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| PPB Advisors LLC
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| CRD # | 152303 |
| SEC # | 801-96194 |
| CIK # | |
| AUM | 4,751.6 M (2026-03-23) |
| Employees | 42 (0% Investors, 24% Brokers) |
| Fees | |
| Minimum | |
| Phone | 484-278-4017 |
| Address | 300 Barr Harbor Drive West Conshohocken, PA 19428 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Barrett Upton Private Equity Access Fund II LP | [2026-03-23] | 19.1 M | |
| Filed 2026-01-09 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Barrett Upton Tax-Efficient Income Fund LP | [2026-03-23] | 73.9 M | 46.1 M |
| Filed 2026-03-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Cap Uncorrelated Fund LP | [2026-03-23] | 3.2 M | 4.8 M |
| Filed 2025-05-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Dynasty Spear LLC | [2026-03-23] | 13.2 M | 13.2 M |
| Filed 2025-07-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | GHI AC Debt Feeder Fund LP | [2026-03-23] | 61.2 M | 61.2 M |
| Filed 2026-03-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $125,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Lincoln Park 2025 Fund LP | [2026-03-23] | 96.2 M | 96.2 M |
| Filed 2026-03-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | LotusGroup Incomeplus Fund IV LP | [2026-03-23] | 9.5 M | 8.0 M |
| Filed 2026-03-24 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Maslow Income Bridge Fund LP | [2026-03-23] | 16.8 M | 28.8 M |
| Filed 2025-05-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Matrix Novva LLC | [2026-03-23] | 12.3 M | 15.7 M |
| Offered $15,150,000 · Filed 2025-04-21 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining $2,865,000 · Duration One year or less · Net Assets $5,000,001 - $25,000,000 | ||||
| Other | PPB Newpoint Impact I Access Fund LP | [2026-03-23] | 9.9 M | 9.9 M |
| Filed 2026-03-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 119 | 4.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 119 | 4.8 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 119 | 4.8 |
| Total | 119 | 4.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 4.4 | |
| Total | 119 | 4.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Brendan Lake | Director, Executive Officer, Promoter | 146 | 15 | |
| Adam Stern | Executive Officer, Promoter | 116 | 10 | |
| Mark Feldman | Executive Officer | 208 | 6 | |
| Scs Capital Management LLC | Promoter | 87 | 4 | |
| James Martin | Executive Officer | 49 | 4 | |
| William Hodges | Director | 27 | 4 | |
| John Dipasquale | Executive Officer | 18 | 4 | |
| Thomas Bartlett | Executive Officer | 9 | 4 | |
| Christina Burroughs | Executive Officer | 7 | 4 | |
| Maureen Rzeppa | Executive Officer | 7 | 4 | |
| Bradley Lemon | Executive Officer | 7 | 4 | |
| Mra Associates USA LLC | Executive Officer | 6 | 4 | |
| Nathan Erickson | Executive Officer | 6 | 4 | |
| Mra GP LLC | Executive Officer | 5 | 4 | |
| Shepherd Kaplan Krochuk LLC | Promoter | 23 | 3 | |
| Thomas Mann | Director | 12 | 3 | |
| iCapital Advisors | Executive Officer | 9 | 3 | |
| Noah Greenbaum | Executive Officer | 8 | 3 | |
| Gerald Kane | Executive Officer | 7 | 3 | |
| Theodore Brooks | Executive Officer | 7 | 3 | |
| Jason Garlock | Executive Officer | 7 | 3 | |
| Cobblestone Capital Advisors LLC | Executive Officer | 5 | 3 | |
| Peter Greaves-Tunnell | Executive Officer | 5 | 3 | |
| Gregory Sellers | Director | 5 | 3 | |
| Hightower Advisors LLC | Executive Officer | 5 | 3 | |
| Edge Capital Group LLC | Promoter | 3 | 3 | |
| Ppb Advisors LLC | Director, Executive Officer, Promoter | 43 | 2 | |
| David Spungen | Executive Officer | 7 | 2 | |
| Jonathan Hochberg | Executive Officer | 7 | 2 | |
| Brendan Connor | Promoter | 6 | 2 | |
| Cordoba Advisory Partners LLC | Promoter | 5 | 2 | |
