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| Stone House Investment Management LLC
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| CRD # | 139410 |
| SEC # | 801-106971 |
| CIK # | 0001696497 |
| AUM | 841.7 M (2026-03-18) |
| Employees | 18 (94% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 570-836-7020 |
| Address | 80 West Tioga Street Tunkhannock, PA 18657 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/18/2026) [Brochure] |
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Item 5 Fees and Compensation
Asset Management Services
The Asset Management Fee ("Management Fee") shall consist of the Planning & Advisory Fee (A) and Portfolio
Management Fee (B), and the Third-Party Strategy Fee (C) (if applicable). The Management Fee will be assessed to your
account and will be equal to the sum of the Advisory Fee (A), the Portfolio Fee (B), and the Third-Party Strategy Fee (C) (if
applicable). Our minimum management fee is $996.00 per year. The minimum fee can be reduced or waived at the
discretion of the Adviser.
Our maximum annual management fee shall be set forth according to the blended tier fee schedule below:
TOTAL CLIENT BILLABLE ASSETS PLANNING & PORTFOLIO
ADVISORY FEE MANAGEMENT FEE COMBINED FEE
Less than $250,000* 0.50% 1.15% 1.65%
$250,000 - $500,000 0.43% 1.05% 1.48%
$500,000 - $1,000,000 0.27% 0.70% 0.97%
$1,000,000 - $1,500,000 0.20% 0.60% 0.80%
Over $1,500,000 0.10% 0.30% 0.40%
*For instance, the total maximum Combined Fee for a portfolio with a $750,000 balance would be calculated as follows:
the first $250,000 would be billed at a maximum rate of 1.65%; the next $250,000 would be billed at a maximum rate of
1.48%; and, the next $250,000 would be billed at a maximum rate of 0.97%.
Assets on Power Savings Platform:
Total client Billable Assets Power Savings Platform Fee
Less than $250,000 1.00%
$250,000 - $500,000 0.92%
$500,000 - $1,000,000 0.60%
$1,000,000 - $1,500,000 0.50%
Over $1,500,000 0.40%
*For instance, the total maximum fee for a portfolio with a $750,000 balance would be calculated as follows: the first
$250,000 would be billed at a maximum rate of 1.00%; the next $250,000 would be billed at a maximum rate of 0.92%;
and the next $250,000 would be billed at a maximum rate of 0.60%. Your total fee would be the sum of the fees for each
of these three asset tiers.
Sentinel Portfolios: Our annual fee for Sentinel Portfolio services is 0.20% of the assets under management with a
maximum fee of $250. Sentinel accounts are not included for purposes of calculating discounts in our blended tiered fee
schedule noted above.
Our annual portfolio management fee is typically billed and payable quarterly in advance based on the average daily value
of your account during the previous quarter; however, we reserve the right to negotiate other fee payment arrangements,
such as quarterly in arrear payments. At our discretion we may waive up to $500 in investment management fees annually
to offset your expenses for certain professional fees (i.e., accountant, attorney, tax preparation, etc.) that the client may
incur as part of implementing our investment advice.
If the portfolio management agreement is executed at any time other than the first day of a calendar quarter, our fees will
apply on a pro rata basis, which means that the advisory fee is payable in proportion to the number of days in the quarter
for which you are a client. Our advisory fee is negotiable depending on individual client circumstances, including
grandfathered clients who were subject to a different fee schedule prior to becoming a client of our firm.
We will send you an invoice for the payment of our advisory fee, or we will deduct our fee directly from your account
through the qualified custodian holding your funds and securities. We will deduct our advisory fee only when the following
requirements are met:
• You provide our firm with written authorization permitting the fees to be paid directly from your account held by
the qualified custodian.
• We send you an invoice showing the amount of the fee, the value of the assets on which the fee is based, and the
specific manner in which the fee was calculated.
• The qualified custodian agrees to send you a statement, at least quarterly, indicating all amounts dispersed from
your account including the amount of the advisory fee paid directly to our firm.
You may terminate the portfolio management agreement upon 5 business days' written notice to our firm. You will incur
a pro rata charge for services rendered prior to the termination of the portfolio management agreement, which means
you will incur advisory fees only in proportion to the number of days in the quarter for which you are a client. If you have
prepaid advisory fees that we have not yet earned, you will receive a prorated refund of those fees.
We encourage you to reconcile our invoices with the statement(s) you receive from the qualified custodian. If you find any
inconsistent information between our invoice and the statement(s) you receive from the qualified custodian, please call
our main office number located on the cover page of this Brochure.
Financial Planning Services
We offer financial planning services on an hourly or fixed fee.
Our fixed fee for financial planning services generally ranges from $250 to $1,000 and our hourly fee is billed at $400
payable in arrears. These fees are negotiable depending upon the complexity and scope of the plan, your financial
situation, and your objectives. An estimate of the total time/cost will be determined at the start of the advisory
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/18/2026) [Brochure] |
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Item 7 Types of Clients We generally offer investment advisory services to individuals, trusts, estates, charitable organizations, corporations, other business entities, and other investment advisers. We impose account minimums on some, but not all, of our Asset Management Platforms with a minimum management fee of $996.00 per year. Fee minimums may be reduced or waived at the Advisors discretion. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Procter & Gamble Co | 30.1 | ||
| iShares Comex Gold Trust | 4.0 | ||
| Apple Inc | 2.0 | ||
| Nvidia Corp | 1.3 | ||
| Amazon Com Inc | 1.3 | ||
| Citizens & Northern Corp | 1.3 | ||
| Alphabet Inc | 1.0 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 900 | 322.1 |
| (b) Individuals (high net worth individuals) | 253 | 506.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 1.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 16 | 11.8 |
| (n) Other | 0 | 0.0 |
| Total | 2,833 | 841.7 |
| By Discretionary | ||
| Discretionary | 2,828 | 835.6 |
| Non-Discretionary | 5 | 6.0 |
| Total | 2,833 | 841.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 841.7 | |
| Total | 2,833 | 841.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001696497] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail, Research |
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