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| Raymond James USA Ltd
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|---|---|
| CRD # | 25853 |
| SEC # | 801-72137 |
| CIK # | 0001088950, 0000720005 |
| AUM | 1,991.4 M (2026-06-08) |
| Employees | 175 (83% Investors, 71% Brokers) |
| Phone | 877-570-7558 |
| Address | 2100925 West Georgia Street Vancouver, Canada |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 7.7 | ||
| Microsoft Corp | 6.6 | ||
| Nvidia Corp | 6.1 | ||
| Broadcom Inc | 5.0 | ||
| Amazon Com Inc | 4.4 | ||
| J P Morgan Chase & Co | 4.3 | ||
| Alphabet Inc | 3.8 | ||
| Wal Mart Stores Inc | 3.0 | ||
| Johnson & Johnson | 2.5 | ||
| Facebook Inc | 2.2 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 4,501 | 1,053.5 |
| (b) Individuals (high net worth individuals) | 349 | 877.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 2.2 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 58.0 |
| (n) Other | 0 | 0.0 |
| Total | 4,869 | 1,991.4 |
| By Discretionary | ||
| Discretionary | 965 | 499.9 |
| Non-Discretionary | 3,904 | 1,491.5 |
| Total | 4,869 | 1,991.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 20.0 | |
| United States Persons | 1,971.4 | |
| Total | 4,869 | 1,991.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0000720005] | |
| 10-Q | [0000720005] | |
| 13F-HR | [0000720005] | |
| 3 | [0000720005] | |
| 4 | [0000720005] | |
| 5 | [0000720005] | |
| 8-K | [0000720005] | |
| SC 13G | [0000720005] | |
| 13F-HR | [0001088950] | |
| 13F-NT | [0001088950] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail, Research |
| LEI | 82368 6126 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Raymond James Financial Inc RJF
Common Stock
|
2026-03-19 | Sell | 29,551 | $142.34 | 4,206,289 |
|
Raymond James Financial Inc RJF
Common Stock
|
2026-02-28 | Tax withheld | 132 | $153.08 | 20,207 |
|
Raymond James Financial Inc RJF
Common Stock
|
2026-02-28 | Option exercise | 600 | $0.00 | |
|
Raymond James Financial Inc RJF
Restricted Stock Units · derivative
|
2026-02-28 | Option exercise | 600 | $0.00 | |
|
Raymond James Financial Inc RJF
Common Stock
|
2026-02-24 | Gift | 1,503.50 | $0.00 | |
|
Raymond James Financial Inc RJF
Common Stock
|
2026-02-24 | Gift | 1,503.50 | $0.00 | |
|
Raymond James Financial Inc RJF
Common Stock
|
2026-02-19 | Grant | 1,303 | $0.00 | |
|
Raymond James Financial Inc RJF
Common Stock
|
2026-02-19 | Grant | 1,303 | $0.00 | |
|
Raymond James Financial Inc RJF
Common Stock
|
2026-02-19 | Option exercise | 1,253 | $0.00 | |
|
Raymond James Financial Inc RJF
Restricted Stock Units · derivative
|
2026-02-19 | Option exercise | 1,253 | $0.00 | |
|
Raymond James Financial Inc RJF
Common Stock
|
2026-02-19 | Option exercise | 1,253 | $0.00 | |
|
Raymond James Financial Inc RJF
Common Stock
|
2026-02-19 | Option exercise | 250 | $0.00 | |
|
Raymond James Financial Inc RJF
Restricted Stock Units · derivative
|
2026-02-19 | Grant | 248 | $0.00 | |
|
Raymond James Financial Inc RJF
Common Stock
|
2026-02-19 | Grant | 1,303 | $0.00 | |
|
Raymond James Financial Inc RJF
Restricted Stock Units · derivative
|
2026-02-19 | Option exercise | 1,253 | $0.00 | |
|
Raymond James Financial Inc RJF
Restricted Stock Units · derivative
|
2026-02-19 | Grant | 1,303 | $0.00 | |
|
Raymond James Financial Inc RJF
Restricted Stock Units · derivative
|
2026-02-19 | Option exercise | 250 | $0.00 | |
|
Raymond James Financial Inc RJF
Common Stock
|
2026-02-19 | Option exercise | 250 | $0.00 | |
|
Raymond James Financial Inc RJF
Restricted Stock Units · derivative
|
2026-02-19 | Grant | 248 | $0.00 | |
|
Raymond James Financial Inc RJF
Common Stock
|
2026-02-19 | Grant | 1,303 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||
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|
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|
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|
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|
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|
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|
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|
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