|
⚲
|
| Penn Mutual Asset Management LLC
✚
| |
|---|---|
| CRD # | 107518 |
| SEC # | 801-35477 |
| CIK # | 0000855702 |
| AUM | $33.7 BB (2024-03-29) |
| Employees | 33 (100% Investors, 6% Brokers) |
| Phone | 215-956-8114 |
| Address | Eight Tower Bridge Conshohocken, PA 19428 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AGNC | 5,966.3 | 3.4 | |
| NLY | 9,662.7 | 3.4 | |
| ARR | 710.8 | 3.4 | |
| PHAT | 320.4 | 0.6 | |
| CMTL | 255.2 | 0.6 | |
| BWXT | 4,846.0 | 0.6 | |
| MPLX | 29,802.2 | 0.5 | |
| GIL | 5,399.6 | 0.5 | |
| IDCC | 1,910.2 | 0.5 | |
| RELL | 213.0 | 0.5 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Penn Mutual Asset Management Multi-Series Fund Master LLC - Series B | [2017-09-29] | 50.4 | 68.6 |
| HF | Penn Mutual Asset Management Multi-Series Fund Master LLC - Series A | [2016-01-04] | 35.0 | 135.1 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 31 | 9.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 0.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 5 | 23.7 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 40 | 33.7 |
| By Discretionary | ||
| Discretionary | 40 | 33.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 40 | 33.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 33.7 | |
| Total | 40 | 33.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Keith Huckerby | 4 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000855702] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Los Angeles Capital Management LLC
✚
|
CA | 34.9 |
|
Fulcrum Asset Management LLP
✚
|
34.7 | |
|
Tenaron Capital Management LP
✚
|
NY | 34.4 |
|
Voloridge Investment Management LLC
✚
|
FL | 33.8 |
|
GLG Partners LP
✚
|
33.7 | |
|
Polar Asset Management Partners Inc
✚
|
33.6 | |
|
Moore Capital Management LP
✚
|
NY | 33.2 |
|
PanAgora Asset Management Inc
✚
|
MA | 32.0 |
|
Walleye Capital LLC
✚
|
MN | 31.7 |
|
Hudson Bay Capital Management LP
✚
|
CT | 31.1 |