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| Happy Holidays!! thanks for using AUM13F!! |
| Principal Securities Inc
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| CRD # | 1137 |
| SEC # | 801-54949 |
| CIK # | 0000012600 |
| AUM | $14.8 B (2025-05-28) |
| Employees | 1,436 (100% Investors, 97% Brokers) |
| Phone | 888-774-6267 |
| Address | 711 High Street Des Moines, IA 50392 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0000012600 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Nvidia Corp | 0.1 | ||
| Apple Inc | 0.1 | ||
| Facebook Inc | 0.0 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 46,377 | 10.3 |
| (b) Individuals (high net worth individuals) | 2,077 | 4.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 17 | 0.0 |
| (h) Charitable organizations | 42 | 0.1 |
| (i) State or municipal government entities | 2 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 208 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 63,730 | 14.8 |
| By Discretionary | ||
| Discretionary | 47,777 | 10.9 |
| Non-Discretionary | 15,953 | 4.0 |
| Total | 63,730 | 14.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 14.8 | |
| Total | 63,730 | 14.8 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000012600] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Benjamin F Edwards & Company Incorporated
✚
|
MO | 15.7 |
|
Stephens Inc
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|
AR | 15.6 |
|
Integrated Wealth Concepts LLC
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MA | 15.2 |
|
Park Avenue Securities LLC
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|
NY | 15.0 |
|
Federated Global Investment Management Corp
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|
NY | 14.8 |
|
Stratos Wealth Partners Ltd
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OH | 14.5 |
|
Congress Asset Management Company LLP
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|
MA | 14.2 |
|
&Partners
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|
TN | 14.1 |
|
Independent Advisor Alliance LLC
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|
NC | 14.1 |
|
Evercore Wealth Management LLC
✚
|
NY | 13.9 |