Lee Kelleher & Klein Wealth Management LLC

Item 5 – Fees and Compensation

                                 Annual Fees for Investment Advisory Services
LKKWM is compensated for providing asset management services by charging an annual advisory fee which is
calculated and paid monthly based upon the assets under management. LKKWM’s annual Asset Management
Fee is negotiable but will not exceed 1.00% per annum for any client household. The Asset Management Fee will
be in writing as reflected in the Investment Advisory Agreement and its Exhibits executed by you and LKKWM. If
a client engages LKKWM to provide financial planning or consulting services in addition to the portfolio
management services, it will be reflected in the negotiated fee.

                             Annual Fees for Retirement Plan Consulting Services
Clients who engage LKKWM for Retirement Plan Services will be assessed a maximum fee of 1.00% per annum
on the assets maintained by participants in their retirement plan accounts. The fee is negotiable at LKKWM’s
discretion. Fees are paid quarterly in advance, no earlier than at the beginning of each calendar quarter based
upon the value (market value or fair market value in the absence of market value), of participant accounts at
the end of the previous calendar quarter. Advisory fees are not reduced to offset transaction costs charged by
custodians. LKKWM may charge clients with larger account balances a flat, asset-based fee or fixed dollar fee for
retirement plan services. It should be noted that fee payment frequency and calculations can be impacted by
the plan’s recordkeeper.

                                            Fee Billing & Payment
CURRENT FEE BILLING CALCULATION METHOD:
Asset Management Fees are paid monthly in advance. The Asset Management Fee is reflected in the Client’s
Investment Advisory Agreement and is typically a tiered table. The fee applied is determined by the Client’s
Asset under Management with LKKWM.
NEW FEE BILLING CALCULATION METHOD:
The Asset Management Fee is calculated based on a blended rate applied to the Client’s assets under management
by LKKWM. This means that portions of the portfolio are charged at different rates according to a tiered fee
schedule, rather than applying a single rate to the entire portfolio.

The base Asset Management Fee will be determined by the total initial assets under management by LKKWM. This
initial fee will be the highest possible fee the Client’s assets will be subject to during their tenure with LKKWM.
From there, as the Client’s assets under management grow, the annual fee assessed will decrease for the next level
reached.

Payments are due on the first day of the calendar month and are based on the account’s asset value as of the last
business day of the prior calendar month multiplied by the applicable annual rate and divided by twelve (12). The
fee for the subsequent month is billed and payable within ten (10) days after the end of the prior month. We will
deduct our asset management fee only when we receive your written authorization by executing an investment
advisory agreement permitting the fees to be paid directly from your account. We will send a copy of your invoice to
the custodian at the same time that we send a copy to you. The qualified custodian will deliver an account statement
to you at least quarterly, which will show all disbursements from your account. We urge you to review all statements
for accuracy. Your account at the custodian can also be charged for certain additional assets managed for you by us
but not held by the custodian (i.e., mutual funds, 401(k)s).

Advisory fees are not inclusive of brokerage commissions, transactions fees, markdowns, markups, and other
related costs and expenses which shall typically be incurred in a client’s account(s). Mutual funds, exchanged-
traded funds, and annuities all charge internal management fees and other expenses, which are disclosed in a
fund’s or annuity’s prospectus or equivalent disclosure document and are directly deducted from the value of
such investment vehicles. LKKWM does not retain 12b-1 fees or other sales charges and commissions on the
accounts of advisory clients.

                 All advisory fees are subject to negotiation at LKKWM’s discretion.

                                          Termination of Agreement
Either party can terminate the agreement by providing a 30-day advance written notice. Upon termination of any
account, any prepaid, unearned fees will be promptly refunded, and any earned, unpaid fees will be due and
payable up to and including the effective date of termination. Notwithstanding the above, if we do not deliver
the appropriate disclosure statement to you at least 48 hours prior to you entering into any written or oral
advisory contract with us, then you have the right to terminate the Agreement without penalty within five (5)
business days after entering the Agreement.
Please refer to Item 12 of this brochure for a more detailed explanation of brokerage practices.

Item 7 – Types of Clients
LKKWM generally provides advisory services to the following types of clients: individuals, high-net-worth
individuals, pension and profit-sharing plans, estates or trusts, charitable organizations or foundations as well
as other business entities. There is no minimum account size required to be a client of LKKWM.