Phoenix Investment Adviser LLC

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Assets, Funds, Holdings

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Phoenix Investment Adviser LLC
CRD #138717
SEC #801-65790
CIK #0001415030
AUM
Employees 18 (50% Investors, 0% Brokers)
Phone212-359-6230
Address420 Lexington Avenue
New York, NY 10170
Source [IAPD] [EDGAR] [Website]
Total AUM ($MM)
1600128096064032002005201120182025
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF JLP Balanced Alpha Master Fund Ltd [2022-03-24] 15.0 27.8
HF JLP Institutional Credit Master Fund LP 2022-03-24 5.9
HF JLP Credit Opportunity Master Fund Ltd [2012-03-30] 106.6 114.6
HF JLP Institutional Credit Master Fund LP [2012-03-30] 125.0 112.4
HF JLP Partners Master Fund LP [2012-03-30] 1.7 7.4
HF JLP Stressed Credit Fund LP [2012-03-30] 27.5 1.6
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 15 475.8
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 1 2.3
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 16 478.1
By Discretionary
Discretionary 15 475.8
Non-Discretionary 1 2.3
Total 16 478.1
By Non-United States Persons
Non-United States Persons 212.1
United States Persons 266.0
Total 16 478.1
Form D Directors # Filings # Firms 2011 - 2024
David Bree 428
Aldo Ghisletta 92
Paras Malde 73
James Kattan 92
Jeffrey Schultz 10
Michael Donoghue 9
Robert Youree 9
Jeffrey Peskind 9
Lance Friedler 7
Andrew Cray 7
View All
EDGAR Form CIK 2011 - 2024
13F-HR [0001415030]
3 [0001415030]
4 [0001415030]
SC 13D [0001415030]
SC 13G [0001415030]
Form 13D/13G Filer Form 13D/13G Subject Filed
Phoenix Investment Adviser LLC Ditech Holding Corp [2018-06-05]
Phoenix Investment Adviser LLC Ditech Holding Corp [2018-02-21]
Phoenix Investment Adviser LLC Forbes Energy Services Ltd [2018-01-24]
Form 3/4/5 Subject 2011 - 2024
DITECH HOLDING Corp
Phoenix Investment Adviser LLC
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