Price Financial Group Wealth Management Inc

ITEM 5 – FEES AND COMPENSATION

INVESTMENT MANAGEMENT FEES AND COMPENSATION
Our Firm charges a fee as compensation for providing Investment Management services on your
account. These services include advisory services, trade entry, investment supervision, and other
account maintenance activities. Our recommended Custodian charges transaction costs,
custodial fees, redemption fees, retirement plan and administrative fees or commissions. See
Additional Fees and Expenses below for details.
A calendar monthly investment management fee is billed in arrears based on the average daily
balance of your account during the previous calendar month. Our maximum annual advisory fee
is 1.65%. The relevant fee and billing method is defined and agreed to by the firm and the client
in the executed Investment Advisory Agreement. This fee may be debited directly from your
investment account, or you may pay this fee separately. You will need to indicate how you would
like to pay this fee in your Investment Advisory Agreement. Additional fees and expenses you
may incur are principal markups and discounts, SEC fees, mutual fund/ETF expense ratios, tax
withholding on certain foreign securities, postage fees, wire fees, bank charges, and other
administration fees as authorized by you. Please refer to Section 12 for information on brokerage
fees and services.
Fees may vary based on the size of the account, complexity of the portfolio, extent of activity in
the account, or other reasons agreed upon by our Firm and you as the client. In certain
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circumstances, our fees and the timing of the fee payments may be negotiated. Our employees
and their family related accounts are charged a reduced fee for our services. Accredited clients
who have opted to participate in private placement tax equity strategies with charitable donations
will be charged a separate, flat fee for Price Financials’ coordination of the investment. Flat fees
range from $3,000-$25,000 and are in addition to advisory fees. Additionally, clients who have
engaged in DST investments through Inland Securities Corporation will pay a fixed fee. The
coordination services and agreed upon fixed fees are defined in the Price Financial Advisory
Agreement.
Unless otherwise instructed by the Client, we will aggregate related client accounts for the
purposes of determining the account size and annualized fee. The common practice is often
referred to as “house-holding” portfolios for fee purposes and may result in lower fees than if
fees were calculated on portfolios separately. Our method of house-holding accounts for fee
purposes looks at the overall family dynamic and relationship. When applicable, and noted in
Appendix of the Investment Management Agreement, legacy positions will also be excluded from
the fee calculation.
The independent and qualified custodian holding your funds and securities will debit your account
directly for the advisory fee and pay that fee to us. When establishing a relationship with Price
Financial Wealth Management, you provide written authorization permitting the fees to be paid
directly from your account held by the qualified custodian. Further, the qualified Custodian agrees
to deliver an account statement to you on a monthly basis indicating all the amounts deducted
from the account including our advisory fees.
Either Price Financial or you may terminate the management agreement immediately upon
written notice to the other party. The management fee will be pro-rated to the date of
termination, for the month in which the cancellation notice was given and any earned fee will be
billed to you by our Firm.
Upon termination, you are responsible for monitoring the securities in your account, and we will
have no further obligation to act or advise with respect to those assets. In the event of client’s
death or disability, Price Financial will continue management of the account until we are notified
of client’s death or disability and given alternative instructions by an authorized party.
In no case are Price Financial fees based on, or related to, the performance of your funds or
investments.
USE OF MODEL MANAGERS AND PLATFORM PROVIDER -AE WEALTH MANAGEMENT, LLC
(AEWM)
Through an administrative platform arrangement, we have contracted with AEWM to utilize its
technology platforms to support data reconciliation, performance reporting, fee calculation and
billing, client database maintenance, quarterly performance evaluations, payable reports, and
other functions related to the administrative tasks of managing client accounts. Due to this
arrangement, AEWM will have access to client information. Price Financial and AEWM are non-
affiliated companies. AEWM receives a portion of our advisory fee for each account. AEWM will
not serve as the discretionary investment advisor to our clients. Please note that the fee charged
to the client will not increase due to the annual fee Price Financial pays to AEWM, the fee is paid
from the portion of the management fee retained by our Firm.
For accounts where AEWM is engaged as a platform provider, clients’ fees will be calculated and
deducted from your account by AEWM with our portion of the overall fee paid directly by AEWM
to our firm. Fees are billed monthly in arrears based on the average daily balance by the 5th

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business day of each month. Billing will begin after the account has trade activity or after two full
monthly billing cycles, whichever is sooner.
Under our fee billing described above, only one rate is charged against all of the client’s assets
under management in this program. AEWM retains a portion of the advisory fee charged. For
some “Model Managers”, their fee is included in the portion retained directly by AEWM and
others receive a fee separate in addition to the fee retained by AEWM. Our Firm does not adjust
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ITEM 7 - TYPES OF CLIENTS

We provide investment advice to individuals, high net worth individuals, foundations, employer
sponsored retirement plans, trusts and estates.
Our Firm maintains a $100,000 minimum in aggregate investable assets. In certain instances, at
the discretion of our Firm, this minimum may be waived.