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| Phoenix Investment Adviser LLC
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|---|---|
| CRD # | 138717 |
| SEC # | 801-65790 |
| CIK # | 0001415030 |
| AUM | |
| Employees | 18 (50% Investors, 0% Brokers) |
| Phone | 212-359-6230 |
| Address | 420 Lexington Avenue New York, NY 10170 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Clear Channel Outdoor Holdings Inc | 4.1 | ||
| Biovail Corp | 2.8 | ||
| Tenet Healthcare Corp | 2.3 | ||
| Antero Midstream GP LP | 2.2 | ||
| Constellium NV | 1.1 | ||
| Hecla Mining Co/De/ | 1.0 | ||
| W&T Offshore Inc | 0.6 | ||
| Weight Watchers International Inc | 0.5 | ||
| Northern Oil & Gas Inc | 0.3 | ||
| Cumulus Media Inc | 0.1 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | JLP Balanced Alpha Master Fund Ltd | [2022-03-24] | 51.9 M | 71.7 M |
| Filed 2025-10-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | JLP Institutional Credit Master Fund LP | 2022-03-24 | 5.8 M | |
| HF | JLP Credit Opportunity Master Fund Ltd | [2012-03-30] | 515.8 M | 114.6 M |
| Filed 2025-10-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | JLP Institutional Credit Master Fund LP | [2012-03-30] | 125.0 M | 112.4 M |
| Filed 2019-10-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | JLP Partners Master Fund LP | [2012-03-30] | 40.7 M | 7.4 M |
| Filed 2019-10-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | JLP Stressed Credit Fund LP | [2012-03-30] | 27.5 M | 1.6 M |
| Filed 2022-01-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 15 | 475.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 2.3 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 16 | 478.1 |
| By Discretionary | ||
| Discretionary | 15 | 475.8 |
| Non-Discretionary | 1 | 2.3 |
| Total | 16 | 478.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 212.1 | |
| United States Persons | 266.0 | |
| Total | 16 | 478.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Bree | Director | 428 | 100 | |
| Paras Malde | Director | 77 | 26 | |
| Aldo Ghisletta | Director | 92 | 21 | |
| Jeffrey Schultz | Executive Officer | 11 | 2 | |
| Michael Donoghue | Executive Officer | 9 | 2 | |
| Robert Youree | Executive Officer | 9 | 2 | |
| Jeffrey Peskind | Executive Officer | 9 | 2 | |
| Lance Friedler | Executive Officer | 7 | 2 | |
| Andrew Cray | Executive Officer | 7 | 2 | |
| Tyler Defibaugh | Executive Officer | 6 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001415030] | |
| 3 | [0001415030] | |
| 4 | [0001415030] | |
| SC 13D | [0001415030] | |
| SC 13G | [0001415030] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Phoenix Investment Adviser LLC | |
| Walter Investment Management Corp |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Walter Investment Management Corp DHCP
Series A Warrants · derivative
|
2018-11-28 | Sell | 190,635 | $0.00 | |
|
Walter Investment Management Corp DHCP
Series A Warrants · derivative
|
2018-11-28 | Sell | 83,276 | $0.00 | |
|
Walter Investment Management Corp DHCP
Series A Warrants · derivative
|
2018-11-28 | Sell | 887,826 | $0.00 | |
|
Walter Investment Management Corp DHCP
Series A Warrants · derivative
|
2018-11-28 | Sell | 9,692 | $0.00 | |
|
Walter Investment Management Corp DHCP
Series B Warrants · derivative
|
2018-11-28 | Sell | 67,073 | $0.00 | |
|
Walter Investment Management Corp DHCP
Series B Warrants · derivative
|
2018-11-28 | Sell | 709,347 | $0.00 | |
|
Walter Investment Management Corp DHCP
Series B Warrants · derivative
|
2018-11-28 | Sell | 7,690 | $0.00 | |
|
Walter Investment Management Corp DHCP
Series B Warrants · derivative
|
2018-11-28 | Sell | 151,265 | $0.00 | |
|
Walter Investment Management Corp DHCP
Common Stock
|
2018-11-01 | Sell | 5,866 | $1.16 | 6,805 |
|
Walter Investment Management Corp DHCP
Common Stock
|
2018-11-01 | Sell | 35,051 | $1.16 | 40,659 |
|
Walter Investment Management Corp DHCP
Common Stock
|
2018-10-31 | Sell | 5,689 | $1.23 | 6,997 |
|
Walter Investment Management Corp DHCP
Common Stock
|
2018-10-31 | Sell | 76,843 | $1.23 | 94,517 |
|
Walter Investment Management Corp DHCP
Common Stock
|
2018-10-31 | Sell | 31,000 | $1.23 | 38,130 |
|
Walter Investment Management Corp DHCP
Common Stock
|
2018-10-31 | Sell | 206,468 | $1.23 | 253,956 |
|
Walter Investment Management Corp DHCP
Series A Warrants · derivative
|
2018-07-19 | Sell | 1,000 | $0.70 | 700 |
|
Walter Investment Management Corp DHCP
Series A Warrants · derivative
|
2018-07-19 | Sell | 200 | $0.70 | 140 |
|
Walter Investment Management Corp DHCP
Series A Warrants · derivative
|
2018-07-18 | Sell | 1,055 | $1.05 | 1,108 |
|
Walter Investment Management Corp DHCP
Series A Warrants · derivative
|
2018-07-18 | Sell | 5,145 | $1.05 | 5,402 |
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Walter Investment Management Corp DHCP
Mandatorily Convertible Preferred · derivative
|
2018-05-08 | Sell | 20 | $680.00 | 13,600 |
|
Walter Investment Management Corp DHCP
Mandatorily Convertible Preferred · derivative
|
2018-05-07 | Sell | 170 | $680.00 | 115,600 |
| showing 20 of 29 most recent transactions | |||||