by the Advisor will be independently valued by the Custodian. NWP will conduct periodic reviews of the Custodian’s
valuations.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.

The Advisor’s investment advisory fee is negotiable at Advisor’s discretion, depending upon objective and
subjective factors including but not limited to: the amount of assets to be managed; portfolio composition; the
scope and complexity of the engagement; the anticipated number of meetings and servicing needs; related
accounts; future earning capacity; anticipated future additional assets; the professional(s) rendering the service(s);
prior relationships with the Advisor and/or its representatives, and negotiations with the client. As a result of these
factors, similarly situated clients could pay different fees, the services to be provided by the Advisor to any
particular client could be available from other advisers at lower fees, and certain clients may have fees different
than those specifically set forth above.

WRAP FEE PROGRAM
If a client determines to engage Advisor to provide investment management services on a wrap fee basis in
accordance with Advisor’s Program, the services offered under, and the corresponding terms and conditions
pertaining to, the Program are discussed in the Wrap Fee Program Brochure, a copy of which is presented to all
prospective Program participants. Under the Program, Advisor is able to offer participants discretionary or non-
discretionary investment management services, for a single specified annual Program fee, inclusive of trade
execution, custody, reporting, and investment management fees. The Advisor shall receive as payment for its
investment advisory services, the balance of the wrap fee after all other costs incorporated into the wrap fee have
been deducted. Participation in a wrap program may cost the client more or less than purchasing such services

separately. The terms and conditions of a wrap program engagement are more fully discussed in the Advisor’s
Wrap Fee Program Brochure. Conflict of Interest. Because wrap program transaction fees and/or commissions
are being paid by Advisor to the account custodian/broker-dealer, Advisor could have an economic incentive to
maximize its compensation by seeking to minimize the number of trades in the client's account. See separate
Wrap Fee Program Brochure. The current annual Program fee range is negotiable to a maximum annual
management fee of 2.00%, depending upon the amount and type of the Program assets. Certain costs, such as
IRA and check writing fees may be charged separately. Advisor shall deduct fees and/or bill clients quarterly in
advance, based upon the market value of the assets on the last business day of the previous quarter. Accounts
maintained at Schwab may be billed, in advance, on a monthly basis

Use of Independent Managers
As noted in Item 4, the Advisor may implement all or a portion of a Client’s investment portfolio utilizing one or
more Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation
from an Independent Manager. The Advisor will only earn its investment advisory fee as described above.
Independent Managers typically do not offer any fee discounts but may have a breakpoint schedule which will
reduce the fee with an increased level of assets placed under management with an Independent Manager. The
terms of such fee arrangements are included in the Independent Manager’s disclosure brochure and applicable
contract[s] with the Independent Manager. The total blended fee, including the Advisor’s fee and the Independent
Manager’s fee, will not exceed 2.00% annually.

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee and are billed in advance or
arrears, pursuant to the terms of the retirement plan advisory agreement. Retirement plan fees are based on the
market value of assets under management at the end of the prior calendar quarter. Fees may be negotiable
depending on the size and complexity of the Plan. Retirement plan advisory service fees range to a maximum of
2.00%. The fee is determined by evaluating the complexity of services to be provided, level of assets being
managed, and the overall relationship with the Advisor. Relationships with multiple objectives, specific reporting
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Item 7 – Types of Clients

NWP offers investment advisory services to individuals, high net worth individuals, trusts, estates, businesses,
charitable organizations and retirement plans. The amount of each type of Client is available on the Advisor’s
Form ADV Part 1A. These amounts may change over time and are updated at least annually by the Advisor. NWP
generally does not impose a minimum relationship size, however certain independent managers may impose a
minimum fee. Although NWP generally does not impose a minimum, certain independent managers may have
such minimums. Any minimums applicable to these managers will be disclosed in their Form ADV 2A or similar
disclosure document.