Parrish Capital LLC

FEES AND COMPENSATION (Item 5)
Advisory Fees
    We earn our fees and compensation by providing financial planning advice, portfolio management strategies,
    retirement plan support services, and periodic advisement. Our standard fees for services are as follows:
    1. Fees for Financial Planning Services
    Our fees for financial planning services are assessed at a fixed rate that ranges from $2,500 to $20,000. Our
    fees for financial planning services are negotiable. Prior to entering into an engagement agreement, we provide
    a best-efforts estimate based on the complexity of a client’s financial situation and planned frequency for review

    meetings to develop a financial plan or formulate planning objectives. Advisory fees based on our best-efforts
    estimate are due and payable in advance. Advisory fees are outlined in our financial planning agreement.
    2. Fees for Portfolio Management Services
    Our fee schedule for portfolio management services is as follows:
                                  Assets Under Management                Annual Rate
                                       First $250,000                       1.30%
                                       Next $250,000                        1.25%
                                       Next $500,000                        1.15%
                                       Next $2,000,000                      1.05%
                                        Over $3,000,000                      .90%

                                           Sample Fee Calculation:
                                           Investments of $1,500,000
                                               $250,000 @ 1.30%
                                                $250,000 @ 1.25%
                                                $500,000 @ 1.15%
                                               $500,000 @ 1.05%
                                         Effective Blended Rate = 1.16%
                                 Quarterly Fee $4,343.75 | Annual Fee $17,375
   Our fees for portfolio management services are negotiable. Nonetheless, we may assess a minimum annual
   advisory fee. In the event we assess a minimum annual advisory fee, accounts with values of less than $250,000
   may incur a higher annual advisory fee rate. Please note that lower fees for comparable services may be available
   from other sources. The final fee for portfolio management services, as agreed upon, is outlined in our
   investment management agreement.
   3. Fees for Retirement Plan Advisory Fees
   Our fees for retirement plan advisory services are assessed at an annual rate of up to 1%. The fees are based on
   the value of the assets under management and the level of complexity involved in managing the retirement
   plan’s assets. Advisory fees for retirement plan advisory services may be allocated separately or collectively
   among different services for the plan and plan participants. Fees for plan advisory services are negotiable.
   The final fee, as agreed upon, is outlined in our retirement plan advisory agreement.
   4. Fees for Advisory Consultation
   Our hourly fee for periodic advisory consultations ranges from $75 to $450 per hour. For extensive consultative
   engagements, we offer project-based fees at a fixed rate of $1,200 to $4,000. Advisory fees for periodic advisory
   consultation services are negotiable. The final fee is based on the scope of the project, frequency of
   consultations, the level of quantitative and qualitative details requested by the client.
Billing Procedures
   Our specific billing procedures are as follows:
   1. Billing for Financial Planning Services
   Upon engagement for financial planning services, we will provide a best-efforts fee estimate based on
   anticipated services. Upon a client’s acceptance of the estimate, the agreed-upon fee is due in advance and
   payable prior to commencing services. Financial plans or summary reports of planning objectives are delivered
   within five (5) months of commencing services. Upon delivery of the financial planning documentation, we will
   provide a final fee invoice that delineates the remaining balance for services, if any, less the initial fee estimate
   payment. The final advisory fee invoice is transmitted to clients, either in person, electronically, or by mail, and
   payment is due upon receipt.
   Clients pay advisory invoices by mailing a check to our address, any self-directed electronic funds transfer
   method, or by providing written authorization for us to deduct financial planning fees from a portfolio
   management account.
   2. Billing for Portfolio Management Services
   Fees for portfolio management services are due and payable quarterly in advance (i.e., at the beginning of each
   calendar quarter). We transmit our advisory fee calculations to the account custodian electronically no later
   than two weeks after the end of each calendar quarter. Fee calculations are based on the value of the account(s)
   as listed on a national securities exchange or the principal market where the securities are traded, at the closing

   price, as of the last business day of the calendar quarter. We aggregate client accounts for billing purposes.
   Additionally, with respect to fixed income securities, valuations for billing often include accrued interest. Also,
   margin interest, if applicable, will accrue monthly.
   By agreement and clients’ written authorization incorporated in our investment management agreement, our
   advisory fees are generally deducted directly from the client’s specified account(s).
   3. Billing for Retirement Plan Advisory Services
   Our fees for retirement plan advisory services are due and payable quarterly in advance. Plan sponsors generally
   provide written authorization for our advisory fees to be deducted directly from plan assets and remitted to us.
   4. Billing for Advisory Consultations
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TYPES OF CLIENTS (Item 7)
   Our firm generally provides advice to individuals, high net worth individuals, corporations, pension and profit-
   sharing plans, trusts, charitable organizations, and foundations.

   We do not require a minimum investment value for our portfolio management services.

METHODS OF ANALYSIS, INVESTMENT STRATEGIES, AND RISK OF LOSS