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| Principled Wealth Advisors LLC
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|
|
|---|---|
| CRD # | 138143 |
| SEC # | 801-136333 |
| CIK # | |
| AUM | $252.1 M (2026-06-22) |
| Employees | 5 (40% Investors, 0% Brokers) |
| Phone | 859-957-2737 |
| Address | 100 East Rivercenter Blvd Covington, KY 41011-1513 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 53 | 28.6 |
| (b) Individuals (high net worth individuals) | 97 | 199.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 2.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 21.0 |
| (n) Other | 0 | 0.0 |
| Total | 783 | 252.1 |
| By Discretionary | ||
| Discretionary | 758 | 247.4 |
| Non-Discretionary | 25 | 4.7 |
| Total | 783 | 252.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 252.1 | |
| Total | 783 | 252.1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Treasure Investment Management LLC
✚
|
AZ | 0.3 |
|
GHE LLC
✚
|
TN | 0.3 |
|
Lee Kelleher & Klein Wealth Management LLC
✚
|
0.3 | |
|
Winters Financial Group Inc
✚
|
CA | 0.3 |
|
Morgan Dempsey Capital Management LLC
✚
|
WI | 0.3 |
|
QCA Capital Management Inc
✚
|
CA | 0.3 |
|
DB & C Advisors LLC
✚
|
MI | 0.3 |
|
Fischer Investment Strategies LLC
✚
|
CA | 0.3 |
|
Advanced Financial Strategies Inc
✚
|
CA | 0.3 |
|
Bridges Capital LLC
✚
|
FL | 0.3 |