Optimus Capital Advisors LLC

Fees and Compensation - Item 5

 Financial Planning and Consulting Services Fees
 Generally, Optimus Capital Advisors requires a minimum fee of $500.00 for Financial Planning and Consulting
 Services; provided, however, that Optimus Capital Advisors retains the right to reduce or waive the minimum
 fee.

 Fees: Financial Planning and Consulting Services fees will be charged in one or both of two ways:

      A. As a fixed fee, typically ranging from $1,000 to $10,000, depending on the nature and complexity of
         each client's circumstances.

Optimus Capital Advisors, LLC
Form ADV Part 2A Brochure

      B.   On an hourly basis calculated on a charge of $250 per hour. The length of time it will take to complete
           the advisory service will depend on the nature and complexity of the individual client's personal
           circumstances. An estimate for total hours will be determined at the start of the advisory relationship.

 Optimus Capital Advisors requires a minimum financial planning and consulting fee of $500.00. Fees for
 Financial Planning and Consulting Services are due and payable in advance or upon completion of the advisory
 service. At the sole discretion of the advisor, these fees may be negotiated on a case-by-case basis.

 Portfolio Management Services Fees
 On an annualized basis, we charge a portfolio management fee of up to 1.00% of assets under management.
 Portfolio management fees may be negotiable depending on factors such as the amount of assets under
 management, range of investments, and complexity of the client’s financial circumstances, among others. Since
 this fee is negotiable, the exact fee paid by the client will be clearly stated in the advisory agreement signed by
 the client and the firm. OCA’s Fees are payable monthly, in arrears, and are based on the average daily balance
 of the account for the previous month. We may negotiate other fee payment arrangements.

 The fee paid to the sub-adviser is separate from, and in addition to, our portfolio management fee. This fee will
 be disclosed to the client at the inception of the sub-adviser’s services. We do not share in the fee paid to the
 sub-adviser.

 OCA will either invoice the client directly for payment of fees or fees will be deducted directly from the client’s
 account through the qualified custodian holding the client’s funds and securities. We will deduct our advisory
 fee only when you have given our firm written authorization permitting the fees to be paid directly from your
 account. Further, the qualified custodian will deliver an account statement to you at least quarterly. These
 account statements will show all disbursements from your account.

 We may deduct the fee from a designated account to facilitate billing. We recommend that you review the
 custodial statement(s) to verify the accuracy of fee calculation. Please call our office number, located on the
 cover page of this brochure, if you have any questions about your statement.

 The Investment Advisory Agreement between you and OCA will stay in effect until either party terminates the
 Agreement with a 30-day written notice. OCA's monthly fee will be pro-rated through the date of termination
 and the firm will invoice the client for the unpaid portion of the fee.

 Fees are usually deducted from a designated client asset account to facilitate billing. The client must consent in
 advance to direct debiting of their account.

 Additional Fees and Expenses
 All fees paid to OCA for investment advisory services are separate and distinct from the fees and expenses
 charged by mutual funds or exchange traded funds to their shareholders. These fees and expenses are
 described in each fund's prospectus. These fees generally include a management fee, other fund expenses, and
 a possible distribution fee. If the fund also imposes sales charges, a client may pay an initial or deferred sales
 charge; however, OCA’s policy is to use fund share classes that do not impose sales charges, such as
 institutional share class funds or the fee-based equivalent.

 A client could invest in a mutual fund directly, without the services of OCA. In that case, the client would not
 receive the services provided by OCA which are designed, among other things, to assist the client in
 determining which mutual fund or funds are most appropriate to each client's financial condition and
 objectives. Accordingly, the client should review both the fees charged by the funds and the fees charged by
 OCA to fully understand the total amount of fees to be paid by the client and to thereby evaluate the advisory
 services being provided.

Optimus Capital Advisors, LLC
Form ADV Part 2A Brochure

 Billing on Cash Positions: The firm treats cash and cash equivalents as an asset class. Accordingly, unless
 otherwise agreed in writing, all cash and cash equivalent positions (e.g., money market funds, etc.) are included
 as part of assets under management for purposes of calculating the firm’s advisory fee. At any specific point in
 time, depending upon perceived or anticipated market conditions/events (there being no guarantee that such
 anticipated market conditions/events will occur), the firm may maintain cash and/or cash equivalent positions
 for defensive, liquidity, or other purposes. While assets are maintained in cash or cash equivalents, such
 amounts could miss market advances and, depending upon current yields, at any point in time, the firm’s
 advisory fee could exceed the interest paid by the client’s cash or cash equivalent positions.

