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| Stephens Inc
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|---|---|
| CRD # | 3496 |
| SEC # | 801-15510 |
| CIK # | 0001427999, 0000757657, 0001349475, 0001957244, 0001314440, 0000094074 |
| AUM | $18.0 B (2026-06-25) |
| Employees | 611 (40% Investors, 100% Brokers) |
| Phone | 501-377-2000 |
| Address | 111 Center St Little Rock, AR 72201 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Energy Transfer Equity LP | 0.1 | ||
| Westrock Coffee Co | 0.1 | ||
| CS Disco Inc | 0.0 | ||
| Stubhub Holdings Inc | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 18,080 | 4.1 |
| (b) Individuals (high net worth individuals) | 3,088 | 10.1 |
| (c) Banking or thrift institutions | 1 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 249 | 0.2 |
| (h) Charitable organizations | 21 | 0.0 |
| (i) State or municipal government entities | 11 | 0.4 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 15 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 188 | 0.6 |
| (n) Other | 338 | 2.4 |
| Total | 21,991 | 18.0 |
| By Discretionary | ||
| Discretionary | 12,927 | 13.8 |
| Non-Discretionary | 9,064 | 4.2 |
| Total | 21,991 | 18.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 18.0 | |
| Total | 21,991 | 18.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000757657] | |
| 4 | [0000757657] | |
| SC 13G | [0000757657] | |
| 13F-HR | [0001314440] | |
| SC 13G | [0001314440] | |
| SC 13G | [0001349475] | |
| 13F-HR | [0001427999] | |
| 3 | [0001427999] | |
| 4 | [0001427999] | |
| SC 13D | [0001427999] | |
| SC 13G | [0001427999] |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Sg-1890 LLC | |
| Conns Inc | |
| Campbell Elizabeth Stephens | |
| Stephens Group, LLC | |
| Stephens W. R. Jr. | |
| Westrock Coffee Co | |
| SG-Coffee, LLC | |
| SG-Disco, LLC | |
| CS Disco, Inc. | |
| Stephens Inc /AR/ |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Newedge Wealth LLC
✚
|
CT | 19.9 |
|
Park Avenue Securities LLC
✚
|
NY | 19.6 |
|
Integrated Wealth Concepts LLC
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|
MA | 18.9 |
|
Benjamin F Edwards & Company Incorporated
✚
|
MO | 18.9 |
|
Transamerica Retirement Advisors LLC
✚
|
IA | 18.8 |
|
Stratos Wealth Partners Ltd
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|
OH | 18.6 |
|
Wilmington Trust Investment Advisors Inc
✚
|
DE | 17.8 |
|
Independent Advisor Alliance LLC
✚
|
NC | 17.2 |
|
Principal Securities Inc
✚
|
IA | 17.0 |
|
IFP Advisors LLC
✚
|
FL | 16.3 |