AXIA Wealth Management Inc

Item 5: Fees and Compensation

   Fee Schedule

Wealth Management Fees

The annual fee for Wealth Management services will be charged as a percentage of assets
under management according to the schedule below:

        Total Assets Under Management                Annual Fees
        $0 - $1,000,000                              1.25%

        $1,000,001 - $3,000,000                      1.00%

        $3,000,001 - $10,000,000                     0.75%

        $10,000,001 – and up                         0.50%

Lower fees for comparable services may be available from other sources.

Wealth Management services includes many or all of the Financial Planning Services as
detailed in Item 4B above and AXIA generally requires a minimum of $400,000 in Assets
Under Management (AUM) for the client to be eligible for a full Financial Plan. For

clients with less than $400,000 in AUM who still desire Financial Planning Services,
AXIA’S annual fee will be $5,000. If Clients select AXIA to provide Wealth Management
services in addition to the Financial Planning Services, the Client will earn a credit
towards the Financial Planning Services fee. The credit will equal the amount of fees
collected for Wealth Management services but not exceed the quarterly Financial
Planning Services fee. The minimum annual financial planning fee is $5,000 and for the
first year, $1,250 is paid up front. The remaining $3,750 is billed at $1,250 per quarter
beginning at the next quarterly cycle. The subsequent year’s annual fee of $5,000 will be
billed on a quarterly basis. AXIA generally requires a minimum account size of $400,000
for Wealth Management services. Asset management services are offered under a
separate contractual engagement that does not include financial planning services and
fees. Fees are negotiable. Adviser offers Wealth Management services under a
contractual engagement that includes both asset management and financial planning
services and fees, or Portfolio Management Only services under a separate contractual
engagement that does not include financial planning services and fees. Fees are
computed and billed quarterly, in advance, and are based on the market value of
Client’s Account on the last day of the month in the prior quarter. The advisory client
has the right to terminate the contract without penalty within five business days after
entering into the contract. For Clients with Account Value of $400,000 or higher the
minimum annual financial planning fee of $5,000 is waived. Lower fees for comparable
services may be available from other sources. Financial planning fees will be offset for
related advisory services of assets being managed by the Adviser or the recommended
third-party investment adviser. AXIA will not offer Financial Planning Servies to clients
residing in the state of Washington if their assets under management are less than
$400,000.

Selection of Other Advisers Fees

AXIA may utilize third-party investment advisers’ platforms. AXIA will be
compensated with the same fee schedule as noted above. The notice of termination
requirement and payment of fees for third-party investment advisers will depend on the
specific third-party adviser selected. Axia will deliver all completed portions of
documents to clients in the event of early termination.

Employee Benefit Plan Fees

The annual fee for employee benefit retirement plan services will be charged as a
percentage of assets within the plan according to the following fee schedule:

        Total Assets Under Management           Annual Fees
        $0 - $1,000,000                         0.80%

        $1,000,001 - $5,000,000                 0.65%

        $5,000,001 - $10,000,000                0.50%

        $10,000,001 - and up                    0.35%

The advisory fee is either billed quarterly in advance and calculated using the market
value of the assets in the Account on the last business day of the quarter or billed in arrears
using the average daily balance of the assets during the prior quarter.

These fees are generally negotiable, and the final fee schedule is attached to Schedule A
of the Retirement Plan Advisory and Services Agreement. Clients may terminate the
agreement without penalty for a full refund of AXIA's fees within five business days of
signing the Retirement Plan Advisory and Services Agreement. Thereafter, clients may
terminate the Agreement generally with 30 days' written notice.

Consulting Services
Hourly consulting fees start at $350 per hour, depending on the complexity of Client’s
circumstances and upon mutual agreement with Client. Axia will bill the client 25% in
advance for the agreed upon fee as provided by this agreement. This fee can be paid via
electronic funds transfer or check.

Estate Planning Services Fees
AXIA partners with EncorEstate Plans (“ENCORE”) to prepare estate planning
documents for AXIA’s clients. The fees for estate planning will be determined based on
the complexity of the planning services needed. The fee is detailed in a separate Estate
Planning Services Agreement. See below for a summary of the fees.
The fees for estate planning include the following:
1. A base fee of $1,500. This fee covers both the cost of ENCORE preparation of the estate
    plan documents and AXIA’s time spent assisting the client and communicating with
    ENCORE. ENCORE is paid by AXIA and does not bill the client directly for any
    services.
2. AXIA will bill client directly for each recording of property deed requested by client
    per the below schedule. The fee covers AXIA’s costs paid to ENCORE for the
    recording service. Property deeds are charged per property and vary by state as
    shown below. The fees below may be subject to change by either ENCORE or the State
    jurisdiction in which the property is located in:
        $550: New York and Washington

        $500: Connecticut and Delaware
        $450: New Jersey and Pennsylvania
        $400: Maryland and Wisconsin
...

Item 7: Types of Clients

AXIA generally provides advisory services to the following types of clients:

       ❖      Individuals
       ❖      High-Net-Worth Individuals
       ❖      Pension and Profit-Sharing Plans
       ❖      Corporations or Business Entities
       ❖      Charitable and Non-Profit Organizations

AXIA requires a minimum annual financial planning fee of $5,000, and a minimum account size
of $400,000 for Wealth Management services.