NPA Asset Management LLC

TYPES OF CLIENTS
NPA Asset generally provides advisory services to the following types of clients:

      Individuals (other than high-net-worth individuals)
      High-net-worth individuals
      Corporations or other businesses
      Pension and profit-sharing plans (other than plan participants)
      Charitable organizations

TYPES OF INVESTMENTS
While providing advisory services, NPA Asset may provide investment advice concerning
various types of investments, including equity securities (exchange-listed securities, securities
traded over-the-counter, and foreign issuer securities trading as American Depository Receipts),
warrants, commercial paper, corporate debt securities (other than commercial paper),
certificates of deposit, municipal securities investment company securities, college 529 savings
plans, variable annuities, variable life insurance, U.S. government securities, managed futures,
option contracts, fixed insurance, unit investment trusts, exchange-traded funds, interests in
partnerships involving real estate, oil and gas, and other investments depending upon a Client’s
investment objectives and strategies.