|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| PennantPark Investment Advisers LLC
✚
|
|
|---|---|
| CRD # | 143149 |
| SEC # | 801-67622 |
| CIK # | 0001491708 |
| AUM | $4.5 B (2025-05-12) |
| Employees | 79 (32% Investors, 0% Brokers) |
| Phone | 212-905-1000 |
| Address | 1691 Michigan Avenue Miami Beach, FL 33139 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | PennantPark Senior Credit Fund II Aggregator LP | 2025-03-31 | 276.7 | |
| Other | PennantPark Senior Credit Fund II LLC | 2025-03-31 | 276.7 | |
| Other | PennantPark Capital Liquidity Solutions LP | 2024-03-27 | 128.9 | |
| Other | PennantPark Credit Opportunities Fund IV Aggregator LP | [2023-03-29] | 97.2 | 565.1 |
| Other | TPDS I Platinum Holdings LP | 2022-04-28 | 14.1 | |
| Other | PennantPark CLO III Ltd | 2022-03-30 | 295.2 | |
| SA | PennantPark CLO II Ltd | 2022-03-30 | 302.6 | |
| SA | PennantPark CLO IV LLC | 2022-03-30 | 301.7 | |
| SA | PennantPark CLO V Ltd | 2022-03-30 | 318.5 | |
| Other | PennantPark Senior Credit Fund SMA LP | 2022-03-30 | 127.7 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 2 | 1.8 |
| (f) Pooled investment vehicles | 17 | 2.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 19 | 4.5 |
| By Discretionary | ||
| Discretionary | 13 | 4.4 |
| Non-Discretionary | 6 | 0.1 |
| Total | 19 | 4.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 4.1 | |
| Total | 19 | 4.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Richard Allorto Jr | 5 | |||
| PennantPark Investment Advisers LLC | 16 | |||
| Arthur Penn | 16 | |||
| Guy Talarico | 14 | |||
| Salvatore Giannetti III | 10 | |||
| Aviv Efrat | 7 | |||
| Jose Briones Jr | 6 | |||
| P Williams Jr | 6 | |||
| PennantPark Capital LLC | 4 | |||
| PennantPark Capital IV GP LLC | 2 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| SC 13G | [0001491708] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| PennantPark Investment Advisers LLC | Affinion Group Holdings Inc | [2017-02-14] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Valley Forge Capital Management LP
✚
|
FL | 4.6 |
|
GlobeFlex Capital LP
✚
|
CA | 4.6 |
|
ZEGA Financial LLC
✚
|
FL | 4.5 |
|
Cooper Creek Partners Management LLC
✚
|
NY | 4.5 |
|
RWC Asset Advisors US LLC
✚
|
FL | 4.5 |
|
Senvest Management LLC
✚
|
NY | 4.4 |
|
Emso Asset Management Limited
✚
|
4.4 | |
|
Maplelane Capital LLC
✚
|
NY | 4.4 |
|
Finepoint Capital LP
✚
|
MA | 4.4 |
|
Shaolin Capital Management LLC
✚
|
FL | 4.4 |