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| Keyboard |
| Stephens Inc
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|---|---|
| CRD # | 3496 |
| SEC # | 801-15510 |
| CIK # | 0001957244, 0001314440, 0000757657, 0001349475, 0000094074, 0001427999 |
| AUM | 18.04 B (2026-06-25) |
| Employees | 611 (40% Investors, 100% Brokers) |
| Fees | |
| Minimum | |
| Phone | 501-377-2000 |
| Address | 111 Center St Little Rock, AR 72201 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Energy Transfer Equity LP | 0.1 | ||
| Westrock Coffee Co | 0.1 | ||
| CS Disco Inc | 0.0 | ||
| Stubhub Holdings Inc | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 18,080 | 4.1 |
| (b) Individuals (high net worth individuals) | 3,088 | 10.1 |
| (c) Banking or thrift institutions | 1 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 249 | 0.2 |
| (h) Charitable organizations | 21 | 0.0 |
| (i) State or municipal government entities | 11 | 0.4 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 15 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 188 | 0.6 |
| (n) Other | 338 | 2.4 |
| Total | 21,991 | 18.0 |
| By Discretionary | ||
| Discretionary | 12,927 | 13.8 |
| Non-Discretionary | 9,064 | 4.2 |
| Total | 21,991 | 18.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 18.0 | |
| Total | 21,991 | 18.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000757657] | |
| 4 | [0000757657] | |
| SC 13G | [0000757657] | |
| 13F-HR | [0001314440] | |
| SC 13G | [0001314440] | |
| SC 13G | [0001349475] | |
| 13F-HR | [0001427999] | |
| 3 | [0001427999] | |
| 4 | [0001427999] | |
| SC 13D | [0001427999] | |
| SC 13G | [0001427999] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $4.4B |
| Clients | 170 (1 non-US) |
| Serves | Institutional, Retail, Research |
| LEI | 213800LH6T9XDYZCA534 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| SG-1890 LLC | |
| Conns Inc | |
| Campbell Elizabeth Stephens | |
| Stephens Group LLC | |
| Stephens W R Jr | |
| Westrock Coffee Co | |
| SG-Coffee LLC | |
| SG-Disco LLC | |
| CS Disco Inc | |
| Stephens Inc /AR/ |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Conns Inc CONN
Warrant (Right to Buy) · derivative
|
2024-05-24 | Buy | 672,739 | $0.00 | |
|
Westrock Coffee Co WEST
Common Stock
|
2023-08-02 | Sell | 10,000 | $11.08 | 110,800 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-07-28 | Sell | 12,353 | $11.17 | 137,983 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-07-27 | Sell | 2,403 | $11.17 | 26,842 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-07-21 | Sell | 14,723 | $11.37 | 167,401 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-07-20 | Sell | 15,000 | $11.49 | 172,350 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-07-19 | Sell | 15,000 | $11.39 | 170,850 |
|
Conns Inc CONN
Common Stock
|
2023-07-19 | Sell | 12,777 | $5.02 | 64,141 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-07-18 | Sell | 18,510 | $11.37 | 210,459 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-06-20 | Sell | 10,000 | $11.53 | 115,300 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-05-01 | Sell | 500 | $12.29 | 6,145 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-28 | Sell | 209 | $12.25 | 2,560 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-24 | Sell | 5,055 | $12.58 | 63,592 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-21 | Sell | 5,641 | $12.54 | 70,738 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-17 | Sell | 4,893 | $12.54 | 61,358 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-14 | Sell | 3,489 | $12.53 | 43,717 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-13 | Sell | 2,718 | $12.50 | 33,975 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-12 | Sell | 4,193 | $12.54 | 52,580 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-11 | Sell | 11,387 | $12.61 | 143,590 |
|
Westrock Coffee Co WEST
Common Stock
|
2023-04-10 | Sell | 10,553 | $12.59 | 132,862 |
| showing 20 of 60 most recent transactions | |||||
| Comparable Firms | State | AUM |
|---|---|---|
|
Newedge Wealth LLC
✚
|
CT | 19.93 B |
|
Park Avenue Securities LLC
✚
|
NY | 19.58 B |
|
Integrated Wealth Concepts LLC
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|
MA | 18.92 B |
|
Benjamin F Edwards & Company Incorporated
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|
MO | 18.92 B |
|
Transamerica Retirement Advisors LLC
✚
|
IA | 18.83 B |
|
Stratos Wealth Partners Ltd
✚
|
OH | 18.65 B |
|
Wilmington Trust Investment Advisors Inc
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|
DE | 17.83 B |
|
Independent Advisor Alliance LLC
✚
|
NC | 17.23 B |
|
Principal Securities Inc
✚
|
IA | 17.02 B |
|
IFP Advisors LLC
✚
|
FL | 16.29 B |