Professional Trading Services Brokerage LLC

Item 5: Fees and Compensation
For discretionary accounts, Professional Trading Services Brokerage, LLC charges
management fees according to the schedule below. These fees are negotiable depending
on type of service chosen.

                                       Portfolio Value                  Fee
             The First                $0.00    to      $250,000.00      1.75%
             The Next          $250,000.00     to      $500,000.00      1.50%
             The Next          $500,000.00     to    $1,000,000.00      1.25%
             The Next       $1,000,000.00      to    $2,000,000.00      1.00%
             The Next       $2,000,000.00 and Above                     0.75%

     *Example of a Quarterly Tiered Fee Computation on a $500,000.00 account:
              [(1.75% x $250,000) + (1.50% x $250,000)] divided by 4

The management fee is payable quarterly in arrears, based on the account value as of
the last day of the preceding quarter, and is deducted directly from the account(s). In
any partial calendar quarter, the management fee will be prorated based on the number
of days that the account was open during the quarter. Unless otherwise agreed, asset-
based fees include the value of any cash or cash equivalent positions, as well as any
accrued but unpaid earnings or income. Pro rata fee adjustments are made for any
deposits or withdrawals made from the account during a billing period. For fee
calculation purposes, we rely on the values provided by the account custodian, as
reported through our third-party billing platform. As such, values used for fee
calculations may deviate from values shown on client account statements and related
documents for a variety of reasons, such as differing treatment of accrued dividends or
other earnings, settlement timing differences, and other factors.

Clients are advised that there may be extended periods of time when the firm determines
that changes to a client’s account allocation are neither prudent nor necessary, and that
clients remain subject to the fees described herein during periods of account inactivity.

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Clients may incur certain charges imposed by third parties such as custodial fees,
charges imposed directly by a mutual fund, or exchange-traded fund in the account,
which shall be disclosed in the fund's prospectus (e.g., fund management fees and other
fund expenses), deferred sales charges, odd lot differentials, block trading fees, transfer
taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage
accounts and securities transactions. In addition, to the extent applicable, clients may
incur sub-advisory fees, separately managed account fees, investment platform fees,
and other third-party fees and costs, in connection with allocations to third-party
investment managers. Such charges, fees, and commissions are exclusive of and in
addition to the Professional Trading Services Brokerage, LLC management fee.
Professional Trading Services Brokerage, LLC does not receive any additional
commission or compensation for management of an account or product placement
within an account.

Generally, for mutual fund portfolios and accounts managed by other advisors, the firm
charges a 1% management fee. Depending on the size of the account, this fee may be
negotiable. As described above, when mutual funds are used, there are internal fees
that are charged by the mutual funds. In addition, the custodian at times will charge a
commission for the trade.

For non-discretionary accounts, the firm generally does not charge any fees.

Due to the fee practices described above, the firm has an incentive to recommend that
clients convert mutual fund portfolios, portfolios managed by other advisors, and non-
discretionary accounts to discretionary investment portfolios under the firm’s
management. Accordingly, the firm only provides such recommendations on a non-
discretionary basis when the firm reasonably believes the recommendation is in the
client’s best interest, notwithstanding any applicable financial incentives. Clients are
free to accept or reject such recommendations, at the client’s sole discretion.

For financial planning services, the firm may charge an hourly fee of $250, or a flat
planning fee as stipulated in the client’s agreement. Flat planning fees start at $999
and may be higher based on the complexity of the plan. Hourly and flat planning fees
are negotiable depending on the complexity and depth of the plan. Planning fees may
be payable in advance or upon the completion of the plan, depending on the terms
negotiated between the client and his or her specific planner. If the client agrees to a
fee and pays in advance, the client is entitled to a pro-rata refund if they choose not to
pursue completion of the plan. The refund will be pro-rated based on the planner’s
hourly fee schedule in place at the time and be refunded in the same method as paid by
client. In addition, commissions or fees may be earned by the firm if insurance or
investment company products are purchased or advisory services are utilized as a result
of recommendations from the financial plan.

As a result of possible product placement or utilization of other services, there exists a
conflict of interest because it is possible that the planner may recommend such products
based on commissions received, rather than on a particular client’s need. In this
situation we will make planning clients aware of the conflict. Our planning agreement
stipulates clients are entitled to take our recommendations and effectuate them through
any other party of their choice. Clients have no obligation to purchase anything as a
result of the financial plan. Commissions do not comprise a significant portion of

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Item 7: Types of Clients
Professional Trading Services Brokerage, LLC provides advisory services to a variety of
clients which generally includes, but is not limited to, individuals, estates, trusts, and
retirement plans. At this time, we do not provide any institutional services. Generally,
we require $100,000 minimum to open an account, although we will open an account
with less if there is mutual agreement between the client and us. Investment Advisor
Representatives are required to thoroughly examine the client's suitability before
recommending an advisory account so we may manage the account in accordance with
the client's investment objectives and risk tolerance.