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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Novem Group
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| CRD # | 158964 |
| SEC # | 801-72741 |
| CIK # | 0001926783, 0001117699, 0001788272 |
| AUM | $1.4 B (2025-07-29) |
| Employees | 52 (96% Investors, 40% Brokers) |
| Phone | 585-348-9525 |
| Address | 350 Linden Oaks Rochester, NY 14625 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.0 | ||
| Broadcom Inc | 0.0 | ||
| Microsoft Corp | 0.0 | ||
| Nvidia Corp | 0.0 | ||
| Wal Mart Stores Inc | 0.0 | ||
| J P Morgan Chase & Co | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3,097 | 703.9 |
| (b) Individuals (high net worth individuals) | 189 | 402.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 110 | 305.0 |
| (h) Charitable organizations | 2 | 2.0 |
| (i) State or municipal government entities | 1 | 0.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5,074 | 1,413.6 |
| By Discretionary | ||
| Discretionary | 4,915 | 1,168.5 |
| Non-Discretionary | 159 | 245.1 |
| Total | 5,074 | 1,413.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,413.6 | |
| Total | 5,074 | 1,413.6 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-NT | [0001117699] | |
| D | [0001788272] | |
| 13F-HR | [0001926783] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Seaview Investment Managers LLC
✚
|
FL | 1.4 |
|
Cahill Financial Advisors Inc
✚
|
MN | 1.4 |
|
Charter Oak Capital Management LLC
✚
|
NH | 1.4 |
|
Ciccarelli Advisory Services Inc
✚
|
FL | 1.4 |
|
Scarborough Advisors LLC
✚
|
MD | 1.4 |
|
Godsey & GIBB Inc
✚
|
VA | 1.4 |
|
Alpen Partners International AG
✚
|
1.4 | |
|
SPC Financial Inc
✚
|
MD | 1.4 |
|
Abound Wealth Management LLC
✚
|
TN | 1.4 |
|
Moloney Securities Asset Management LLC
✚
|
MO | 1.4 |