Proathlete Wealth Management LLC

Item 5 - Fees and Compensation
Portfolio Management Services & Financial Planning, Consulting and Concierge Services

For new accounts at PAWM, our fee for portfolio management services is negotiable and based on
a percentage of your assets we manage and is set forth in the following fee schedule:

      Assets Under Management               Annual Fee
       Up to $2,000,000                      1.50%
       $2,000,000 - $4,000,000               1.35%
       $4,000,000 - $5,000,000               1.25%
       Over $5,000,000                       1.15%

This fee covers the services provided through our portfolio management services and our financial
planning, consulting, and concierge services. These fees do not include transactional ticket charges,
Wealth Management Platform fees, or the advisory fees charged by any third-party money
managers selected by PAWM (see Other Fees below).

Our annual portfolio management fee is billed and payable quarterly in advance based on the
account balance at the beginning of the period.

If the Management Agreement is executed at any time other than the first day of a calendar quarter,
our fees will apply on a pro rata basis, which means that the advisory fee is payable in proportion

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to the number of days in the quarter for which you are a client. Our advisory fee is negotiable,
depending on individual client circumstances. Therefore, clients with similar assets under
management and investment objectives may pay significantly higher or lower fees than other
clients.

At our discretion, we may combine the account values of family members living in the same
household to determine the applicable advisory fee. For example, we may combine account values
for you and your minor children, joint accounts with your spouse, and other types of related
accounts. Combining account values may increase the asset total, which may result in paying a
reduced advisory fee based on the available breakpoints in our fee schedule stated above.

We will deduct our fee directly from your account through the qualified custodian holding your
funds and securities. We will deduct our advisory fee only when the following requirements are
met:

   •   You provide our Firm with written authorization permitting the fees to be paid directly from
       your account held by the qualified custodian.
   •   The qualified custodian agrees to send you a statement, at least quarterly, indicating all
       amounts dispersed from your account including the amount of the advisory fee paid directly
       to our Firm.

You may terminate the Management Agreement at any time by providing written notice to our Firm.
You will incur a pro rata charge for services rendered prior to the termination of the Management
Agreement, which means you will incur advisory fees only in proportion to the number of days in
the month for which you are a client. If you have pre-paid advisory fees that we have not yet earned,
you will receive a prorated refund of those fees within 60 days.

Financial Planning Services are provided through computerized planning software which
incorporates a client’s stated goals and objectives based on risk tolerance and investment time
horizon. The financial plan analysis assists in the formation of Pro Athlete Wealth Management’s
recommendations.

No matter the scope and complexity of the plan or the services offered through our consulting and
Concierge Services, the costs are covered through the fee paid for the Professional Management
Services disclosed in the table above.

Other Fees - Dually Registered Persons’ Commissions

Certain of PAWM’s Investment Adviser Representatives (“IARs”) are also Broker-Dealer registered
representatives of Peak Brokerage Services, LLC (“Peak”, commonly referred to as a “dually
registered person”). In their individual capacities as registered representatives of Peak, dually
registered persons may earn commissions for the sale of securities or investment products that the
dually registered person recommends to clients.

Receipt of these commissions presents a conflict of interest, and it gives PAWM an incentive to
recommend an investment product based on the compensation received either through the
commission earned on the transaction or by including the transaction as an asset for purposes of
calculating PAWM’s asset-based fee.

PAWM attempts to mitigate this conflict of interest by not charging an asset-based fee in addition

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to the commissions paid by a client for such product. When PAWM’s IARs sell a security or
investment product through Peak as a dually registered person, PAWM does not charge an asset-
based fees in addition to the commissions paid by the client for such product. Additionally, clients
receive notification of brokerage commissions charged by Peak. Furthermore, clients are not under
any obligation to purchase or sell commission products from Peak and have the option of
purchasing many of the securities and investment products that PAWM makes available through
another Broker-Dealer, custodian, investment adviser or another financial institution.

In the event the client chooses to purchase or sell securities or investment products through a dually
registered person, Peak will charge brokerage commissions to facilitate securities transactions, a
portion of which commissions Peak shall pay to the Peak registered representatives who facilitate
the transaction. Any payment of commissions to IARs of PAWM would be through their role as
registered representatives of Peak.

Other Fees - Mutual Funds, Exchange Traded Funds (ETFs), Variable Annuities and Other Pooled
Investment Funds Fees and Expenses

If assets are invested in mutual funds, ETFs or other pooled investment funds, there are two layers
...

Item 7 - Types of Clients
Description
PAWM offers investment advisory services to individuals including high net worth individuals and
corporations or other business entities.

Account Minimums
PAWM’s recommended minimum account size is $500,000. However, PAWM maintains discretion
to waive any account minimums.