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| Keyboard |
| Paller Financial Services Inc
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|---|---|
| CRD # | 161531 |
| SEC # | 801-129389 |
| CIK # | 0002095931 |
| AUM | 147.9 M (2026-02-03) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 303-858-0045 |
| Address | 9000 E Nichols Avenue Centennial, CO 80112 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Allspring Global Dividend Opportunity Fund | 2.8 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 113 | 35.5 |
| (b) Individuals (high net worth individuals) | 43 | 111.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 1.4 |
| (n) Other | 0 | 0.0 |
| Total | 453 | 147.9 |
| By Discretionary | ||
| Discretionary | 453 | 147.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 453 | 147.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 147.9 | |
| Total | 453 | 147.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002095931] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 159 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Tax Efficient Asset Management Solution Inc
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|
CA | 148.3 M |
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Skyline Financial Northwest LLC
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Broadwing Capital Advisors Inc
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AXIA Wealth Management Inc
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GeoVest Advisors Inc
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Fairfax Global Investment Management LLC
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147.7 M | |
|
Plan2Thrive Financial LLC
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Stembrook Asset Management LLC
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