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Putterman Dean Eliot
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CRD # | 111779 |
SEC # | 801-62962 |
CIK # | 0000062962 |
AUM | $380.0 MM (2024-03-26) |
Employees | 2 (50% Investors, 0% Brokers) |
Phone | 713-525-1520 |
Address | 99 Detering, Suite 140 Houston, TX 77007 |
Source | [IAPD] [EDGAR] [Website] |
Total AUM ($MM) |
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AUM Breakdown | Accounts | AUM ($MM) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 53 | 380.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 57 | 380.0 |
By Discretionary | ||
Discretionary | 51 | 173.0 |
Non-Discretionary | 6 | 207.0 |
Total | 57 | 380.0 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 380.0 | |
Total | 57 | 380.0 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Total Management Group Inc
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|
NY | 0.4 |
Redwood Holdings LLC
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|
CA | 0.4 |
van Strum & Towne Inc
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|
CA | 0.4 |
Macdougall Financial Counseling
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|
PA | 0.4 |
Nvest Financial LLC
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|
NH | 0.4 |
VAM Group Inc
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|
MI | 0.4 |
Aspire Wealth Management Corporation
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|
MA | 0.4 |
Financial Life Focus LLC
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|
PA | 0.4 |
RAIN Capital Management LLC
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|
OR | 0.4 |
WealthEdge Investment Advisors LLC
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|
NY | 0.4 |