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| Penn Mutual Asset Management LLC
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| CRD # | 107518 |
| SEC # | 801-35477 |
| CIK # | 0000855702 |
| AUM | 42.29 B (2026-04-01) |
| Employees | 30 (100% Investors, 10% Brokers) |
| Fees | |
| Minimum | |
| Phone | 215-956-8114 |
| Address | Eight Tower Bridge Conshohocken, PA 19428 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Annaly Capital Management Inc | 3.8 | ||
| American Capital Agency Corp | 3.6 | ||
| Armour Residential REIT Inc | 2.9 | ||
| Rubrik Inc | 0.8 | ||
| Phathom Pharmaceuticals Inc | 0.7 | ||
| ServiceNow Inc | 0.3 | ||
| Servicetitan Inc | 0.1 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Penn Mutual Asset Management Multi-Series Fund Master LLC - Series B | [2017-09-29] | 85.4 M | 109.1 M |
| Filed 2025-04-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000 | ||||
| HF | Penn Mutual Asset Management Multi-Series Fund Master LLC - Series A | [2016-01-04] | 35.0 M | 135.1 M |
| Filed 2019-05-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $25,000,001 - $50,000,000 | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 29 | 9.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 5 | 33.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 35 | 42.3 |
| By Discretionary | ||
| Discretionary | 35 | 42.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 35 | 42.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 42.3 | |
| Total | 35 | 42.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Keith Huckerby | Director, Executive Officer | 4 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000855702] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $19.0B |
| Clients | 1 |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300O3G37UC4C5EV40 |
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