| Paul Platkin | Executive Officer | 5 | 2 | |
| Norman Greenbaum | Promoter | 4 | 2 | |
| McCutchen Group LLC | Executive Officer | 4 | 2 | |
| CapFinancial Partners LLC | Promoter | 4 | 2 | |
| Raphael Martorello | Executive Officer | 3 | 2 | |
| Corient Ia LLC | Promoter | 3 | 2 | |
| Canal Capital Management LLC | Executive Officer | 3 | 2 | |
| Robert Wacker | Executive Officer | 3 | 2 | |
| NA Westmount Asset Management | Executive Officer | 2 | 2 | |
| Luis Raposo | Executive Officer | 2 | 2 | |
| David Houle | Executive Officer | 2 | 2 | |
| Ep Wealth Advisors LLC | Executive Officer | 2 | 2 | |
| Hohimer Wealth Management LLC | Promoter | 2 | 2 | |
| NA Caprock Management LLC | Executive Officer | 2 | 2 | |
| Westmount Asset Management LLC | Executive Officer | 2 | 2 | |
| Dynasty Wealth Management LLC | Promoter | 2 | 2 | |
| Grey Street Capital LLC | Executive Officer | 2 | 2 | |
| Fiducient Advisors LLC | Executive Officer | 2 | 2 | |
| Lon Morton | Promoter | 2 | 2 | |
| Richard Blair | Executive Officer | 2 | 2 | |
| Mike Hirte | Executive Officer | 2 | 2 | |
| Newpoint Real Estate Investment Management LLC | Promoter | 2 | 2 | |
| NA Ppb Cpof 2021 Mgt LLC | Executive Officer | 2 | 2 | |
| Caprock Management LLC | Executive Officer, Promoter | 4 | 1 | |
| NA Ppb Advisors LLC | Executive Officer, Promoter | 4 | 1 | |
| NA Westmount Asset Management LLC | Executive Officer | 4 | 1 | |
| Barrett Upton Capital Partners LLC | Executive Officer, Promoter | 3 | 1 | |
| Ppb Psp IV Mgt LLC | Director | 2 | 1 | |
| Ppb Capital Partners LLC | Promoter | 2 | 1 | |
| Och GP LLC | Executive Officer | 2 | 1 | |
| Ppb OrbiMed Royalty Fund V Mgt LLC | Executive Officer | 1 | 1 | |
| Brendan Ppb Advisors LLC | Executive Officer | 1 | 1 | |
| Ppb Isa 2023 Mgt LLC | Executive Officer | 1 | 1 | |
| Nlg Management LLC | Executive Officer | 1 | 1 | |
| Barret Upton Capital Partners LLC | Executive Officer | 1 | 1 | |
| Cpcf Partners LLC | Executive Officer | 1 | 1 | |
| Trustcore Financial Services LLC | Promoter | 1 | 1 | |
| Madison Avenue Financial Solutions | Executive Officer | 1 | 1 | |
| Ppb SP2 Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb SV IV Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb LD Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Pmf II Mgt LLC | Executive Officer | 1 | 1 | |
| NA Ppb Cpof2 Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Tcpof Mgt LLC | Director | 1 | 1 | |
| Ppb Npii Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Roark Mgt LLC | Director | 1 | 1 | |
| Arete Wealth Management LLC | Executive Officer | 1 | 1 | |
| Ppb Bupe Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Mst Mgt LLC | Executive Officer | 1 | 1 | |
| Adam Ppb Cpof Mgt LLC | Executive Officer | 1 | 1 | |
| Season Investments LLC | Executive Officer | 1 | 1 | |
| Ppb Epio Mgt LLC | Executive Officer | 1 | 1 | |
| Morton Capital Management | Executive Officer | 1 | 1 | |
| NA Ppb LP 2022 Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Cdsfi Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb HT Series 1 Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Isc 2023 Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Ghiacd Mgt LC | Executive Officer | 1 | 1 | |
| Ppb Peaf II Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Ppl Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Pva Mgt LLC | Executive Officer | 1 | 1 | |
| Shepherd Kaplan Krochuk LLC | Promoter | 1 | 1 | |
| Ppb Encap Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Butei Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb OrbiMed Royalty Fund IV Mgt LLC | Executive Officer | 1 | 1 | |
| Brendan Ppb Mib Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Creo I Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Si Ace Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Cca Pcf Mgt LLC | Executive Officer | 1 | 1 | |
