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| PennantPark Investment Advisers LLC
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|
|
|---|---|
| CRD # | 143149 |
| SEC # | 801-67622 |
| CIK # | |
| AUM | $4.5 BB (2023-03-29) |
| Employees | 61 (51% Investors, 0% Brokers) |
| Phone | 212-905-1000 |
| Address | 1691 Michigan Avenue Miami Beach, FL 33139 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | PennantPark Credit Opportunities Fund IV Aggregator LP | [2023-03-29] | 56.2 | 94.0 |
| Other | TPDS I Platinum Holdings LP | 2022-04-28 | 24.7 | |
| Other | PennantPark CLO III Ltd | 2022-03-30 | 295.2 | |
| SA | PennantPark CLO II Ltd | 2022-03-30 | 302.6 | |
| SA | PennantPark CLO IV LLC | 2022-03-30 | 301.7 | |
| SA | PennantPark CLO V Ltd | 2022-03-30 | 318.5 | |
| Other | PennantPark Senior Credit Fund SMA LP | 2022-03-30 | 126.7 | |
| Other | Berkeley Road WC Funding SPV 2 LP | [2021-03-26] | 23.5 | 20.7 |
| SA | PennantPark CLO I Ltd | 2021-03-26 | 300.5 | |
| Other | PennantPark Senior Credit Fund Levered LP | 2020-03-30 | 424.7 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 2 | 1.8 |
| (f) Pooled investment vehicles | 17 | 2.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 19 | 4.5 |
| By Discretionary | ||
| Discretionary | 13 | 4.4 |
| Non-Discretionary | 6 | 0.1 |
| Total | 19 | 4.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 4.1 | |
| Total | 19 | 4.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Richard Allorto Jr | 3 | |||
| Guy Talarico | 14 | |||
| PennantPark Investment Advisers LLC | 13 | |||
| Arthur Penn | 13 | |||
| Salvatore Giannetti III | 10 | |||
| Aviv Efrat | 7 | |||
| Jose Briones Jr | 6 | |||
| P Williams Jr | 6 | |||
| PennantPark Capital LLC | 4 | |||
| PennantPark Capital IV GP LLC | 2 | |||
| View All | ||||
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