Pathway Partners Wealth Advisors LLC

Item 5 Fees and Compensation
Portfolio Management Services
Our fee for portfolio management services is based on a percentage of the assets in your account and
is set forth in the following annual fee schedule:

                                       Annual Fee Schedule
                                   Assets Under
                                                       Annual Fee
                                    Management
                                   $0 - $500,000         1.25%
                                $500,001 - $1,000,000     1.0%
                               $1,000,001 - $2,000,000    .90%
                               $2,000,001 - $3,000,000    .80%
                                    $3,000,000 +          .75%

Our annual portfolio management fee is billed and payable, quarterly in advance, based on the
balance at end of billing period. If the portfolio management agreement is executed at any time other
than the first day of a calendar quarter, our fees will apply on a pro rata basis, which means that the
advisory fee is payable in proportion to the number of days in the quarter for which you are a
client. Our advisory fee is negotiable, depending on individual client circumstances.

At our discretion, we may combine the account values of family members living in the same household
to determine the applicable advisory fee. For example, we may combine account values for you and
your minor children, joint accounts with your spouse, and other types of related accounts. Combining
account values may increase the asset total, which may result in your paying a reduced advisory fee
based on the available breakpoints in our fee schedule stated above.

We will deduct our fee directly from your account through the qualified custodian holding your funds
and securities. We will deduct our advisory fee only when the following requirements are met:

    • You provide our firm with written authorization permitting the fees to be paid directly from your
      account held by the qualified custodian; and
    • The qualified custodian agrees to send you a statement, at least quarterly, indicating all
      amounts disbursed from your account including the amount of the advisory fee paid directly to
      our firm.

If you have any questions about the statement(s) you receive from the qualified custodian call our main
office number located on the cover page of this brochure. You may terminate the portfolio
management agreement upon written notice. You will incur a pro rata charge for services rendered
prior to the termination of the portfolio management agreement, which means you will incur advisory
fees only in proportion to the number of days in the quarter for which you are a client. If you have pre-
paid advisory fees that we have not yet earned, you will receive a prorated refund of those fees.

Our recommendations to use third party money managers are included in our portfolio management
fee. We do not charge you a separate fee for the selection of other advisers nor will we share in the
advisory fee you pay directly to the third party money managers. Advisory fees that you pay to the third
party money managers are established and payable in accordance with the Form ADV Part 2 or other
equivalent disclosure document provided by each third party money managers to whom you are
referred. These fees may or may not be negotiable. You should review the recommended third party
money managers' brochure for information on its fees and services.

You may be required to sign an agreement directly with the recommended third party money
manager(s). You may terminate your advisory relationship with the third party money managers
according to the terms of your agreement with the third party money managers. You should review
each third party money managers' brochure for specific information on how you may terminate your
advisory relationship with the third party money managers and how you may receive a refund, if
applicable. You should contact the third party money managers directly for questions regarding your
advisory agreement with the third party money managers.

Financial Planning Services
Financial Planning services are included as a complementary part of our procedures in onboarding
new clients and periodically with existing clients to ensure investment portfolios meet the client’s
needs/goal.

The fixed fee for standalone financial planning services is $1,500. The fees are negotiable, and the
final fee schedule will be included in the Client Agreement. Fees are invoiced and payable via cash,
check or wire upon delivery of the plan.

Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest, in
mutual funds and exchange traded funds. The fees that you pay to our firm for investment advisory
services are separate and distinct from the fees and expenses charged by mutual funds or exchange
traded funds (described in each fund's prospectus) to their shareholders. These fees will generally
include a management fee and other fund expenses. You will also incur transaction charges and/or
brokerage fees when purchasing or selling securities. These charges and fees are typically imposed by
the broker-dealer or custodian through whom your account transactions are executed. We do not
share in any portion of the brokerage fees/transaction charges imposed by the broker-dealer or
custodian. To fully understand the total cost you will incur, you should review all the fees charged by
mutual funds, exchange traded funds, our firm, and others. For information on our brokerage practices,
refer to the Brokerage Practices section of this brochure.

Compensation for the Sale of Insurance Products
Persons providing investment advice on behalf of our firm are licensed as independent insurance
agents. These persons will earn commission-based compensation for selling insurance products,
...

Item 7 Types of Clients
We offer investment advisory services to individuals, including high net worth individuals.

In general, we do not require a minimum dollar amount to open and maintain an advisory account;
however, we have the right to terminate your account if it falls below a minimum size which, in our sole
opinion, is too small to manage effectively.

We may also combine account values for you and your minor children, joint accounts with your
spouse, and other types of related accounts to meet the stated minimum.