|
⚲
|
| Keyboard |
| Prota Financial LLC
✚
|
|
|---|---|
| CRD # | 283776 |
| SEC # | 801-125895 |
| CIK # | 0002126257 |
| AUM | 270.4 M (2026-02-26) |
| Employees | 13 (100% Investors, 0% Brokers) |
| Phone | 713-568-8171 |
| Address | 1980 Post Oak Blvd Houston, TX 77056-3845 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0002126257 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Blackstone Secured Lending Fund | 5.7 | ||
| Owl Rock Capital Corp | 5.7 | ||
| Apple Inc | 1.5 | ||
| Alphabet Inc | 1.0 | ||
| Applied Materials Inc /DE | 1.0 | ||
| Owl Rock Technology Finance Corp | 0.9 | ||
| Lam Research Corp | 0.9 | ||
| KLA Tencor Corp | 0.9 | ||
| Caterpillar Inc | 0.8 | ||
| General Electric Co | 0.8 | ||
| Merck & Co Inc | 0.8 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 588 | 121.1 |
| (b) Individuals (high net worth individuals) | 85 | 148.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.4 |
| (n) Other | 0 | 0.0 |
| Total | 1,808 | 270.4 |
| By Discretionary | ||
| Discretionary | 1,808 | 270.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,808 | 270.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.4 | |
| United States Persons | 269.9 | |
| Total | 1,808 | 270.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002126257] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Firstmetric LLC
✚
|
MI | 272.1 M |
|
Ryan Investment Management Inc
✚
|
CO | 272.0 M |
|
Client First Investment Management LLC
✚
|
WI | 271.9 M |
|
Crossgate Wealth Advisors LLC
✚
|
PA | 271.9 M |
|
SK Advisor Network LLC
✚
|
TX | 271.5 M |
|
Ervin Investment Management LLC
✚
|
269.9 M | |
|
Alpha Zero LLC
✚
|
FL | 269.8 M |
|
Capitol Financial Consultants Inc
✚
|
VA | 269.2 M |
|
Diversified Resources LLC
✚
|
RI | 268.8 M |
|
Wavvest Wealth LLC
✚
|
IL | 268.5 M |