| Penny Battisto | Executive Officer | 1 | 1 | |
| Ppb LP 2024 Mgt LLC | Executive Officer | 1 | 1 | |
| Matter Family Office | Executive Officer | 1 | 1 | |
| NA Ppb 8Vc5 Mgt LLC | Director | 1 | 1 | |
| Sax Wealth Advisors LLC | Promoter | 1 | 1 | |
| Ppb Frof II Mgt LLC | Executive Officer | 1 | 1 | |
| Elliott Orsillo | Executive Officer | 1 | 1 | |
| NA LotusGroup Capital LLC | Promoter | 1 | 1 | |
| Ppb Advisors GP LLC | Promoter | 1 | 1 | |
| NA Ppb Cpof2 QP Mgt LLC | Executive Officer | 1 | 1 | |
| Kathmere Capital Management LLC | Executive Officer | 1 | 1 | |
| Ppb AHF1 Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb OCH3 Offshore LLC | Executive Officer | 1 | 1 | |
| Ppb Cap Ufus Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Greystone Sdo 3 Mgt LLC | Executive Officer | 1 | 1 | |
| Regentatlantic Capital LLC | Director | 1 | 1 | |
| Ppb Palisades Mgt LLC | Executive Officer | 1 | 1 | |
| NA Ppb Cpgi Mgt LLC | Executive Officer | 1 | 1 | |
| NA Empirical Financial Services LLC | Executive Officer | 1 | 1 | |
| Ppb Reslaf Mgt LLC | Director | 1 | 1 | |
| NA Ppb Bcplc Mgt LLC | Executive Officer | 1 | 1 | |
| Maslow Wealth Advisors | Promoter | 1 | 1 | |
| Shorepoint Capital Partners LLC | Promoter | 1 | 1 | |
| Ppb CPIF2 Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Musa Mgt LLC | Executive Officer | 1 | 1 | |
| NA Ppb HT Insight Xi Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Align Tmif II Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Obspc Qlfd Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb DS Mgt LLC | Executive Officer | 1 | 1 | |
| None Ppb LG Income 2 Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Psp V Mgt LLC | Executive Officer | 1 | 1 | |
| NA Edge Capital Group LLC | Executive Officer | 1 | 1 | |
| Beverly Hills Private Wealth LLC | Promoter | 1 | 1 | |
| Brendan Ppb Tbg Ags Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb RCP6 Mgt LLC | Director | 1 | 1 | |
| Ppb Re Access Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Daof Mgt LLC | Executive Officer | 1 | 1 | |
| Tschetter Group | Promoter | 1 | 1 | |
| Ppb Isre 2023 Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Kpm Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb HP Mgt LLC | Executive Officer | 1 | 1 | |
| NA Ppb LG Income 3 Mgt LLC | Executive Officer | 1 | 1 | |
| None LotusGroup Advisors LLC | Promoter | 1 | 1 | |
| Ppb Alpha Access Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Obspc Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb LP 2025 Mgt LLC | Executive Officer | 1 | 1 | |
| NA Ppb Caprock Impact Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Bure Mgt LLC | Executive Officer | 1 | 1 | |
| Brendon Lake | Promoter | 1 | 1 | |
| Ppb TG Pmo Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Saif Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb LP 2023 Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Ssi Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Mint Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Istca Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb TAD5 LLC | Executive Officer | 1 | 1 | |
| NA Ppb Empirical Aif Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb Tgx Mgt LLC | Executive Officer | 1 | 1 | |
| NA Ppb Slp7 Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb OCH3 LLC | Executive Officer | 1 | 1 | |
| Ppb Psp VI Mgt LLC | Executive Officer | 1 | 1 | |
| Ppb TA Mgt LLC | Executive Officer | 1 | 1 | |
| Charles Fry | Director | 1 | 1 | |
| Ppb Bhso Mgt LLC | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Clients | 2 (4 non-US) |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| Related People Network |
|---|
| 44 people file Form D offerings alongside this firm's people. |
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