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| Oliver Luxxe Assets LLC
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| CRD # | 169588 |
| SEC # | 801-78786 |
| CIK # | 0001666239 |
| AUM | 981.9 M (2026-03-25) |
| Employees | 9 (67% Investors, 11% Brokers) |
| Fees | |
| Minimum | |
| Phone | 908-741-4884 |
| Address | 10 Lackawanna Ave Gladstone, NJ 07934 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Philip Morris International Inc | 15.0 | ||
| GE Vernova Inc | 15.0 | ||
| CVS Caremark Corp | 13.9 | ||
| General Electric Co | 13.1 | ||
| Citigroup Inc | 13.0 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 12.9 | ||
| Morgan Stanley | 12.7 | ||
| SPDR Gold Trust | 12.6 | ||
| NXP Semiconductors NV | 11.5 | ||
| MKS Instruments Inc | 10.3 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Carapace Buffered Dividend Income Fund Series - 1 of Carapace Funds LLC | [2024-10-07] | 11.5 M | 11.8 M |
| Filed 2025-10-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Carapace Buffered Dividend Income Fund Series -2 of Carapace Funds LLC | [2024-10-07] | 11.5 M | 11.7 M |
| Filed 2025-10-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Oliver Luxxe Small Cap Equity Private Fund - A Series of Carapace Funds LLC | [2024-10-07] | 11.5 M | 9.3 M |
| Filed 2025-10-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 94 | 32.3 |
| (b) Individuals (high net worth individuals) | 338 | 801.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 9.3 |
| (g) Pension and profit sharing plans | 24 | 44.4 |
| (h) Charitable organizations | 2 | 13.3 |
| (i) State or municipal government entities | 1 | 74.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 6.9 |
| (n) Other | 0 | 0.0 |
| Total | 1,609 | 981.9 |
| By Discretionary | ||
| Discretionary | 1,406 | 919.8 |
| Non-Discretionary | 203 | 62.1 |
| Total | 1,609 | 981.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 981.9 | |
| Total | 1,609 | 981.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Frederick Ziwot | Executive Officer | 3 | 2 | |
| Carapace Financial Advisors LLC | Executive Officer | 3 | 2 | |
| Joseph Sharma | Promoter | 2 | 2 | |
| Oliver Luxxe Assets LLC | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001666239] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional, Retail |
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