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Type	Result	AUM

Thomas Kelleher
Firm	JP Morgan Private Wealth Advisors LLC
Address	c/o B Riley Capital Management, LLC 11100 Santa Monica Blvd Suite 800 Los Angeles, CA 90025
Source

Associated Funds	Form D	Role	2011 - 2026	Raised	AUM
JP Morgan Private Wealth Advisors LLC
MKCA Opportunity Fund LLC	021-132453	Executive Officer		71.6 M	30.4 M
BR Dialectic Capital Management LLC
Alignment Capital Partners LP	021-315524	Executive Officer		1.1 M	0.5 M
B Riley Financial Inc	021-234183	Executive Officer		6.7 M of 6.7 M
Great American Group Inc	021-220111	Executive Officer		35.2 M of 35.2 M
AXA IM High Income Fund LLC	021-158675	Executive Officer		44.1 M
Riley Investment Partners LP	021-154942	Executive Officer
Pugh Capital Management Inc
Pugh Capital Broad High Yield Market Partners LP	021-190708	Director		524.0 M	49.1 M
Sky Harbor Capital Management LLC
Sky Harbor Short Duration High Yield Partners LP	021-190707	Director		400.3 M	72.9 M
AXA Investment Managers US Inc
AXA IM High Yield Fund LLC	021-140183	Executive Officer		40.0 M	30.8 M

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