Henry James International Management Inc

Item 5 – Fees and Compensation

In addition to the information provided in Item 4 – Advisory Business, this section provides additional details
regarding our firm’s services along with descriptions of each service’s fees and compensation arrangements.
It should be noted that lower fees for comparable service may be available from other sources. The exact
fees and other terms will be outlined in the agreement between you and Henry James International
Management, Inc.

Fees for Separately Managed Accounts (SMA)
Fees charged for our asset management services are charged based on a percentage of assets under
management, billed in advance (at the start of the billing period) on a quarterly calendar basis and calculated
based on the fair market value of your account as of the last business day of the previous billing period. Fees
are prorated (based on the number of days service is provided during the initial billing period) for your account
opened at any time other than the beginning of the billing period. If asset management services are
commenced in the middle of the billing period, then the prorated fee for that billing period is based on the
value of the account when services commence and is due immediately and will be deducted from your account
when services commence.

The asset management services continue in effect until terminated. You may terminate the services by
providing Henry James International Management, Inc. with notice. We may terminate the services by
providing you with written notice effective 30 days after you receive the written notice. We will promptly refund
any prepaid, unearned fees to you. We will determine fee refunds on a pro rata basis using the number of
days services are actually provided during the final period.

 Henry James International Management                    8                   Form ADV Part 2 Disclosure Brochure

Fees charged for our asset management services are negotiable based on the type of client, the complexity
of the client's situation, the composition of the client's account (i.e., equities versus mutual funds), and the
total amount of assets under management for the client.

    •   The annual fee for asset management services will be between 0.30% and 1.50%
    •   There is a minimum account size of $50,000.

Henry James International Management, Inc. believes our annual fee is reasonable in relation to: (1) services
provided and (2) the fees charged by other investment advisers offering similar services/programs. However,
our annual investment advisory fee may be higher than that charged by other investment advisers offering
similar services/programs. In addition to our compensation, you may also incur charges imposed at the
mutual fund level (e.g., advisory fees and other fund expenses).

You can choose how to pay your investment advisory fees. The investment advisory fees can be deducted
from your account and paid directly to our firm by the qualified custodian(s) of your account, or you can pay
our firm upon receipt of a billing notice sent directly to you.

If you choose to have the investment advisory fees deducted from your account, you must authorize the
qualified custodian(s) of your account to deduct fees from your account and pay such fees directly to Henry
James International Management, Inc.

You should review your account statements received from the qualified custodian(s) and verify that
appropriate investment advisory fees are being deducted. The qualified custodian(s) will not verify the
accuracy of the investment advisory fees deducted.

If you choose to pay the fees after receiving a statement, fees are due upon your receipt of a billing notice
sent directly to you. The billing notice will detail the formula used to calculate the fee, the assets under
management, and the time period covered. Fees for the services of our firm will be due immediately after
your receipt of the billing notice.

The qualified custodian bills brokerage commissions and/or transaction ticket fees charged by the qualified
custodian directly to you. We do not receive any portion of such commissions or fees from you or the qualified
custodian. In addition, you may incur certain charges imposed by third-parties other than Henry James
International Management, Inc. in connection with investments made through your account including, but not
limited to, mutual fund sales loads, 12(b)-1 fees and surrender charges, variable annuity fees and surrender
charges, IRA and qualified retirement plan fees, and charges imposed by the qualified custodian(s) of your
account. Henry James International Management does not receive any portion of these charges and does
not participate in sharing of 12(b)-1 fees. Management fees charged by Henry James International
Management, Inc. are separate and distinct from the fees and expenses charged by investment company
securities that may be recommended to you. A description of these fees and expenses are available in each
investment company security’s prospectus.

Sponsored Investment Management Platforms
Participants in a platform program will pay an annualized investment management fee to Henry James
International Management, Inc., generally not to exceed 1.00% of the assets under our management.

Depending on the program, our fee will either be charged in addition to the overall program fee charged to a
client or included in the program fee charged to the client. When our annual fee for investment management
services is separate from and in addition to the program fee, the fee rate is determined by the fee table shown
in each client’s Investment Management Agreement with Henry James International Management, Inc.

 Henry James International Management                  9                   Form ADV Part 2 Disclosure Brochure

In accordance with the program sponsor’s billing arrangements, Henry James International Management, Inc.
...

Item 7 – Types of Clients

Henry James International Management, Inc. generally provides investment advice to the following types of
clients:

    •   Individuals
    •   Banks or thrift institutions
    •   Investment companies

 Henry James International Management                10                   Form ADV Part 2 Disclosure Brochure

     •   Pension and profit sharing plans
     •   Trusts, estates, or charitable organizations
     •   Corporations or business entities other than those listed above.

You are required to execute a written agreement with us specifying the particular advisory services to establish
a client arrangement with Henry James International Management, Inc.

Minimum Investment Amounts Required
We require a minimum of $50,000 in order to open an account. To reach this account minimum, clients can
aggregate all household accounts. Exceptions may be granted to this minimum at our discretion.