|
⚲
|
| BOK Financial Securities Inc
✚
|
|
|---|---|
| CRD # | 17530 |
| SEC # | 801-53600 |
| CIK # | |
| AUM | $739.3 MM (2023-03-20) |
| Employees | 155 (89% Investors, 84% Brokers) |
| Phone | 877-781-6889 |
| Address | One Williams Center Tulsa, OK 74102 |
| Source | [IAPD] [Website] [Facebook] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | BOKF Private Equity Limited Partnership | 2012-03-30 | 5.0 | |
| PE | BOKF Private Equity Limited Partnership II | 2012-03-30 | 0.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,839 | 445.7 |
| (b) Individuals (high net worth individuals) | 270 | 164.9 |
| (c) Banking or thrift institutions | 30 | 86.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 5 | 4.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 37 | 37.2 |
| (n) Other | 36 | 0.8 |
| Total | 3,217 | 739.3 |
| By Discretionary | ||
| Discretionary | 2,577 | 401.5 |
| Non-Discretionary | 640 | 337.8 |
| Total | 3,217 | 739.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 739.3 | |
| Total | 3,217 | 739.3 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Zuckerman Investment Group LLC
✚
|
IL | 1.3 |
|
World Equity Group Inc
✚
|
IL | 1.0 |
|
Northeast Financial Group Inc
✚
|
PA | 0.8 |
|
Align Impact LLC
✚
|
CA | 0.5 |
|
WindRock Wealth Management LLC
✚
|
IL | 0.3 |
|
Momentum Advisors LLC
✚
|
NY | 0.3 |
|
Endowment Wealth Management Inc
✚
|
WI | 0.3 |
|
Sage Advisors LLC
✚
|
WA | 0.3 |
|
Private Capital Management Inc
✚
|
CA | 0.2 |
|
Uwharrie Investment Advisors Inc
✚
|
NC | 0.2 |