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| Peak Financial Management Inc
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| |
|---|---|
| CRD # | 110559 |
| SEC # | 801-39737 |
| CIK # | 0001626111, 0001669662, 0001300620 |
| AUM | $404.7 MM (2024-03-20) |
| Employees | 9 (78% Investors, 0% Brokers) |
| Phone | 781-487-9500 |
| Address | 93 Worcester Street Wellesley, MA 02481 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 0.0 | |
| SPEM | 0.0 | ||
| GLTR | 0.0 | ||
| NVDA | 399.6 | 0.0 | |
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 217 | 82.0 |
| (b) Individuals (high net worth individuals) | 123 | 320.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 1.9 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,477 | 404.7 |
| By Discretionary | ||
| Discretionary | 1,477 | 404.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,477 | 404.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 404.7 | |
| Total | 1,477 | 404.7 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001300620] | |
| 13F-NT | [0001300620] | |
| D | [0001626111] | |
| 13F-HR | [0001669662] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Libra Wealth LLC
✚
|
CA | 0.4 |
|
HFG Wealth Management LLC
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|
TX | 0.4 |
|
Tactive Advisors LLC
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|
FL | 0.4 |
|
TTP Investments Inc
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|
CA | 0.4 |
|
DST Wealth Management LLC
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|
CA | 0.4 |
|
Prostatis Group LLC
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MD | 0.4 |
|
Affiliated Financial Advisors Inc
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|
WI | 0.4 |
|
Worley Erhart-Graves Financial Advisors Inc
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|
IN | 0.4 |
|
Schubert & Company Inc
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|
TX | 0.4 |
|
Silverleafe Capital Partners LLC
✚
|
TN | 0.4 |