 Periods of Portfolio Inactivity: The firm has a fiduciary duty to provide services consistent with the client’s best
 interest. As part of its investment advisory services, the firm will review client portfolios on an ongoing basis to
 determine if any changes are necessary based upon various factors, including but not limited to investment
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Types of Clients - Item 7

 We generally offer investment advisory services to individuals, pension and profit-sharing plans and
 participants, trusts, estates, charitable organizations, corporations, and other business entities.

 We require a minimum of $250,000 to open and maintain an advisory account. At our sole discretion we may
 waive this requirement. This requirement can be met by combining two or more accounts owned by you or
 related family members. Accounts managed by TPAs may be subject to different minimum investment
 requirements.

                   Methods of Analysis, Investment Strategies and Risk of Loss - Item 8

 OCA primarily employs risk factor modeling and modern portfolio theory in developing investment strategies
 for its clients. Research and analysis from OCA is derived from numerous sources, including financial media
 companies, third-party research materials, Internet sources, and academic scholars. We also consider research
 provided to us by consultants, including financial economists affiliated with Dimensional Funds Advisors (DFA)
 and other firms. DFA provides historical market analysis, risk/return analysis, the merits of evidence-based
 investing, portfolio development, as well as financial and practice management education.

 As noted above, OCA generally employs a long-term investment strategy for its clients, as consistent with their
 financial goals. OCA will typically hold all or a portion of a security for more than a year, but may hold for
 shorter periods for the purpose of rebalancing a portfolio or meeting the cash needs of clients. At times, OCA
 may also buy and sell positions that are more short-term in nature, depending on the goals of the client and/or
 the fundamentals of the security, sector, or asset class.

 Investing in securities involves risk of loss that clients should be prepared to bear. Clients should fully
 understand the nature of the contractual relationship(s) into which they are entering and the extent of their
 exposure to risk. Certain investing strategies may not be suitable for many members of the public. You should
 carefully consider whether the strategies employed will be appropriate for you in light of your experience,
 objectives, financial resources and other relevant circumstances.

 General Investment Risk: All investments come with the risk of loss. Investing may involve substantial risks,
 including complete possible loss of principal plus other losses and may not be suitable for many members of
 the public. Investments, unlike savings and checking accounts at a bank, are not insured by the government to
 protect against market losses. Different market instruments carry different types and degrees of risk and you
 should familiarize yourself with the risks involved in the particular market instruments you intend to invest in.

 Loss of Value: There can be no assurance that a specific investment will achieve its investment objectives and
 past performance should not be seen as a guide to future returns. The value of investments and the income
 derived may fall as well as rise and investors may not recoup the original amount invested. Investments may
 also be affected by any changes in exchange control regulation, tax laws, withholding taxes, international,
 political and economic developments, and government, economic or monetary policies.

 Interest Rate Risk: Fixed income securities and funds that invest in bonds and other fixed income securities
 may fall in value if interest rates change. Generally, the prices of debt securities rise when interest rates fall,

Optimus Capital Advisors, LLC
Form ADV Part 2A Brochure

 and their prices fall when interest rates rise. Longer term debt securities are usually more sensitive to interest
 rate changes.

 Credit Risk: Investments in bonds and other fixed income securities are subject to the risk that the issuer(s)
 may not make required interest payments. An issuer suffering an adverse change in its financial condition could
 lower the credit quality of a security, leading to greater price volatility of the security. A lowering of the credit
 rating of a security may also offset the security's liquidity, making it more difficult to sell. Funds investing in
 lower quality debt securities are more susceptible to these problems and their value may be more volatile.

 Risks Associated with Investing in Equities: Investments in equities generally refer to buying shares of stocks
 by an individual or firm in return for receiving a future payment of dividends and capital gains if the value of the
 stock increases. There is an innate risk involved when purchasing a stock that it may decrease in value and the
 investment may incur a loss.

 Risks Associated with Fixed Income: When investing in bonds, there is the risk that the issuer will default on
 the bond and be unable to make payments. Further, individuals who depend on set amounts of periodically
 paid income face the risk that inflation will erode their spending power. Fixed-income investors receive set,
 regular payments that face the same inflation risk.

 Risks Associated with Investing in Mutual Funds: Mutual funds are professionally managed collective
 investment systems that pool money from many investors and invest in stocks, bonds, short-term money
 market instruments, other mutual funds, other securities, or any combination thereof. The fund will have a
 manager that trades the fund's investments in accordance with the fund's investment objective. While mutual
 funds generally provide diversification, risks can be significantly increased if the fund is concentrated in a
 particular sector of the market, primarily invests in small cap or speculative companies, uses leverage (i.e.,
 borrows money) to a significant degree, or concentrates on a particular type of security (i.e., equities) rather
 than balancing the fund with different types of securities. The returns on mutual funds can be reduced by the
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