NuWave Investment Management LLC

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Assets, Funds, Holdings

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NuWave Investment Management LLC
CRD #150556
SEC #801-70310
CIK #0001536141
AUM
Employees 8 (75% Investors, 0% Brokers)
Phone973-888-6800
Address35 Waterview Boulevard
Parsippany, NJ 07054
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
80064048032016002009201420192024
CIK Period
0001536141
Sector Form 13F Holdings Value ($M)
Progressive Corp/Oh/ 1.9
Intel Corp 1.6
Waste Management Inc 1.5
Comcast Corp 1.2
McDonalds Corp 1.2
General Dynamics Corp 1.2
Verizon Communications Inc 1.1
Charter Communications Inc /MO/ 1.1
Advanced Micro Devices Inc 1.1
Realty Income Corp 1.0
McGraw-hill Companies Inc 0.9
Stanley Black & Decker Inc 0.9
Progressive Waste Solutions Ltd 0.9
Walgreens Boots Alliance Inc 0.9
Fidelity National Information Services Inc 0.8
Occidental Petroleum Corp /DE/ 0.8
Newmont Mining Corp /DE/ 0.8
McKesson Corp 0.8
BlackRock Inc 0.8
Republic Services Inc 0.8
IAC/InterActiveCorp 0.7
Tesla Motors Inc 0.7
Sherwin Williams Co 0.7
Okta Inc 0.7
Quintiles Transnational Holdings Inc 0.7
AMB Property Corp 0.7
Lockheed Martin Corp 0.7
MongoDB Inc 0.7
AT&T Inc 0.7
Digital Realty Trust Inc 0.7
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Type Form D Funds Date Sold ($M) AUM ($M)
HF NuWave Investment Partners LP [2016-05-23] 70.2 13.8
HF NuWave Large Cap Active Alpha LP [2016-05-23] 1.1 6.1
HF NuWave Long/Short Portfolio Fund LP [2016-05-23] 75.9 134.3
HF NuWave Large Cap Active Alpha Master Fund Ltd [2014-03-28] 1.1 5.3
HF NuWave Combined Futures Portfolio Ltd [2012-03-29] 70.2 18.7
HF NuWave Long/Short Portfolio Ltd [2012-03-29] 75.9 54.7
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 2 148.1
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 2 148.1
By Discretionary
Discretionary 2 148.1
Non-Discretionary 0 0.0
Total 2 148.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 148.1
Total 2 148.1
Form D Directors # Filings # Firms 2011 - 2025
David Bree 428
James Kattan 102
Fabio Caleca 8
Troy Buckner 6
Craig Weynand 2
Andrew Fingerhut 2
EDGAR Form CIK 2011 - 2025
13F-HR [0001536141]
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