Avantra Family Wealth Inc

Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client shall sign one or more agreements that detail the responsibilities of Avantra and the Client,
along with the relevant fees to be charged to the Client.

A. Fees for Advisory Services
Wealth Management Services
For Clients engaged for comprehensive wealth management services, the Client will be charged a single
combined fee for investment management and financial planning services based on the market value of assets
under management.

Investment Management Services
Investment advisory fees are paid quarterly, in advance of each calendar quarter, pursuant to the terms of the
investment advisory agreement. Investment advisory fees are based on the ending market value of the Client’s
account[s] at the end of the prior calendar quarter. Investment advisory fees range from 0.15% to 1.50% annually
based on the amount of assets under management and the complexity of the Client’s needs and financial situation.

                                                  Avantra Family Wealth, Inc.
                                   100 Sterling Parkway, Suite 107, Mechanicsburg, PA 17050
                                         Phone: (717) 276-1501 * Fax: (717) 276-1540
                                                 www.avantrafamilywealth.com

The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed by
Avantra will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the Custodian’s
valuation to ensure accurate billing.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and other
related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the Advisor
shall not receive any portion of these commissions, fees, and costs.

Use of Independent Managers
As noted in Item 4, the Advisor may implement all or a portion of a Client’s investment portfolio utilizing one or more
Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation from an
Independent Manager. The Advisor will only earn its investment advisory fee as described above. The Independent
Manager will allocate a portion of the advisory fee collected to the Advisor pursuant to the terms of the executed
agreement between the Advisor and the Independent Manager. The total blended fee, including the Advisor’s fee
and the Independent Manager’s fee, will not exceed 3.00% annually.

Financial Planning Services
Avantra offers financial planning services on either an hourly basis, a fixed engagement fee or an annual retainer.
Hourly engagements are billed at a rate of up to $300 per hour. Fixed fee engagements are negotiated based on a
range of $500 to $5,000 based on the nature and complexity of services to be provided. Retainers are based on a
negotiated annual fee of $500 to $5,000 based on the nature and complexity of services to be provided. Fees may
be negotiable at the sole discretion of the Advisor, depending on the nature and complexity of services to be
provided. An estimate for total hours and/or costs will be provided to the Client prior to engaging for these services.

B. Fee Billing
Investment Management Services
Investment advisory fees will be calculated by the Advisor or its delegate and deducted from the Client’s account[s]
at the Custodian. The Advisor or its delegate shall send an invoice to the Custodian indicating the amount of the
fees to be deducted from the Client’s account[s] at the respective quarter-end date. The amount due is calculated by
applying the quarterly rate (annual rate divided by 365 multiplied by the number of days in the quarter) to the total
assets under management with the Advisor at the end of the prior quarter, as provided by the Client’s designated
Custodian. Clients will be provided with a statement from the Custodian, at least quarterly, reflecting deduction of the
investment advisory fee. It is the responsibility of the Client to verify the accuracy of these fees as listed on the
Custodian’s brokerage statement as the Custodian does not assume this responsibility. Clients provide written
authorization permitting advisory fees to be deducted by Avantra directly from their account[s] held by the Custodian
as part of the investment advisory agreement and separate account forms provided by the Custodian.

Use of Independent Managers
Client account[s] implemented through Independent Manager[s] will be billed in accordance with the separate
agreement[s] with the respective parties. These parties will typically add Avantra’s investment advisory fee and
deduct the overall fee from the Client’s account[s].

Financial Planning Services
Fees for hourly and fixed fee financial planning engagements are invoiced by the Advisor and are due at the
respective month end date or upon completion of the agreed upon deliverable[s]. Certain Clients may have their
planning fees included with their overall investment advisory fees.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than Avantra, in connection with
investments made on behalf of the Client’s account[s]. The Client is responsible for all custody and securities
execution fees charged by the Custodian, as applicable. The Advisor's recommended Custodian does not charge
securities transaction fees for ETF and equity trades in Client accounts, but typically charges for mutual funds and
                                                  Avantra Family Wealth, Inc.
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Item 7 – Types of Clients
Avantra offers investment advisory services to individuals, high net worth individuals, trusts and estates. The amount
of each type of Client is available on the Advisor's Form ADV Part 1A. These amounts may change over time and
are updated at least annually by the Advisor. Avantra does not impose a minimum size for establishing a
relationship.