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| Keyboard |
| Novem Group
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|---|---|
| CRD # | 158964 |
| SEC # | 801-72741 |
| CIK # | 0001117699, 0001926783, 0001788272 |
| AUM | 1,717.6 M (2026-02-27) |
| Employees | 52 (96% Investors, 40% Brokers) |
| Phone | 585-348-9525 |
| Address | 350 Linden Oaks Rochester, NY 14625 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.0 | ||
| Wal Mart Stores Inc | 0.0 | ||
| Conocophillips | 0.0 | ||
| Broadcom Inc | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3,253 | 825.7 |
| (b) Individuals (high net worth individuals) | 260 | 546.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 137 | 343.6 |
| (h) Charitable organizations | 2 | 1.3 |
| (i) State or municipal government entities | 1 | 0.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5,571 | 1,717.6 |
| By Discretionary | ||
| Discretionary | 5,396 | 1,454.9 |
| Non-Discretionary | 175 | 262.7 |
| Total | 5,571 | 1,717.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,717.6 | |
| Total | 5,571 | 1,717.6 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001117699] | |
| D | [0001788272] | |
| 13F-HR | [0001926783] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Clients | 4 |
| Serves | Institutional, Retail, Research |
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