Parkview Asset Management Inc

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or
more written agreements with the Advisor.

A. Fees for Advisory Services
Wealth Management Services
Investment advisory fees are paid montly in arrears pursuant to the terms of the agreement. Investment advisory
fees are based on the market value of assets under management at the end of each month. Investment advisory
fees range from 0.50% to 1.50% annually based on several factors, including: the complexity of the services to be
provided, the level of assets to be managed, and the overall relationship with the Advisor. Relationships with
multiple objectives, specific reporting requirements, portfolio restrictions and other complexities may be charged a
higher fee. The investment advisory fee in the first month of service is prorated from the inception date of the
account[s] to the end of the first month. Fees may be negotiable at the sole discretion of the Advisor. The Client’s
fees will take into consideration the aggregate assets under management with the Advisor to derive the fee. Clients
may be offered either a fixed rate schedule or a tiered fee schedule, not to exceed the fees range above. All
securities held in accounts managed by Parkview will be independently valued by the Custodian. The Advisor will
conduct periodic reviews of the Custodian’s valuation to ensure accurate billing.

Use of Independent Managers
For Client account[s] implemented through an Independent Manager, the Client’s overall fees will include
Parkview’s investment advisory fee (as noted above) plus advisory fees and/or platform fees charged by the
Independent Manager[s], as applicable. The Independent Manager may assume responsibility for calculating the
Client’s fees and deduct all fees from the Client’s account[s]. In such instances, Parkview will not charge its fee
separately on those assets.

Financial Planning Services
Parkview offers financial planning services on an hourly basis ranging up to $500 per hour or on a fixed fee basis
ranging up to $4,000. Fees may be negotiable based on the nature and complexity of the services to be provided
and the overall relationship with the Advisor. An estimate for total hours and overall costs will be provided to the
Client prior to engaging for these services.

                                          Parkview Asset Management, Inc.                                     Page 8
                                  One Parkview Plaza, Suite 117, Oakbrook Terrace, IL 60181
                                          Phone: (708) 481-4000 | (708) 481-4599
                                                  https://www.wpn360.com

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee of up to 1.50% and are billed in
advance, pursuant to the terms of the retirement plan advisory agreement. Retirement plan fees are based on the
market value of assets under management at the end of the prior calendar month. Fees may be negotiable
depending on the size and complexity of the Plan.

B. Fee Billing
Wealth Management Services
Investment advisory fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at
the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted
from the Client’s account[s] at the end of each month. The amount due is calculated by applying the monthly rate
(annual rate divided by 12) to the total assets under management with Parkview at the end of month. Clients will be
provided with a statement, at least quarterly, from the Custodian reflecting deduction of the investment advisory fee.
It is the responsibility of the Client to verify the accuracy of these fees as listed on the Custodian’s brokerage
statement as the Custodian does not assume this responsibility. Clients provide written authorization permitting
advisory fees to be deducted by Parkview to be paid directly from their account[s] held by the Custodian as part of
the investment advisory agreement and separate account forms provided by the Custodian.

Use of Independent Managers
Client account[s] implemented through Independent Manager[s] will be billed in accordance to the separate
agreement[s] with the respective parties. These parties will typically add Parkview’s investment advisory fee and
deduct the overall fee from the Client’s account[s].

Financial Planning Services
Financial planning fees are invoiced by the Advisor and are due upon completion of the agreed upon deliverable[s].

Retirement Plan Advisory Services
Retirement plan advisory fees may be directly invoiced to the Plan Sponsor or deducted from the assets of the
Plan, depending on the terms of the retirement plan advisory agreement.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties in connection with investments made on behalf
of the Client’s account[s]. Parkview includes securities transactions costs as part of its overall investment
advisory fee through the Parkview Wrap Fee Program. Securities transaction fees for Client-directed trades may
be charged back to the Client. Please see Item 4.D. above as well as Appendix 1 – Wrap Fee Program Brochure.

In addition, all fees paid to Parkview for investment advisory services are separate and distinct from the
expenses charged by mutual funds and ETFs to their shareholders, if applicable. These fees and expenses are
described in each fund’s prospectus. These fees and expenses will generally be used to pay management fees
for the funds, other fund expenses, account administration (e.g., custody, brokerage and account reporting), and
a possible distribution fee. A Client may be able to invest in these products directly, without the services of
...

Item 7 – Types of Clients

Parkview offers investment advisory services to Parkview offers investment advisory services to individuals, high
net worth individuals, trusts, estates, and retirement plans. Parkview generally does not impose a minimum
relationship size.

                                          Parkview Asset Management, Inc.                                     Page 10
                                  One Parkview Plaza, Suite 117, Oakbrook Terrace, IL 60181
                                          Phone: (708) 481-4000 | (708) 481-4599
                                                  https://www.wpn360.com