|
⚲
|
| Keyboard |
| Prospect Capital Management LP
✚
|
|
|---|---|
| CRD # | 131018 |
| SEC # | 801-62969 |
| CIK # | 0001287032 |
| AUM | 6,638.0 M (2026-03-25) |
| Employees | 143 (31% Investors, 6% Brokers) |
| Phone | 561-285-4044 |
| Address | 700 S Rosemary Ave West Palm Beach, FL 33401 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 2 | 6.6 |
| (f) Pooled investment vehicles | 2 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 6.6 |
| By Discretionary | ||
| Discretionary | 2 | 6.6 |
| Non-Discretionary | 2 | 0.0 |
| Total | 4 | 6.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 6.6 | |
| Total | 4 | 6.6 |
| Limited Partners | 2011 - 2026 |
|---|---|
| The University of Texas/Texas A&M Investment Company |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001287032] | |
| 10-Q | [0001287032] | |
| 3 | [0001287032] | |
| 4 | [0001287032] | |
| 8-K | [0001287032] | |
| D | [0001287032] | |
| SC 13D | [0001287032] | |
| SC 13G | [0001287032] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Prospect Capital Corp | Prospect Capital Corp | [2016-02-29] |
| Jupiter Street Inc | Prospect Capital Corp | [2012-06-22] |
| BlackRock Inc | Prospect Capital Corp | [2012-02-09] |
| Vanguard Group Inc | Prospect Capital Corp | [2012-02-09] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $5.2B |
| Serves | Institutional |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Prospect Capital Corp | |
| Barry John F | |
| Eliasek M Grier | |
| Gremp William | |
| van Dask Kristin Lea | |
| Stark Eugene S | |
| John & Daria Barry Foundation | |
| Oswald Brian H |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2026-02-11 | Buy | 942,800 | $2.92 | 2,752,976 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-06-23 | Buy | 319,000 | $3.16 | 1,008,040 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-06-20 | Buy | 623,300 | $3.19 | 1,988,327 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-03-24 | Buy | 24,000 | $4.24 | 101,760 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-03-21 | Buy | 24,000 | $4.26 | 102,240 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-03-20 | Buy | 24,000 | $4.28 | 102,720 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-03-19 | Buy | 24,000 | $4.30 | 103,200 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-03-18 | Buy | 14,623 | $4.29 | 62,733 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-03-18 | Buy | 4,477 | $4.30 | 19,251 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-03-18 | Buy | 24,000 | $4.30 | 103,200 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-03-17 | Buy | 240,000 | $4.30 | 1,032,000 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-03-14 | Buy | 900 | $4.24 | 3,816 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-03-14 | Buy | 240,000 | $4.28 | 1,027,200 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-03-13 | Buy | 240,000 | $4.20 | 1,008,000 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-03-12 | Buy | 240,000 | $4.25 | 1,020,000 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-03-11 | Buy | 1,000,000 | $4.31 | 4,310,000 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2025-03-11 | Buy | 1,000,000 | $4.33 | 4,330,000 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2024-12-24 | Buy | 2,000,000 | $4.29 | 8,580,000 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2024-11-29 | Buy | 210,000 | $4.81 | 1,010,100 |
|
Prospect Capital Corp PSEC
COMMON STOCK
|
2024-11-27 | Buy | 210,000 | $4.79 | 1,005,900 |
| showing 20 of 200 most recent transactions | |||||
| Related Firms | State | AUM |
|---|---|---|
|
Prospect Capital Management LP
✚
|
FL | 6,638.0 M |
|
Priority Senior Secured Income Management LLC
✚
|
FL | 479.1 M |
|
Prospect Flexible Income Management LLC
✚
|
FL |
| Comparable Firms | State | AUM |
|---|---|---|
|
Hosking Partners LLP
✚
|
6,952.0 M | |
|
Blue Owl Technology Credit Advisors II LLC
✚
|
NY | 6,947.7 M |
|
Smartleaf Asset Management LLC
✚
|
MA | 6,851.7 M |
|
Bivium Capital Partners LLC
✚
|
CA | 6,730.7 M |
|
Monroe Capital BDC Advisors LLC
✚
|
IL | 6,705.3 M |
|
Matthews International Capital Management LLC
✚
|
CA | 6,634.3 M |
|
QCAM Currency Asset Management
✚
|
6,614.0 M | |
|
Coronation Investment Management International PTY Ltd
✚
|
6,579.2 M | |
|
Omnicap Group LLC
✚
|
CA | 6,508.4 M |
|
Allianz Capital Partners of America LLC
✚
|
NY | 6,350.1 M |