|
⚲
|
| Keyboard |
| PGIM Inc
✚
|
|
|---|---|
| CRD # | 105676 |
| SEC # | 801-22808 |
| CIK # | 0001038001, 0002003072, 0000946754 |
| AUM | 1,131.64 B (2026-04-28) |
| Employees | 1,990 (68% Investors, 7% Brokers) |
| Phone | 973-367-6335 |
| Address | 655 Broad St Newark, NJ 07102 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 8.9 | ||
| Apple Inc | 7.3 | ||
| Microsoft Corp | 6.0 | ||
| Amazon Com Inc | 3.9 | ||
| Alphabet Inc | 3.6 | ||
| Alphabet Inc | 3.1 | ||
| Broadcom Inc | 2.8 | ||
| Facebook Inc | 2.7 | ||
| Tesla Motors Inc | 1.6 | ||
| Mastercard Inc | 1.4 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| SA | Dryden 130 CLO Ltd | 2026-03-27 | 605.4 M | |
| PE | PGIM Capital Partners VII LP | 2026-03-27 | ||
| PE | PGIM Credit Secondaries Fund I LP | 2026-03-27 | ||
| PE | PGIM Lending Fund Stockton LP | 2026-03-27 | 335.2 M | |
| HF | PGIM Real Estate Credit Solutions US LP | 2026-03-27 | ||
| PE | PGIM Senior Loan Opportunities III Europe LP | 2026-03-27 | 516.7 M | |
| PE | PGIM Senior Loan Opportunities Management Fund II LP | [2026-03-27] | 53.7 M | |
| Filed 2025-07-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | Windhill CLO 4 Ltd | 2026-03-27 | 384.2 M | |
| HF | PGIM PRISA III - Sunshine Housing Sidecar LP | 2026-02-04 | 106.7 M | |
| HF | PGIM Fixed Income Core Asset Based Finance Master Fund II LP | 2025-08-28 | 190.6 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.9 |
| (c) Banking or thrift institutions | 6 | 27.2 |
| (d) Investment companies | 90 | 215.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 255 | 274.4 |
| (g) Pension and profit sharing plans | 111 | 122.4 |
| (h) Charitable organizations | 0 | 0.6 |
| (i) State or municipal government entities | 35 | 26.7 |
| (j) Other investment advisers | 7 | 5.1 |
| (k) Insurance companies | 55 | 383.3 |
| (l) Sovereign wealth funds and foreign official institutions | 22 | 58.2 |
| (m) Corporations or other businesses not listed above | 11 | 10.8 |
| (n) Other | 19 | 6.5 |
| Total | 938 | 1,131.6 |
| By Discretionary | ||
| Discretionary | 921 | 1,125.5 |
| Non-Discretionary | 17 | 6.1 |
| Total | 938 | 1,131.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 243.2 | |
| United States Persons | 888.5 | |
| Total | 938 | 1,131.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Geoff Ruddick | Director | 256 | 66 | |
| Wade Kenny | Director | 86 | 31 | |
| Linda Gibson | Director | 61 | 14 | |
| Vincent Dodd | Director | 52 | 8 | |
| Joseph Hardiman | Director | 25 | 7 | |
| Alastair Torvaney | Director | 63 | 6 | |
| Lionel Erdely | Director | 70 | 5 | |
| Charles King | Executive Officer | 40 | 5 | |
| Kenneth Moore | Director | 25 | 5 | |
| William Anderson | Executive Officer | 63 | 4 | |
| Thouraya Jarray | Director | 58 | 4 | |
| Brian Chambers | Director | 58 | 4 | |
| Gildas Briand | Director | 57 | 4 | |
| Brian Thomas | Executive Officer | 42 | 4 | |
| Trustee Prudential Trust Company | Promoter | 29 | 4 | |
| Eilish Finan | Director | 10 | 4 | |
| Jeffrey Dickson | Executive Officer | 45 | 3 | |
| Stephen Collins | Executive Officer | 37 | 3 | |
| Mathew Douglass | Executive Officer | 31 | 3 | |
| Stephen Bailey | Executive Officer | 27 | 3 | |
| Matthew Harvey | Executive Officer | 27 | 3 | |
| Noah Levy | Executive Officer | 6 | 3 | |
