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| Happy Holidays!! thanks for using AUM13F!! |
| Oliver Luxxe Assets LLC
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| CRD # | 169588 |
| SEC # | 801-78786 |
| CIK # | 0001666239 |
| AUM | $864.2 M (2025-04-01) |
| Employees | 9 (67% Investors, 11% Brokers) |
| Phone | 908-741-4884 |
| Address | 17 Mendham Road Gladstone, NJ 07934 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| SPDR Gold Trust | 13.4 | ||
| GE Vernova Inc | 12.5 | ||
| Morgan Stanley | 10.4 | ||
| Citigroup Inc | 9.9 | ||
| Alphabet Inc | 9.8 | ||
| 3M Co | 9.7 | ||
| Philip Morris International Inc | 9.7 | ||
| Capital One Financial Corp | 9.4 | ||
| Facebook Inc | 9.3 | ||
| General Electric Co | 8.8 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Carapace Buffered Dividend Income Fund Series - 1 of Carapace Funds LLC | [2024-10-07] | 11.5 | 11.0 |
| Other | Carapace Buffered Dividend Income Fund Series -2 of Carapace Funds LLC | [2024-10-07] | 11.5 | 10.4 |
| Other | Oliver Luxxe Small Cap Equity Private Fund - A Series of Carapace Funds LLC | [2024-10-07] | 11.5 | 9.2 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 110 | 27.3 |
| (b) Individuals (high net worth individuals) | 308 | 701.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 9.3 |
| (g) Pension and profit sharing plans | 12 | 44.1 |
| (h) Charitable organizations | 2 | 6.3 |
| (i) State or municipal government entities | 1 | 65.6 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 10.4 |
| (n) Other | 0 | 0.0 |
| Total | 1,554 | 864.2 |
| By Discretionary | ||
| Discretionary | 1,338 | 747.1 |
| Non-Discretionary | 216 | 117.1 |
| Total | 1,554 | 864.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 864.2 | |
| Total | 1,554 | 864.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Frederick Ziwot | 3 | ||
| Carapace Financial Advisors LLC | 3 | ||
| Joseph Sharma | 2 | ||
| Oliver Luxxe Assets LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001666239] |
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MA | 0.9 |
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DC | 0.9 |
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