Prime Quadrant US LLC

Item 5: Fees & Compensation
PQ charges flat-dollar fees agreed in advance with each client. There is no set fee schedule; fees depend on the
complexity of the issues addressed, and on the size of the assets within each client’s portfolio. Fees may change over
time, but only by prior agreement with the client. PQ bills clients monthly or quarterly in advance. Payments must be
initiated and remitted by the client. In certain circumstances, PQ may also work on a project basis for which a flat fee
is charged.

PQ’s fee agreements require that, upon any intra-period termination of services, the unearned portion of any prepaid fees
will be refunded based upon the proportion of unelapsed days in the period in question.

PQ does not charge commissions or mark-ups of any kind and receives no compensation from the sale of any security
or investment product.

Item 7: Types of Clients
PQ serves High and Ultra-High Net Worth families and individuals, their trusts and related entities. Most client
relationships have assets of more than $10 million, although this is not a requirement. PQ also serves much smaller
clients, such as trusts and custodial accounts for minors, as part of larger overall relationships.