| John Taylor | Executive Officer | 60 | 2 | |
| Pgim Inc | Executive Officer, Promoter | 37 | 2 | |
| Nicole Stagnaro | Director | 25 | 2 | |
| Allen Weaver | Executive Officer | 17 | 2 | |
| Robert Derrick | Executive Officer | 16 | 2 | |
| Frank Garcia | Executive Officer | 16 | 2 | |
| Matthew Baker | Executive Officer | 16 | 2 | |
| Joshua Shipley | Executive Officer | 16 | 2 | |
| John Jacobs | Executive Officer | 15 | 2 | |
| Tan Vu | Executive Officer | 15 | 2 | |
| Steven Saperstein | Director, Executive Officer | 14 | 2 | |
| Mark Hoffmeister | Executive Officer | 14 | 2 | |
| Paul Meiring | Executive Officer | 13 | 2 | |
| Scott von Fischer | Executive Officer | 11 | 2 | |
| Mitchell Reed | Executive Officer | 11 | 2 | |
| Prudential Capital Group | Promoter | 10 | 2 | |
| Windsor Avenue Holdings II LLC | Promoter | 9 | 2 | |
| Jason Richardson | Executive Officer | 9 | 2 | |
| Diana Carr-Coletta | Executive Officer | 9 | 2 | |
| Stephen Szejner | Executive Officer | 8 | 2 | |
| Joanna Mulford | Executive Officer | 8 | 2 | |
| Daniel Malooly | Director | 7 | 2 | |
| Eric Seward | Executive Officer | 7 | 2 | |
| Marie Fioramonti | Executive Officer | 7 | 2 | |
| Caitlin O'Connor | Executive Officer | 7 | 2 | |
| James Glen | Executive Officer | 6 | 2 | |
| Jeremy Keenan | Executive Officer | 6 | 2 | |
| Investment Advisor Pgim Inc | Promoter | 6 | 2 | |
| Crockett Street Partners II LP | Promoter | 6 | 2 | |
| Matthew Meyers | Executive Officer | 6 | 2 | |
| Dianna Carr-Coletta | Executive Officer | 6 | 2 | |
| Darin Bright | Executive Officer | 6 | 2 | |
| Investment Adviser Pgim Inc | Promoter | 6 | 2 | |
| Windsor Avenue Partners US II LP | Promoter | 5 | 2 | |
| Stephen Alpart | Executive Officer | 5 | 2 | |
| Kaya Murray | Executive Officer | 5 | 2 | |
| Justin Gleason | Executive Officer | 5 | 2 | |
| Prudential Investment Management Inc | Executive Officer | 5 | 2 | |
| Vincent Carangelo | Executive Officer | 4 | 2 | |
| Peter Cordrey | Director, Executive Officer | 4 | 2 | |
| Matthew Douglass | Executive Officer | 4 | 2 | |
| Catherine Marcus | Executive Officer | 4 | 2 | |
| Steven Plust | Executive Officer | 4 | 2 | |
| Waveland Avenue Holdings I LLC | Promoter | 4 | 2 | |
| Dickens Avenue Holdings VI LLC | Promoter | 3 | 2 | |
| Jessica Newth | Executive Officer | 3 | 2 | |
| Ric Abel | Executive Officer | 3 | 2 | |
| Marc Brooks | Executive Officer | 3 | 2 | |
| P Scott von Fischer | Executive Officer | 3 | 2 | |
| Wendy Carlson | Executive Officer | 3 | 2 | |
| Brian Sakamoto | Executive Officer | 3 | 2 | |
| Richard Greenwood | Director | 3 | 2 | |
| Dina Santoro | Director | 3 | 2 | |
| General Partner PRISA III Fund GP LLC | Promoter | 3 | 2 | |
| William Engelking | Executive Officer | 3 | 2 | |
| Mitch Reed | Executive Officer | 3 | 2 | |
| Randall Kob | Executive Officer | 3 | 2 | |
| Waveland Avenue Partners I Ireland LP | Promoter | 3 | 2 | |
| Wabash Avenue Partners V LP | Promoter | 3 | 2 | |
| Christina Do | Executive Officer | 2 | 2 | |
| Michelle Kudesh | Executive Officer | 2 | 2 | |
| Prudential Capital Energy Opportunity Fund LP | Promoter | 2 | 2 | |
| Lexi Woolf | Executive Officer | 2 | 2 | |
| Daniel Abramoff | Executive Officer | 2 | 2 | |
| Windsor Avenue Partners Ireland II LP | Promoter | 2 | 2 | |
