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| Winters Financial Group Inc
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|
|
|---|---|
| CRD # | 309549 |
| SEC # | 801-121556 |
| CIK # | |
| AUM | $202.3 M (2025-03-04) |
| Employees | 3 (67% Investors, 67% Brokers) |
| Phone | 805-497-1717 |
| Address | 2659 Townsgate Rd Westlake Village, CA 91361 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 169 | 60.1 |
| (b) Individuals (high net worth individuals) | 48 | 125.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 29 | 16.4 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 250 | 202.3 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 250 | 202.3 |
| Total | 250 | 202.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 202.3 | |
| Total | 250 | 202.3 |
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|---|---|---|
|
ERISA Advisers Inc
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|
TN | 0.2 |
|
Tribeca Financial LLC
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|
AZ | 0.2 |
|
Forthright Family Wealth Advisory LLC
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|
TX | 0.2 |
|
Gallagher Capital Advisors LLC
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|
0.2 | |
|
Powell Financial Inc
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|
NC | 0.2 |
|
Keene & Associates Inc
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|
TX | 0.2 |
|
Windward Wealth Strategies Inc
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|
WI | 0.2 |
|
Kilter Group LLC
✚
|
0.2 | |
|
Albert D Mason Inc
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|
MA | 0.2 |
|
Values First Advisors Inc
✚
|
TN | 0.2 |