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| TCW Investment Management Company LLC
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| CRD # | 106546 |
| SEC # | 801-29075 |
| CIK # | 0000850401, 0001145263 |
| AUM | 38.82 B (2026-05-05) |
| Employees | 405 (28% Investors, 20% Brokers) |
| Fees | |
| Minimum | |
| Phone | 213-244-0000 |
| Address | 515 South Flower Street Los Angeles, CA 90071 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/27/2026) [Brochure] |
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ITEM 5: FEES AND COMPENSATION TCW ETF TRUST. We have updated the name of TCW Compounders ETF (GRW) to TCW Durable Growth ETF (GRW). We added TCW Core Plus bond ETF (FIXT). TCW UCITS. We updated the range of fees for the TCW Global Securitised Fund and the TCW Multi-Sector Fixed Income Fund. Separate Accounts. Equities. We added these strategies: Dynamic Recovery Equity; Transform Supply Chain; and Transform Systems. We removed Market Neutral Income Equities as we no longer offer that strategy. We renamed New Americal Premier Equities to Durable Growth. Managed Accounts Division. We renamed New America Premier Equities to TCW Durable Growth. We removed Relative Value Dividend Appreciation as we no longer offer it. |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/27/2026) [Brochure] |
|---|
ITEM 7: TYPES OF CLIENTS TCW Mutual Funds. We added that the minimum initial purchase amount for Class I-3 shares is $1 million. Separate Accounts. Fixed Income Strategies. We have modified the minimum amount required for the Bank Loans strategy. Equities. We added these strategies: Dynamic Recovery Equity; Transform Supply Chain; and Transform Systems. We removed Market Neutral Income Equities as we no longer offer that strategy. We renamed New Americal Premier Equities to Durable Growth. |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 1.0 | ||
| Microsoft Corp | 0.6 | ||
| Broadcom Inc | 0.5 | ||
| Amazon Com Inc | 0.5 | ||
| Alphabet Inc | 0.5 | ||
| Facebook Inc | 0.3 | ||
| General Electric Co | 0.3 | ||
| Apple Inc | 0.2 | ||
| ASML Holding NV | 0.2 | ||
| Arista Networks Inc | 0.2 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| SA | TCW Leveraged Income Trust II LP | 2012-03-30 | 0.9 M | |
| SA | TCW Leveraged Income Trust LP | 2012-03-30 | 1.1 M |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 4,748 | 2.4 |
| (b) Individuals (high net worth individuals) | 15 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 12 | 29.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 6.1 |
| (g) Pension and profit sharing plans | 40 | 0.5 |
| (h) Charitable organizations | 48 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 1 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 0.0 |
| (m) Corporations or other businesses not listed above | 71 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 4,982 | 38.8 |
| By Discretionary | ||
| Discretionary | 4,982 | 38.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4,982 | 38.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.8 | |
| United States Persons | 35.0 | |
| Total | 4,982 | 38.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000850401] | |
| 3 | [0000850401] | |
| 4 | [0000850401] | |
| SC 13D | [0000850401] | |
| SC 13G | [0000850401] | |
| 13F-NT | [0001145263] | |
| 3 | [0001145263] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $18.1B |
| Clients | 8,937 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
School Specialty Inc SCOO
Warrant to Purchase Common Stock · derivative
|
2020-05-29 | Other | 10,666,288 | $0.00 | |
|
School Specialty Inc SCOO
Warrant to Purchase Common Stock · derivative
|
2020-05-29 | Other | 567,346 | $0.00 |
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