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| PPM America Inc
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| CRD # | 107269 |
| SEC # | 801-40783 |
| CIK # | |
| AUM | 93.79 B (2026-05-29) |
| Employees | 217 (54% Investors, 4% Brokers) |
| Fees | |
| Minimum | |
| Phone | 312-634-2500 |
| Address | 225 West Wacker Drive Chicago, IL 60606 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | PPM Core Fixed Income Fund | [2026-03-29] | 38.0 M | 39.2 M |
| Filed 2025-12-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | PPM OV Investments LLC | 2026-03-29 | 32.1 M | |
| PE | PPM Strategic Opportunities Aggregator Fund I LP | [2026-03-29] | 150.0 M | 171.6 M |
| Offered $500,000,000 · Filed 2025-07-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $350,000,000 · Duration More than one year · Revenue Not Applicable | ||||
| PE | PPM America Private Equity Aggregator Fund IX LP | 2025-03-31 | 775.7 M | |
| PE | PPM America Private Equity Fund VIII LP | [2024-03-28] | 661.6 M | 189.6 M |
| Offered $1,000,000,000 · Filed 2023-11-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $338,350,000 · Duration One year or less · Commission $1,150,000 · Finder's Fee $210,000 · Revenue Not Applicable | ||||
| PE | PPM America Private Equity Fund VIII-A LP | [2022-03-29] | 526.3 M | 741.3 M |
| Offered $1,000,000,000 · Filed 2021-10-13 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $473,687,500 · Duration More than one year · Revenue Not Applicable | ||||
| PE | PPM America Private Equity Fund VII LP | [2019-03-28] | 645.0 M | 550.9 M |
| Offered $700,000,000 · Filed 2018-06-06 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $55,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | PPM America Private Equity Fund VI LP | [2017-03-29] | 220.0 M | 167.5 M |
| Offered $220,000,000 · Filed 2016-01-26 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | PPM America Private Equity Fund V LP | [2015-03-30] | 200.0 M | 11.5 M |
| Offered $200,000,000 · Filed 2014-02-10 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Old Hickory Fund I LLC | 2012-03-30 | 0.4 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 1 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 3.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 26 | 11.7 |
| (g) Pension and profit sharing plans | 1 | 0.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 4.4 |
| (k) Insurance companies | 15 | 74.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 67 | 93.8 |
| By Discretionary | ||
| Discretionary | 57 | 92.9 |
| Non-Discretionary | 10 | 0.8 |
| Total | 67 | 93.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 32.4 | |
| United States Persons | 61.4 | |
| Total | 67 | 93.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Global Trust Company | Executive Officer | 53 | 17 | |
| Bruce Gorchow | Executive Officer | 8 | 2 | |
| Mark Staub | Executive Officer | 8 | 2 | |
| Ray Zhang | Executive Officer | 8 | 2 | |
| Craig Radis | Executive Officer | 8 | 2 | |
| Champ Raju | Executive Officer | 8 | 2 | |
| Ppm America Inc | Executive Officer, Promoter | 6 | 2 | |
| Claudia Baron | Executive Officer | 6 | 1 | |
| Scott Rooth | Executive Officer | 6 | 1 | |
| Austin Krumpfes | Executive Officer | 5 | 1 | |
| Kevin Keefe | Executive Officer | 5 | 1 | |
| Tiffany Luna | Executive Officer | 2 | 1 | |
| Ppm America Capital Partners VIII LLC | Executive Officer | 2 | 1 | |
| Ppm Strategic Opportunities Capital Partners I LLC | Director | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $98.2B |
| Clients | 1 (35 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Private Equity |
| LEI | JJRYDUHUMCZ72M58YS96 |
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