|
⚲
|
| Keyboard |
| Putterman Dean Eliot
✚
|
|
|---|---|
| CRD # | 111779 |
| SEC # | 801-62962 |
| CIK # | 0000062962 |
| AUM | 324.5 M (2026-03-12) |
| Employees | 2 (50% Investors, 0% Brokers) |
| Phone | 713-525-1520 |
| Address | 99 Detering, Suite 140 Houston, TX 77007 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 53 | 299.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 25.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 55 | 324.5 |
| By Discretionary | ||
| Discretionary | 53 | 199.5 |
| Non-Discretionary | 2 | 125.0 |
| Total | 55 | 324.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 324.5 | |
| Total | 55 | 324.5 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 5 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Hurley Capital LLC
✚
|
NY | 326.1 M |
|
Centerline Wealth Advisors LLC
✚
|
KY | 326.0 M |
|
Strategic Wealth Advisors LLC
✚
|
325.2 M | |
|
Catawba River Capital
✚
|
SC | 325.1 M |
|
Converse Team Financial Services LLC
✚
|
325.0 M | |
|
Whipplewood Advisors LLC
✚
|
CO | 324.5 M |
|
Vista Investment Management LLC
✚
|
PA | 323.9 M |
|
Johnson Wealth Management LLC
✚
|
ND | 323.4 M |
|
Choice Wealth Advisors LLC
✚
|
ME | 323.3 M |
|
Brown Financial Advisors LLC
✚
|
OH | 323.3 M |