⚲
|
Stephens Inc
✚
| |
---|---|
CRD # | 3496 |
SEC # | 801-15510 |
CIK # | 0001957244, 0001427999, 0001349475, 0001314440, 0000094074, 0000757657 |
AUM | $13.6 BB (2024-03-28) |
Employees | 629 (39% Investors, 100% Brokers) |
Phone | 501-377-2000 |
Address | 111 Center St Little Rock, AR 72201 |
Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
Total AUM ($BB) |
---|
Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
ET | 31.9 | 0.1 | |
WEST | 0.1 | ||
LAW | 1.1 | 0.0 | |
Holdings by Sector ($BB) |
---|
AUM Breakdown | Accounts | AUM ($BB) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 18,351 | 3.8 |
(b) Individuals (high net worth individuals) | 2,155 | 6.9 |
(c) Banking or thrift institutions | 1 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 308 | 0.2 |
(h) Charitable organizations | 22 | 0.0 |
(i) State or municipal government entities | 9 | 0.2 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 13 | 0.1 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 221 | 0.6 |
(n) Other | 288 | 1.7 |
Total | 21,368 | 13.6 |
By Discretionary | ||
Discretionary | 11,554 | 10.2 |
Non-Discretionary | 9,814 | 3.4 |
Total | 21,368 | 13.6 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 13.6 | |
Total | 21,368 | 13.6 |
EDGAR Form | CIK | 2011 - 2024 |
---|---|---|
13F-HR | [0000757657] | |
4 | [0000757657] | |
SC 13G | [0000757657] | |
13F-HR | [0001314440] | |
SC 13G | [0001314440] | |
SC 13G | [0001349475] | |
13F-HR | [0001427999] | |
3 | [0001427999] | |
4 | [0001427999] | |
SC 13D | [0001427999] | |
SC 13G | [0001427999] |
Form 3/4/5 Subject | 2011 - 2024 |
---|---|
Sg-1890 LLC | |
Campbell Elizabeth Stephens | |
Stephens W. R. Jr. | |
Stephens Group, LLC | |
Conns Inc | |
Westrock Coffee Co | |
SG-Coffee, LLC | |
CS Disco, Inc. | |
SG-Disco, LLC | |
Stephens Inc /AR/ |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Goldman Sachs Asset Management Singapore PTE Ltd
✚
|
14.4 | |
Signature Estate & Investment Advisors LLC
✚
|
CA | 14.2 |
Financial Integrity Advisors LLC
✚
|
PA | 13.7 |
Atlanta Consulting Group Advisors LLC
✚
|
GA | 13.6 |
Degroof Petercam Asset Management
✚
|
13.3 | |
Benjamin F Edwards & Company Incorporated
✚
|
MO | 13.2 |
American Portfolios Advisors Inc
✚
|
NY | 13.1 |
Independent Advisor Alliance LLC
✚
|
NC | 12.8 |
Transamerica Retirement Advisors LLC
✚
|
IA | 12.7 |
Appleton Partners Inc
✚
|
MA | 12.7 |