|
⚲
|
| Popular Securities LLC
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| |
|---|---|
| CRD # | 8096 |
| SEC # | 801-57928 |
| CIK # | |
| AUM | $2.2 BB (2024-03-27) |
| Employees | 95 (43% Investors, 96% Brokers) |
| Phone | 787-758-7400 |
| Address | Popular Center, 208 Ponce de Leon Hato Rey, PR 00918 |
| Source | [IAPD] [Website] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Popular Mezzanine Fund LLC | 2018-03-26 | 200.0 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,047 | 0.3 |
| (b) Individuals (high net worth individuals) | 103 | 0.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.2 |
| (g) Pension and profit sharing plans | 430 | 0.3 |
| (h) Charitable organizations | 3 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 443 | 1.1 |
| (n) Other | 0 | 0.0 |
| Total | 2,530 | 2.2 |
| By Discretionary | ||
| Discretionary | 2,240 | 1.6 |
| Non-Discretionary | 290 | 0.6 |
| Total | 2,530 | 2.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.2 | |
| Total | 2,530 | 2.2 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Abacus Wealth Partners LLC
✚
|
CA | 3.1 |
|
BIP Wealth LLC
✚
|
GA | 2.8 |
|
JD Euroway Capital Partners LLC
✚
|
2.2 | |
|
Arnerich Massena Inc
✚
|
OR | 1.7 |
|
Zuckerman Investment Group LLC
✚
|
IL | 1.5 |
|
Trajan Wealth LLC
✚
|
AZ | 1.4 |
|
Turtle Creek Wealth Advisors LLC
✚
|
TX | 0.9 |
|
World Equity Group Inc
✚
|
IL | 0.9 |
|
BOK Financial Securities Inc
✚
|
OK | 0.7 |
|
Align Impact LLC
✚
|
CA | 0.7 |