|
⚲
|
| Keyboard |
| Principal Advised Services LLC
✚
|
|
|---|---|
| CRD # | 297324 |
| SEC # | 801-114432 |
| CIK # | |
| AUM | 1,422.9 M (2026-05-18) |
| Employees | 383 (60% Investors, 64% Brokers) |
| Phone | 866-412-0770 |
| Address | 655 9th Street Des Moines, IA 50309 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 23,100 | 1,333.1 |
| (b) Individuals (high net worth individuals) | 64 | 89.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 23,164 | 1,422.9 |
| By Discretionary | ||
| Discretionary | 23,164 | 1,422.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 23,164 | 1,422.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,422.9 | |
| Total | 23,164 | 1,422.9 |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 16,537 |
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Mill Capital Management LLC
✚
|
NC | 1,493.1 M |
|
Wgshaheen & Associates Ltd
✚
|
NY | 1,490.5 M |
|
TSA Portfolio Management Inc FKA TSA Management Inc
✚
|
NY | 1,479.1 M |
|
Kimelman & Baird LLC
✚
|
NY | 1,478.7 M |
|
D'Orazio & Associates Inc
✚
|
VA | 1,442.7 M |
|
Alterna Wealth Management Inc
✚
|
TX | 1,401.4 M |
|
FSM Wealth Advisors LLC
✚
|
OH | 1,387.4 M |
|
J L Bainbridge & Co Inc
✚
|
FL | 1,371.2 M |
|
HOBE Mountain Capital Management LLC
✚
|
FL | 1,352.1 M |
|
Barlow Wealth Partners LLC
✚
|
KY | 1,351.9 M |