Pariax LLC

Item 5: Fees & Compensation

Compensation for Our Advisory Services

Financial Planning & Consulting:

Our firm does not charge fees for financial plans as this service is offered on a complimentary basis
when requested by our Wrap Asset Management Clients.

Portfolio Monitoring:

Our firm does not charge fees for portfolio monitoring as this service is offered on a complimentary
basis when requested by our Wrap Asset Management Clients.

Retirement Plan Consulting:

Our Retirement Plan Consulting services are billed as a fee based on the percentage of Plan assets
under management. The total estimated fee, as well as the ultimate fee charged, is based on the scope
and complexity of our engagement with the client. The maximum annual fee charged for this service
is 1.50%. Our firm, in its sole discretion, may determine fees according to the expected scope of the
engagement and prospective client-advisor relationship. Fees to be assessed will be outlined in the
advisory agreement to be signed by the client. Annualized fees are billed on a pro-rata basis monthly
in advance based on the last day of the previous month. Fees will be directly deducted from client
account(s). Our firm will only offer direct invoicing in instances where deductions may not be made
from the Plan’s Account(s). Further, our firm will assess advisory fees on all assets held in client
accounts including cash and cash equivalents. As part of the fee deduction process, clients understand
the following:

        a) The client’s independent custodian sends statements at least quarterly showing the
           market values for each security included in the accounts and all account disbursements,
           including the amount of the advisory fees paid to our firm.
        b) Clients will provide authorization permitting our firm to directly debit its fees by these
           terms.
        c) Our firm will send an invoice directly to the custodian. If our firm sends a statement to the
           client, it will include a disclosure urging the client to compare the information provided in
           our statement with the statements provided by the qualified custodian.

Termination & Refunds

Either party to a Retirement Plan Consulting Agreement may terminate at any time by providing
written notice to the other party. Full refunds will only be made in cases where cancellation occurs

ADV Part 2A – Firm Brochure                     Page 6                       Pariax Private Wealth Management

within 5 business days of signing an agreement. Upon notice of termination, our firm will process a
pro-rata refund of the unearned portion of the advisory fees charged in advance.

Commissionable Securities Sales

Our firm and representatives do not sell securities for a commission in advisory accounts.

Item 7: Types of Clients & Account Requirements

Our firm has the following types of clients:
   • Individuals and High Net Worth Individuals;
   • Trusts, Estates or Charitable Organizations;
   • Pension and Profit Sharing Plans;
   • Corporations, Limited Liability Companies and/or Other Business Types

Our requirements for opening and maintaining accounts or otherwise engaging us:
   • Our firm requires a minimum account balance of $1,000,000 for our Wrap Asset Management
       service. Generally, this minimum account balance requirement is not negotiable and would
       be required throughout the course of the client’s relationship with our firm. Exceptions may
       be made at the sole discretion of our firm.

Clients who opt into electronic delivery of statements or maintain at least $1 million in assets at
Fidelity will not be charged transaction fees for U.S. listed equities and exchange traded funds.