| Dickens Avenue Partners VI US LP | Promoter | 2 | 2 | |
| Guy Bizzoco | Executive Officer | 2 | 2 | |
| Manager Pgim Inc | Promoter | 2 | 2 | |
| Pramerica Investment Management | Promoter | 3 | 1 | |
| Paul Parseghian | Director | 2 | 1 | |
| Elizabeth Samson | Director | 2 | 1 | |
| Denis Chatterton | Director | 2 | 1 | |
| Frank Connolly | Director | 2 | 1 | |
| Stacie Mintz | Director | 2 | 1 | |
| Pgim Fixed Income Alternatives GP LLC | Executive Officer | 2 | 1 | |
| Roberto Ordorica | Executive Officer | 1 | 1 | |
| Pgim Broad Market High Yield Bond Partners LLC | Executive Officer | 1 | 1 | |
| Alan Dolan | Director | 1 | 1 | |
| Gregory Shanklin | Executive Officer | 1 | 1 | |
| Huvishka Ali | Executive Officer | 1 | 1 | |
| RJ Richter | Executive Officer | 1 | 1 | |
| Pgim Inc | Executive Officer, Promoter | 1 | 1 | |
| Thomas Maron | Executive Officer | 1 | 1 | |
| Albert Trank Jr | Director | 1 | 1 | |
| Catherine Minor | Executive Officer | 1 | 1 | |
| Pramerica Investment Management Inc | Promoter | 1 | 1 | |
| Pru Alpha Partners I LLC | Promoter | 1 | 1 | |
| Laura Nugent | Executive Officer | 1 | 1 | |
| Kathryn Thurston | Executive Officer | 1 | 1 | |
| Stephen Colllins | Executive Officer | 1 | 1 | |
| Jocelyn Friel | Executive Officer | 1 | 1 | |
| Wabash Avenue Holdings V LLC | Promoter | 1 | 1 | |
| Henry McGarvey | Director | 1 | 1 | |
| Shelley Wong-Chassine | Director | 1 | 1 | |
| Waveland Avenue Partners I US LP | Promoter | 1 | 1 | |
| Dickens Avenue Partners VI Ireland LP | Promoter | 1 | 1 | |
| Adrian Ashkenazy | Executive Officer | 1 | 1 | |
| Prudential Trust Company | Promoter | 1 | 1 | |
| Pgim Fixed Income Alternatives II GP LLC | Executive Officer | 1 | 1 | |
| Prudential Fixed Income US Relative Value Partners LLC | Executive Officer | 1 | 1 | |
| General Partner Prref II Fund Manager LLC | Promoter | 1 | 1 | |
| General Partner Senior Housing Partnership Fund V LLC | Executive Officer | 1 | 1 | |
| Shelly Wong-Chassine | Director | 1 | 1 | |
| Kimberly Lapointe | Director | 1 | 1 | |
| Ross Avenue Energy Fund Holdings LLC | Promoter | 1 | 1 | |
| Marcello Pinto | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0000946754] | |
| 3 | [0000946754] | |
| SC 13D | [0000946754] | |
| 13F-NT | [0001038001] | |
| 3 | [0001038001] | |
| 3 | [0002003072] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| PGIM Inc | Venator Materials PLC | [2023-12-04] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $494.3B |
| Clients | 2 (40 non-US) |
| Serves | Institutional, Research |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | 5493009SX8QJBZYIGB87 |
| Related People Network |
|---|
| 40 people file Form D offerings alongside this firm's people, tied to 19 other firms through shared filers. |
| Related Firms | State | AUM |
|---|---|---|
|
PGIM Inc
✚
|
NJ | 1,131.64 B |
|
PGIM Investments LLC
✚
|
NJ | 344.84 B |
|
AST Investment Services Inc
✚
|
CT | 91.47 B |
|
PGIM Limited
✚
|
76.45 B | |
|
PGIM Private Placement Investors LP
✚
|
NJ | 24.44 B |
| Comparable Firms | State | AUM |
|---|---|---|
|
Kohlberg Kravis Roberts & Co LP
✚
|
NY | 399.90 B |
|
Aon Investments USA Inc
✚
|
IL | 150.99 B |
|
GCM Grosvenor LP
✚
|
IL | 95.49 B |
|
OBRA Capital Management LLC
✚
|
NY | 5,746.8 M |
|
GCM Customized Fund Investment Group LP
✚
|
NY |