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| Keyboard |
| Phase III Advisory Services Ltd
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|---|---|
| CRD # | 122959 |
| SEC # | 801-63806 |
| CIK # | |
| AUM | 210.9 M (2026-04-28) |
| Employees | 3 (100% Investors, 100% Brokers) |
| Phone | 847-520-5545 |
| Address | 1110 W Lake Cook Rd Buffalo Grove, IL 60089 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 414 | 86.8 |
| (b) Individuals (high net worth individuals) | 69 | 124.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,400 | 210.9 |
| By Discretionary | ||
| Discretionary | 931 | 157.7 |
| Non-Discretionary | 469 | 53.2 |
| Total | 1,400 | 210.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 210.9 | |
| Total | 1,400 | 210.9 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 5 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
KRM Financial Planning & Wealth Management LLC
✚
|
IL | 211.5 M |
|
Virtue Asset Management LLC
✚
|
IL | 211.4 M |
|
Blue Summit Financial Group Inc
✚
|
CA | 211.4 M |
|
Personal Choice Financial Advisors LLC
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|
OH | 211.3 M |
|
Apex Investment Group LLC
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|
MA | 211.1 M |
|
Pinnacle Wealth Management LLC
✚
|
CA | 211.1 M |
|
WMKI Group LLC
✚
|
211.0 M | |
|
Wealthcare Asset Management LLC
✚
|
MO | 210.8 M |
|
Albert D Mason Inc
✚
|
MA | 210.6 M |
|
KDT Advisors LLC
✚
|
NJ | 210.4 M |