Phoenix Investment Adviser LLC

Search
⚲

Phoenix Investment Adviser LLC ✚
CRD #	138717
SEC #	801-65790
CIK #	0001415030
AUM
Employees	18 (50% Investors, 0% Brokers)
Phone	212-359-6230
Address	420 Lexington Avenue New York, NY 10170
Source	[IAPD] [EDGAR] [Website]

Total AUM ($M) Copy

CIK	Period
0001415030	2019-09-30 2019-06-30 2019-03-31 2018-12-31 2018-09-30 2018-06-30 2018-03-31 2017-12-31 2017-09-30 2017-06-30 2017-03-31 2016-12-31 2016-09-30 2016-06-30 2016-03-31 2015-12-31 2015-09-30 2015-06-30 2015-03-31 2014-12-31 2014-09-30 2014-06-30 2014-03-31 2013-12-31

Sector	Form 13F Holdings	Value ($M)
	Clear Channel Outdoor Holdings Inc	4.1
	Biovail Corp	2.8
	Tenet Healthcare Corp	2.3
	Antero Midstream GP LP	2.2
	Constellium NV	1.1
	Hecla Mining Co/De/	1.0
	W&T Offshore Inc	0.6
	Weight Watchers International Inc	0.5
	Northern Oil & Gas Inc	0.3
	Cumulus Media Inc	0.1
	Staar Surgical Co	0.1
	Navigator Holdings Ltd	0.1



















Prev \| Page 1 \| Next

Type	Form D Funds	Date	Sold	AUM
HF	JLP Balanced Alpha Master Fund Ltd	[2022-03-24]	51.9 M	71.7 M
	Filed 2025-10-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	JLP Institutional Credit Master Fund LP	2022-03-24		5.8 M
HF	JLP Credit Opportunity Master Fund Ltd	[2012-03-30]	515.8 M	114.6 M
	Filed 2025-10-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	JLP Institutional Credit Master Fund LP	[2012-03-30]	125.0 M	112.4 M
	Filed 2019-10-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	JLP Partners Master Fund LP	[2012-03-30]	40.7 M	7.4 M
	Filed 2019-10-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	JLP Stressed Credit Fund LP	[2012-03-30]	27.5 M	1.6 M
	Filed 2022-01-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	15	475.8
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	1	2.3
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	16	478.1
By Discretionary
Discretionary	15	475.8
Non-Discretionary	1	2.3
Total	16	478.1
By Non-United States Persons
Non-United States Persons		212.1
United States Persons		266.0
Total	16	478.1

Form D Directors	Role	# Filings	# Firms
David Bree	Director	428	100
Paras Malde	Director	77	26
Aldo Ghisletta	Director	92	21
Jeffrey Schultz	Executive Officer	11	2
Michael Donoghue	Executive Officer	9	2
Robert Youree	Executive Officer	9	2
Jeffrey Peskind	Executive Officer	9	2
Lance Friedler	Executive Officer	7	2
Andrew Cray	Executive Officer	7	2
Tyler Defibaugh	Executive Officer	6	2
View All

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001415030]
3	[0001415030]
4	[0001415030]
SC 13D	[0001415030]
SC 13G	[0001415030]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Phoenix Investment Adviser LLC	Ditech Holding Corp	[2018-06-05]
Phoenix Investment Adviser LLC	Ditech Holding Corp	[2018-02-21]
Phoenix Investment Adviser LLC	Forbes Energy Services Ltd	[2018-01-24]
Phoenix Investment Adviser LLC	Affinion Group Holdings Inc	[2017-02-03]

Firm Profile (Form ADV)
Serves	Institutional
Fund Types	Hedge Fund

Form 3/4/5 Subject	2011 - 2026
Phoenix Investment Adviser LLC
Walter Investment Management Corp

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Walter Investment Management Corp DHCP Series A Warrants · derivative	2018-11-28	Sell	190,635	$0.00
Walter Investment Management Corp DHCP Series A Warrants · derivative	2018-11-28	Sell	83,276	$0.00
Walter Investment Management Corp DHCP Series A Warrants · derivative	2018-11-28	Sell	887,826	$0.00
Walter Investment Management Corp DHCP Series A Warrants · derivative	2018-11-28	Sell	9,692	$0.00
Walter Investment Management Corp DHCP Series B Warrants · derivative	2018-11-28	Sell	67,073	$0.00
Walter Investment Management Corp DHCP Series B Warrants · derivative	2018-11-28	Sell	709,347	$0.00
Walter Investment Management Corp DHCP Series B Warrants · derivative	2018-11-28	Sell	7,690	$0.00
Walter Investment Management Corp DHCP Series B Warrants · derivative	2018-11-28	Sell	151,265	$0.00
Walter Investment Management Corp DHCP Common Stock	2018-11-01	Sell	5,866	$1.16	6,805
Walter Investment Management Corp DHCP Common Stock	2018-11-01	Sell	35,051	$1.16	40,659
Walter Investment Management Corp DHCP Common Stock	2018-10-31	Sell	5,689	$1.23	6,997
Walter Investment Management Corp DHCP Common Stock	2018-10-31	Sell	76,843	$1.23	94,517
Walter Investment Management Corp DHCP Common Stock	2018-10-31	Sell	31,000	$1.23	38,130
Walter Investment Management Corp DHCP Common Stock	2018-10-31	Sell	206,468	$1.23	253,956
Walter Investment Management Corp DHCP Series A Warrants · derivative	2018-07-19	Sell	1,000	$0.70	700
Walter Investment Management Corp DHCP Series A Warrants · derivative	2018-07-19	Sell	200	$0.70	140
Walter Investment Management Corp DHCP Series A Warrants · derivative	2018-07-18	Sell	1,055	$1.05	1,108
Walter Investment Management Corp DHCP Series A Warrants · derivative	2018-07-18	Sell	5,145	$1.05	5,402
Walter Investment Management Corp DHCP Mandatorily Convertible Preferred · derivative	2018-05-08	Sell	20	$680.00	13,600
Walter Investment Management Corp DHCP Mandatorily Convertible Preferred · derivative	2018-05-07	Sell	170	$680.00	115,600
showing 20 of 29 most recent transactions

Phoenix Investment Adviser LLC

Assets, Funds, Holdings