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| Happy Holidays!! thanks for using AUM13F!! |
| PPM America Inc
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| CRD # | 107269 |
| SEC # | 801-40783 |
| CIK # | 0000898417 |
| AUM | $74.5 B (2025-06-10) |
| Employees | 212 (53% Investors, 5% Brokers) |
| Phone | 312-634-2500 |
| Address | 225 West Wacker Drive Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 0.4 | ||
| Sea Ltd | 0.4 | ||
| Microsoft Corp | 0.3 | ||
| Apple Inc | 0.3 | ||
| Amazon Com Inc | 0.2 | ||
| Pinduoduo Inc | 0.2 | ||
| Broadcom Inc | 0.1 | ||
| Facebook Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Tesla Motors Inc | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | PPM America Private Equity Aggregator Fund IX LP | 2025-03-31 | 472.2 | |
| PE | PPM America Private Equity Fund VIII LP | [2024-03-28] | 661.6 | 191.0 |
| PE | PPM America Private Equity Fund VIII-A LP | [2022-03-29] | 526.3 | 746.2 |
| PE | PPM America Private Equity Fund VII LP | [2019-03-28] | 645.0 | 703.0 |
| PE | PPM America Private Equity Fund VI LP | [2017-03-29] | 220.0 | 176.1 |
| PE | PPM America Private Equity Fund V LP | [2015-03-30] | 200.0 | 20.8 |
| PE | Old Hickory Fund I LLC | 2012-03-30 | 0.4 | |
| SA | PPM America High Grade CBO I Ltd | 2012-03-30 | 12.4 | |
| PE | PPM America Private Equity Fund III LP | 2012-03-30 | 53.9 | |
| PE | PPM America Private Equity Fund II LP | 2012-03-30 | 18.4 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 1 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 4.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 23 | 9.7 |
| (g) Pension and profit sharing plans | 1 | 0.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 3.2 |
| (k) Insurance companies | 12 | 57.5 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 59 | 74.5 |
| By Discretionary | ||
| Discretionary | 53 | 74.0 |
| Non-Discretionary | 6 | 0.5 |
| Total | 59 | 74.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 26.1 | |
| United States Persons | 48.4 | |
| Total | 59 | 74.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Bruce Gorchow | 8 | |||
| Ray Zhang | 7 | |||
| Mark Staub | 7 | |||
| Craig Radis | 7 | |||
| Champ Raju | 7 | |||
| PPM America Inc | 3 | |||
| Scott Rooth | 6 | |||
| Claudia Baron | 6 | |||
| Austin Krumpfes | 5 | |||
| Kevin Keefe | 5 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000898417] | |
| 13F-NT | [0000898417] | |
| SC 13G | [0000898417] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| PPM America Inc/IL | Chaparral Energy Inc | [2019-02-12] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
PPM America Inc
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|
IL | 74.5 |
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40.6 | |
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UT | 15.0 |
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CV Advisors LLC
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FL | 12.9 |
|
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ID | 10.1 |
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Gryphon Advisors LLC
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IL | 9.3 |