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| Peak Financial Management Inc
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|
|---|---|
| CRD # | 110559 |
| SEC # | 801-39737 |
| CIK # | 0001669662, 0001300620, 0001626111 |
| AUM | $452.7 M (2025-03-06) |
| Employees | 9 (78% Investors, 0% Brokers) |
| Phone | 781-487-9500 |
| Address | 93 Worcester Street Wellesley, MA 02481 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Global MOFY Metaverse Ltd | 10.8 | ||
| ETFS Precious Metals Basket Trust | 10.4 | ||
| Apple Inc | 4.2 | ||
| Nvidia Corp | 3.9 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 197 | 69.8 |
| (b) Individuals (high net worth individuals) | 144 | 377.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 5.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,535 | 452.7 |
| By Discretionary | ||
| Discretionary | 1,528 | 452.4 |
| Non-Discretionary | 7 | 0.3 |
| Total | 1,535 | 452.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 452.7 | |
| Total | 1,535 | 452.7 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001300620] | |
| 13F-NT | [0001300620] | |
| D | [0001626111] | |
| 13F-HR | [0001669662] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Horizon Advisory Services Inc
✚
|
NY | 0.5 |
|
Integrated Financial Strategies LLC
✚
|
FL | 0.5 |
|
Financial Designs Corporation
✚
|
CA | 0.5 |
|
Quantitative Process LLC
✚
|
NC | 0.5 |
|
The Cavanaugh Group Inc
✚
|
SC | 0.5 |
|
Pension & Wealth Management Advisors Inc
✚
|
MA | 0.5 |
|
Montgomery Investment Management Inc
✚
|
MD | 0.5 |
|
Legacy Financial Independent Advisors LLC
✚
|
KY | 0.5 |
|
Carl P Sherr & Co LLC
✚
|
MA | 0.5 |
|
Twenty-First Tailored Solutions Inc
✚
|
0.5 |